AML Surveillance Tools Engineer/Developer
$105k - $155kTD
Work Location : New York, New York, United States of America Hours : 40 Line Of Business : Technology Solutions Pay Detail : $105,000 - $155,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based on the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Business Context The Java Developer / Data Engineer will join the Compliance, Surveillance & Supervision Product Technology team, which delivers technology solutions supporting the Compliance, Surveillance, and Supervision product group. The team works with internally developed platforms and vendor solutions, including NICE Actimize, SMART, and Trading Hub. Solutions delivered by the team must satisfy regulatory, compliance, internal audit, technology risk management, and information security obligations applicable to TD Securities. Position Overview This role will be responsible for the design, implementation, and integration of tools and technologies used across the Compliance, Surveillance, and Supervision domain. The successful candidate will help integrate upstream bank systems with core surveillance platforms and build robust, scalable, and maintainable data pipelines and analytics engines. Key Requirements Business Knowledge Familiarity with Capital Markets asset classes and products Understanding of compliance concepts, including AML, trade surveillance, and payments surveillance Experience designing and building surveillance data models Technical Knowledge And Hands-on Experience At least 3 years of related experience Strong Core Java experience, with some Python exposure; proven ability to build, unit test, deliver, and productionize scalable distributed systems Solid understanding of data storage, ETL, and modern data engineering patterns Experience with big data processing frameworks, including Apache Spark Hands-on experience with cloud data lakes, relational databases, and big data platforms such as Databricks and Hadoop Ability to work with large data sets in both batch-oriented and near-real-time environments Experience integrating enterprise systems with vendor applications Understanding of messaging systems and integration patterns, including Solace and Kafka Nice to Have Implementation experience with vendor surveillance platforms, such as NICE Actimize Understanding of workflow engines Familiarity with DevOps tools and Agile delivery methodology Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Accommodation TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io. Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process. #J-18808-Ljbffr TD
- TD is looking for a Java Developer / Data Engineer in New York, NY to join the Compliance, Surveillance & Supervision team. This role involves designing and integrating tools for regulatory compliance, building scalable data pipelines, and working with big data technologies...Surveillance
- High Bridge Consulting is looking for a Project Manager to oversee technology projects in Compliance. This role will focus on translating requirements, managing risks and dependencies, and producing clear status reports. The successful candidate should have at least 5 years...SurveillanceWork at office
$250k
...digital commodity exchange framework (subject to regulatory developments) Act as a primary compliance liaison with US regulators (... ...policies and procedures, including: Market conduct and surveillance frameworks AML / KYC and financial crime prevention controls Trade and...Surveillance- ...post-account opening activities. The role supports regulatory compliance with AML, BSA, OFAC, and SMBC policies and reports to the FIU VP. You will manage day-to-day transaction surveillance activities, maintain reports, and oversee staff performance. Hybrid work arrangement...Surveillance
- ...trading rules on its US derivatives platform. This remote role involves real‑time surveillance, investigations, and regulatory reporting, with exposure to SEC, CFTC, FINRA rules and KYC/AML procedures. You will work with Legal, Risk, and Tech teams to enhance...SurveillanceRemote jobFull timeWeekend workAfternoon shift
- ...key areas are Compliance apps for surveillance and archiving and AML case management. This role is focused... ...closely with product managers, engineering teams and business stakeholders to... ...Process Maps Ensure Traceability Develop and maintain integrated project plans...SurveillanceWork at office3 days per week
$120k - $170k
...functions, including review of surveillance reports, exception reporting,... ...cross functional compliance, AML and supervision teams to... ...business practices and assist in developing compliant policies and... ...Excel (Access or other data tools a plus) Demonstrated ability...Surveillance- ...Oversee and manage client onboarding and AML/KYC processes, including due diligence... ...risks, themes, and emerging regulatory developments. Assist the Firm's management with regulatory... ..., Compliance Advisory, Control Room, Surveillance, IT, Operations, Research and third‑party...SurveillanceWork at office
- ...Job Description The AML Analysts within the CRIU review system-generated and manual cases... ..., the Business, CSIS, FIU Legal, Trade Surveillance, and Law Enforcement, where applicable.... ...including experience with online search tools. Advanced proficiency in Microsoft Office...SurveillanceWork at office
$75k - $100k
..., as well as internal policies and procedures Conduct ongoing surveillance reviews, including transaction blotter analysis and electronic... ...employees across business lines Support Anti‑Money Laundering (AML) monitoring and Know Your Customer (KYC) / Customer Identification...Surveillance$100k - $145k
...Assist in the review of marketing materials and RFPs; Perform daily surveillance of e-communications for the adviser’s personnel; Interact with... ...00,000.00-$130,000.00 5 days ago Global Compliance Associate – AML & Sanctions New York City Metropolitan Area $90,000.00-$110,000...SurveillanceFull timeCurrently hiringRemote workFlexible hours$125k - $165k
