Compliance Assistant

Compliance Assistant

POSITION SUMMARY: Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

ESSENTIAL FUNCTIONS:

• Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing
• Reconciles amounts payable to the regulatory agencies
• Monitor and track tags received from the state SLA departments and provide reports to the Compliance Manager

OTHER RESPONSIBILITIES:

• Other duties as assigned

EDUCATION, EXPERIENCE AND SKILLS REQUIRED:

• Exceptional attention to detail, organization, follow-up, oral and written communication skills
• Able to work and solve problems independently
• Exhibit good listening skills and a willingness to help and support others
• Intermediate skill level in PC software (Word, Excel and other software, as required)
• Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions
• Preference for post high school education

CATEGORY: Insurance

LOCATION: Dallas Office

ABOUT THE ORGANIZATION: Brown & Riding is a wholesale insurance brokerage committed to our Mission, Culture, and Values.

OUR MISSION: To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.

OUR CULTURE: Makes us unique and a formidable competitor in the marketplace. It allows our clients, markets, and people to build and enjoy an entirely new wholesale experience.

OUR VALUES: Our organizing principles. They ground us and provide guidance in the face of adversity. Brown & Riding stands for: TEAMWORK, QUALITY, and PROFESSIONALISM.

EXEMPT/NON-EXEMPT: Non-Exempt

This position is currently accepting applications.