Fund Compliance Analyst: Regulatory & Secretarial
Brown Brothers Harriman & Co.
Brown Brothers Harriman & Co. seeks a Legal Analyst to support corporate secretarial and regulatory work for mutual fund clients. The role reports to Senior Counsel or Practice Leader and involves board materials, registration statements, and proxy filings. Ideal candidates have 1–3 years paralegal experience, a BS/BA, and paralegal certification or training. Strong communication, attention to detail, and ability to manage priorities are essential. #J-18808-Ljbffr Brown Brothers Harriman & Co.
- BNY Mellon, in Boston, MA, seeks an Associate, Regulatory Reporting to join the Fund Reporting team. You will prepare and coordinate regulatory filings for funds and ensure timely submissions to regulators. The role requires 3+ years in regulatory/financial reporting for...Regulatory
- BNY Mellon is looking for an Associate, Regulatory Reporting to join our Fund Reporting team in Boston, MA. This role involves preparing and coordinating regulatory filings, ensuring compliance with relevant regulations, and supporting process improvements. The ideal candidate...Regulatory
- DWS Group in Boston is seeking a Legal Analyst to support fund disclosure and SEC registration efforts. You will prepare and review mutual fund and ETF disclosure documents, coordinate with in-house counsel, and help finalize SEC filings. Ideal candidates have a BA/BS and...Regulatory
$80k - $150k
...clients.About the RolePosition OverviewThe Compliance Analyst will support Wellington Management’s... ...purpose broker-dealer Wellington Funds Distributors Inc. (WFD)•Maintaining policies... ...procedures and practices•Assisting with regulatory training of client-facing personnel•...RegulatoryFull timeRemote workFlexible hours1 day per week$100k - $115k
...Partnership.William Blair is seeking to add a Compliance Analyst to its William Blair Investment... ...partners closely with the William Blair Funds' Chief Compliance Officer and the broader... ...monitoring to ensure compliance with regulatory requirements and client guidelines with...RegulatoryTemporary workWork at office$55k - $120k
...technology.Job DescriptionTitle: Post Trade Compliance Analyst Location: Denver, CO; Boston, MA;... ...ensuring portfolios remain compliant with regulatory requirements and client investment... ...compliance officers, portfolio managers, fund accounting teams, legal departments, and...RegulatoryOngoing contractFull timeWork at office- ...Compliance Analyst Several Compliance Analysts needed immediately for Boston Mutual Fund House. Key responsibilities include: Assist with the performance of compliance... ...services. Maintain understanding of regulatory requirements, internal processes, and client...RegulatoryImmediate start
- ...Compliance Analyst Responsibilities Compliance Program Support: Support the development, implementation... ...policies and procedures to ensure regulatory alignment Coordinate with internal... ...CFTC/NFA and ERISA) a plus Private equity fund compliance a plus Highly organized with...RegulatoryFlexible hours
$85k - $110k
...Eventide is seeking to hire a detail-oriented Compliance Analyst to support the Compliance team in... ...appropriately Support preparation of regulatory filings and board reporting Formalize processes... ...of client types including mutual funds, ETFs, private funds, and separately...RegulatoryWork at office- BNY is seeking an Associate for the Regulatory Reporting team in Boston, MA. The role entails preparing regulatory filings for the Commodity Futures Trading Commission and National Futures Association. The ideal candidate will have a Bachelor’s degree in accounting and...Regulatory
- BNY is seeking an Associate for its Regulatory Reporting team in Boston, MA. This role involves preparing and coordinating regulatory filings and ensuring compliance with relevant regulations. The ideal candidate possesses 3+ years of experience in regulatory or financial...Regulatory
$52k - $86k
BNY Mellon is looking for an Associate in Regulatory Reporting in Boston, MA. The role involves preparing and coordinating regulatory filings, ensuring compliance with standards, and supporting process improvements. The ideal candidate holds a Bachelor’s degree in accounting...Regulatory$90k - $180k
...trillion in public investments. PositionThis Marketing Compliance Senior Analyst role will support and enhance the firm’s US... ...materials for alternative investments and registered funds, advising stakeholders on the regulatory implication of complex marketing initiatives and...RegulatoryFull timeRemote workFlexible hours1 day per week- ...Administration, providing corporate secretarial and regulatory support to mutual fund complexes. You will draft routine memoranda... ...books, and assist attorneys and analysts with board and committee matters. The role emphasizes compliance with mutual fund regulations and...Regulatory
- ...Harriman in Boston seeks a Senior Legal Support Representative within Legal Administration to provide corporate secretarial and regulatory support for mutual fund complexes. The role reports to Senior Counsel or Practice Leader and supports board and committee activities....Regulatory
