Senior Supervising Principal, Compliance and Supervision
Lincoln Investment
Lincoln Investment is seeking a Supervising Principal to serve as the Designated Supervisor and oversee the sales activities of Financial Professionals across the country from our Fort Washington, PA-based team. The role requires strong knowledge of FINRA/SEC rules, 3–5 years in securities, and active Series 7/24/53/66 licenses (Series 9/10 preferred). You will lead compliance efforts and develop supervision programs to support firm growth. #J-18808-Ljbffr Lincoln Investment
Vacancy posted 2 days ago
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