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Compliance VP - Credit & Private Investments | Manhattan (hybrid)

Origin Staffing

A leading global investment platform with $100B+ AUM is seeking an  Investment Compliance VP  to join its growing Boston office. This is a high-visibility role supporting the firm’s expanding private credit and private investment activity, with the opportunity to sit close to the deal process and partner directly with investment professionals.

Key Responsibilities:

  • Serve as part of the firm’s  Control Room : conflicts clearance, wall-crossing, restricted list oversight, and MNPI management.
  • Review and negotiate  deal-related NDAs  and support transaction onboarding.
  • Partner with investment teams on pipeline activity, identifying and mitigating conflicts across public and private markets.
  • Support integration of compliance technology platforms and data migration.
  • Contribute to regulatory analysis, policy updates, and broader compliance initiatives.

Qualifications:

  • JD required  (to manage NDA execution and legal issue spotting)
  • Relevant compliance or legal experience, ideally with control room exposure at an investment bank.
  • Strong commercial understanding of deals, structures, and capital markets; more important than pure “check-the-box” compliance.
  • Experience handling MNPI/conflicts processes and familiarity with deal onboarding.
  • Ambitious, detail-oriented, and motivated to grow within a buy-side environment.

Why Join:

  • Platform in  growth mode  with significant deal activity and career advancement opportunities.
  • Dynamic, collaborative culture with exposure across public and private markets.
Vacancy posted 27 days ago
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