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Compliance Specialist

$120k - $140k
Full-time

Vantage Risk Companies

About the role:

We are seeking a forward-thinking and enthusiastic Compliance Specialist to assist the Insurance Compliance team with multiple regulatory compliance functions. This position will engage in a variety of regulatory and compliance projects and be the primary contact for company producer and adjuster licensing. This is an excellent opportunity for an organized and self-motivated individual who thrives in a fast-paced environment. The Compliance Specialist will be part of a highly collaborative Legal, Product and Compliance team whose contributions are crucial to the ambitious goals of this fast-growing company.

The base salary expectation for this role is between $120,000 and $140,000. Additionally, Vantage offers its colleagues performance-based bonus potential, strong health & welfare benefits, retirement plans with company match, competitive time off plans, a highly flexible work environment, and much more.

Responsibilities & Accountabilities:

  • Regulatory reporting functions for legal entities engaged in admitted and non-admitted insurance business, including assistance with the submission of timely and accurate regulatory reports to various state and federal agencies.
  • Obtaining company adjuster licenses, processing license renewals, analysis of continuing education requirements and monitoring timely compliance. Maintaining centralized, organized, and accessible licensing records to demonstrate compliance.
  • Processing of producer license applications, including new and renewal applications. Maintaining centralized, organized, and accessible records to demonstrate compliance.
  • Processing time-sensitive insurer regulatory appointments for Vantage brokers. Maintenance, auditing, tracking and timely renewals and terminations of regulatory appointments.
  • Assisting in the coordination of responses on regulatory matters such as complaints and inquiries as needed.
  • Participating in a wide variety of Compliance projects and activities.

Ideal Candidate Profile:

  • Bachelor’s degree or equivalent professional experience preferred.
  • Property and Casualty insurance experience desired.
  • At least 5 years of progressive knowledge and experience in insurance regulatory reporting (both admitted and surplus lines) required.
  • Strong communication and organizational skills.
  • Ability to process and adapt to change in a rapid growth company environment. Vantage associates are expected to be curious, thrifty, and resourceful to manage through the unknowns of growing a specialty (re)insurance business from the ground up.

Our Vantage Values

Do What’s Right – be a force for good, for our customers, shareholders, colleagues, industry and communities.

Be Relentlessly Curious – ask questions, listen to understand, challenge the status quo, look for ways to say YES, drive innovation, be opportunistic and disciplined.

We’re Better Together – collaborate, be inclusive, supportive, respectful and humble, be a trusted partner internally and externally.

Be Transparent – in who you are, what you think, and how you work, seek and provide alternative points of view, be true to yourself.

Make A Difference – focus on impact, embrace technology, leverage data and analytics as critical assets, act intentionally to deliver on our mission.

Vacancy posted 5 days ago
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