- ...Chief Compliance OfficerGreetings, my name is Dan Landerfin and I am COO at the Back Bay Staffing... ...Chief Compliance Officer for mutual fund clients, appoint pursuant to Rule 38a-1... ...design to ensure compliance with the regulatory framework imposed by the SEC, the Financial...RegulatoryImmediate start
- DWS Group in Boston is seeking a Legal Analyst to support fund disclosure and SEC registration processes. You will work with in-house counsel... ...and coordinate with external providers to ensure regulatory compliance. The role requires at least 1+ year SEC registration experience...Regulatory
$150k - $200k
...PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to applicable regulatory requirements and internal policies. This role will work...RegulatoryFull timeLocal area3 days per week$70k - $105k
PowerToFly is looking for a Public Side Paralegal in Boston to provide comprehensive support to attorneys in fund formation and regulatory compliance. This role requires strong organizational abilities to manage multiple complex projects, legal document preparation, and...Regulatory- ...and Transformation Lawyer specializing in Private Investment Funds to drive change within the firm, bridging the innovation... ...with lawyers across functions to improve workflows while prioritizing security and regulatory compliance. #J-18808-Ljbffr BCG Attorney SearchRegulatory
$130k - $150k
...clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of... ...Investment Benefits: Opportunity to purchase company funds with no sales charge Franklin Templeton is an Equal Opportunity...RegulatoryFull timeWork at officeLocal area- ...Harvard’s Office of Research and Academic Compliance (ORAC) within the Office of the Vice... ...management, and compliance with all applicable regulatory, funder, and university requirements.... ...process. Certain visa types and funding sources may limit work location. Individuals...RegulatoryWork at office
- ...Investments, to provide strategic and tactical legal advice on private funds, SMAs, and related transactions. You will lead negotiations, oversee external counsel, and ensure regulatory compliance across global private markets. The role requires a JD, active license in...RegulatoryWork at office3 days per week
- ...Crowell & Moring LLP seeks an International Trade Analyst to support U.S. import regulatory matters, including CBP entry procedures, HTSUS classification, origin, and free trade agreements. The role emphasizes timely administrative support and client service within the...Regulatory
- ...Associate Attorney with extensive experience in investment management and regulatory compliance, focusing on registered investment advisers and investment companies. You will advise private fund clients and their advisers on the Investment Advisers Act of 1940, draft governance...Regulatory
$260k - $365k
...with an AmLaw 10 law firm to identify a talented Investment Funds, Registered Funds / BDC Associate (3–5 years of experience)... ...and hybrid investment structures Assist with regulatory, compliance, and distribution matters in both U.S. and global markets...Regulatory- ...Compliance Associate Reporting to the Director, Investment Compliance, the Compliance Associate... ...and post trade basis for registered funds, pooled investment vehicles and... ...ownership filings for submission to applicable regulatory authorities as needed. Assist in the...RegulatoryWork at officeRemote workMonday to Friday
- Citi in Boston, MA is seeking a Fund Accounting professional to prepare tax provisions... ...test asset diversification, and ensure compliance with internal controls while delivering... ...management abilities, with opportunities to work on regulatory filings and ad #J-18808-Ljbffr CitiRegulatory
$73.35k - $122.25k
...As a Compliance Analyst you will perform a range of compliance tests for our defined contribution compliance clients and prepare the Form... ...related tasks. Proactively develop and maintain the technical and regulatory knowledge required to perform these functions, including...RegulatoryTemporary workWork at officeLocal areaFlexible hours3 days per week- ...vehicles include both registered and private funds, as well as permanent capital vehicles.... ...other asset management platforms. Role: Compliance Officer Callodine is seeking a... ...role in the firm’s compliance program and regulatory affairs. This role will work closely with...RegulatoryPermanent employment
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Fund Compliance Analyst: Regulatory & Secretarial. Be the first to apply!
- regulatory affairs specialist Boston, MA
- medicare compliance specialist Boston, MA
- senior compliance analyst Boston, MA
- regulatory compliance analyst Boston, MA
- compliance specialist Boston, MA
- aml compliance analyst Boston, MA
- pharmaceutical compliance officer Boston, MA
- regulatory officer Boston, MA
- healthcare compliance officer Boston, MA
- regulatory analyst Boston, MA