...operational due diligence. Conduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct... ...execution reviews, broker reviews, account list maintenance, and AML/OFAC due diligence reviews, etc. Prepare and submit various...SurveillanceWork experience placementWork at officeLocal areaRemote workWorldwide$225k - $265k
...central limit order book matching engine with automated market making... ...and state law. Oversee AML/BSA/OFAC programs, including... ...Supervise the application of surveillance and monitoring of trading and... ...performing US compliance team. Develop and deliver compliance training...SurveillanceWork at office- ..., completing FinCEN forms, and redacting various legal documents. Review and approve firm’s AML compliance policies and procedures Monitor compliance testing and surveillance Assist in researching and responding to comments and/or inquiries received from regulators...Surveillance
- ...footprint. Core Duties and Responsibilities: Point of contact, develop and implement the global compliance programs, including Know Your Customer (KYC), Anti‑Money Laundering (AML), trade surveillance, sanctions for our growing US business. Advise and implement enhancements...SurveillanceLocal areaShift work
$80k - $131k
...to‑day compliance related to transaction surveillance, ensuring completion of assigned activities... ...and lead in projects related to FIU tools such as Forten, SAM8.5, Actimize, eRCM, C... ...to transaction surveillance (especially AML, BSA, and OFAC). Expert-level knowledge of...SurveillanceInterim roleWork at officeLocal areaWork from homeWorldwide$109.3k - $182.1k
...responsibility. The Compliance Advisor will help develop, implement, and execute strategy of the... ...oversight, including the review of surveillance activities and focused forensic reviews... ...Dodd‑Frank, Sarbanes‑Oxley, etc. - BSA/AML & OFAC: Laws and rules that apply to BSA...SurveillanceWork experience placement$110.64k - $136.46k
...members to actively engage with AI tools relevant to their role and... ...This role is the operational engine of the compliance program — owning execution, testing, surveillance, and day-to-day program management... ...: advertising, complaints, AML, trade errors, books and...SurveillanceFull timeWork at officeLocal area2 days per week3 days per week- ...both Fiat and Crypto transactions Trade Surveillance Monitoring Communication Surveillance Monitoring... ...highlighted through Compliance and AML alerting and dashboards. Write... ...online research systems including web‑based tools. Ability to manage multiple priorities and...SurveillanceLocal area
$69k - $160k
...program leadership for surveillance enhancements: coverage... ...roadmap across AML, Sanctions, Fraud, Anti... ...validation of models (feature engineering reviews, drift... ...remediation progress. Tools and skills: Microsoft... ...capability and coaching/developing auditors. Our Benefits...SurveillanceTemporary workFlexible hours- Cummins Inc. is seeking a Skilled Trades - Tool Design professional for our facility in Jamestown, NY. The role involves using 3D modelling... ...a focus on safety and quality in their work. You will assist Engineers and Technicians and maintain rigorous standards in both design...
$175k - $225k
A financial trading firm in New York is seeking a Software Engineer to develop best-in-class trading tools. The role involves embedding with trading desks, creating ergonomic solutions, and working across multiple programming languages. Candidates should have 2+ years experience...$170.7k - $300.2k
Build critical AIML tools and applications end-to-end. Work with product management and engineering to gather requirement and build MVP products. Rapidly iterate on products... ...the opportunity to progress as you grow and develop within a role. The base pay range for this...Relocation$128k - $165k
...Oversight team supports TD Securities in developing, implementing, and maintaining a robust... ...inquiries. Provide advice to the business on AML requirements across customers, products... ...AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates...SurveillanceWork experience placementWork at officeLocal areaWork from homeFlexible hours- Hollybank Trustees Ltd is looking for an Offensive Security Developer Intern to join our Tiger team. This role focuses on designing and integrating advanced security tools to enhance offensive operations. You will collaborate with red team operators and security researchers...Internship
- ...Protection Specialist to enhance store safety and deter theft. This role emphasizes a strong presence in high-risk environments, surveillance, and collaboration with law enforcement to address external theft. The ideal candidate has experience in theft apprehension,...Surveillance
- ...including its parts, processes, and its aircraft operators. They certify operators and mechanics, issue certification, and perform surveillance. They ensure all practices happen within the established rules, and that aircrafts are in compliance. Inspectors are the first...Surveillance
$17 - $29.4 per hour
...Protection Specialist in New York to deter theft and ensure safety in high-risk store environments. This role includes conducting surveillance, apprehending shoplifters, and collaborating with store teams and law enforcement to prevent theft. Candidates should have theft...SurveillanceHourly pay$77.72 per hour
...performance patterns related to population under care and assists in developing interventions to improve team performance. Provides remedial... ...and billing practices, communication skills, and population surveillance. • May participate in the VNS Health Medical Care at Home...SurveillanceDaily paidTemporary workWork experience placement- ...responsible for ensuring the safety of Company assets and delivering excellent customer service. The role involves working with surveillance to prevent theft, apprehending suspects, and interacting positively with customers. The ideal candidate must be able to lift weights...Surveillance
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