Remote SEC Broker-Dealer Regulatory Reporting SME (1-Year Contract)

Atlas Search

Atlas Search seeks a SEC Broker-Dealer Regulatory Reporting SME to support its UK-based entity’s U.S. security-based swap dealer reporting requirements. This is a one-year contract role that can sit in New York City or performed remotely. The role requires deep knowledge of SEC rules (FOCUS, NLA, 15c3-1, 15c3-3) and CFTC requirements, plus experience in policy interpretation and governance, with exposure to IFRS, Workiva, and Axiom. #J-18808-Ljbffr

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Vacancy posted 1 day ago

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