Associate Director

Our client is a leading digital investment platform. They seek an Associate Director to join their Manhattan, NY office.

Responsibilities

• Execute key components of the monthly and quarterly close across multiple entities
• Prepare and review journal entries, account reconciliations, and variance analyses
• Resolve reconciliation breaks across sub-ledgers and the general ledger
• Deliver timely and accurate financial reporting within a multi-entity, regulated environment
• Support preparation of regulatory filings, including 17a-5 and 15c3-1 reports
• Apply broker-dealer accounting across revenue streams such as trading commissions, PFOF, and advisory fees
• Assist with daily and monthly net capital calculations and ongoing regulatory compliance
• Coordinate with Compliance and Finance on evolving SEC, FINRA, CFTC, and NFA requirements
• Facilitate audit processes by preparing PBC support, responding to auditor inquiries, and addressing control gaps
• Manage intercompany and consolidation activities, including allocations, eliminations, and financial statement preparation

Requirements

• Bachelor’s degree in Accounting, Finance, or related field
• 4-6+ years of accounting experience
• Broker-dealer experience required
• Financial services industry
• Strong hands-on experience with monthly close and account reconciliations
• Direct experience supporting external audits
• Solid understanding of U.S. GAAP and internal control frameworks
• Familiarity with SEC / FINRA reporting requirements
• Strong Excel skills with the ability to work across large datasets
• CPA highly preferred
• FINRA Series 27 is a plus

JobID: 48180