Senior Compliance and Risk Advisor - Field Operations
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin is seeking a Compliance and Supervision professional to assist Vice Presidents in delivering consultation across various teams. You will conduct inspections, educate staff, and support compliance initiatives while working closely with field leadership to develop effective risk management plans. This role requires a minimum of 4 years' experience in the financial services industry, along with a FINRA Series 7 and 24 certifications. The position is hybrid and offers a comprehensive compensation structure. #J-18808-Ljbffr
Vacancy posted 3 hours ago
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