ETF & Registered Funds Compliance Lead (Remote Fridays)
$150k - $175kIcapitalnetwork
- Remote job
Icapitalnetwork is seeking a Compliance Officer in New York to lead compliance programs for its ETFs and investment advisers. The ideal candidate will have over 10 years of compliance experience in financial services, with deep knowledge of U.S. securities laws and regulations. This role offers a base salary between $150,000 and $175,000, along with a benefits package inclusive of equity, matched retirement plans, and generous healthcare coverage. The position is primarily on-site from Monday to Thursday with flexible remote options on Friday. #J-18808-Ljbffr Icapitalnetwork
$150k - $175k
...RoleiCapital is looking to hire a Compliance Officer to oversee the... ...the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses. This... ...for assisting and/or leading the implementation and administration... ...the flexibility to work remotely on Friday.For additional...Remote workFull timeWork at office$150k - $170k
...Overview As Senior Manager, Fund Administration, you will lead fund administration activities... ...and exchange-traded funds (ETFs), ensuring operational excellence and compliance with regulatory and... ...product strategy changes for registered funds, ETFs, collective investment...Suggested- Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves managing compliance programs, assisting fund launches, and ensuring adherence to regulatory requirements. The ideal...Suggested
$150k
...Investment Lead On Start Fund Are you a driven professional with a vision for the future of venture capital? Do you want to launch your... ...and LP investments starting at $10K. Decile Group manages all compliance, legal, and administrative matters, allowing you to focus on...Remote workFlexible hours$190k - $225k
...join its Regulatory and Compliance team to manage iCapital’s registered 1940 Act product compliance... ...focused on registered funds including assisting with... ...1940 Act and the IAA.Lead compliance efforts for Registered... ...the flexibility to work remotely on Friday.For additional...Remote workFull timeWork at office$139.66k - $160.55k
...Onboarding and Client Lifecycle Lead United States or Cayman Islands Monday to Friday 8:00 am to 5:00 pm Remote CSC is transforming... ...leaders, relationship managers, compliance, KYCS teams, and operations... ..., financial services, fund administration, or banking...Remote workFull timeLocal areaWorldwideMonday to Friday- ...seeking Cultural Resources Lead - Senior Archaeologist... ...and support compliance within applicable regulatory... ...closely related field.Registered Professional... ...schedule with up to 40% of remote work, and an alternative... ...a day off every other Friday.Join our team of 1,300...Remote workFull timeWork at officeLocal areaImmediate startFlexible hours
$100k - $130k
PPG Industries, Inc is seeking a Trade Compliance Manager in Los Angeles, California. In this hybrid role, you will interpret complex export control regulations and ensure compliance with trade laws. Responsibilities include providing guidance to business units, conducting...Remote job$180k - $220k
....S. and Latin American jurisdictions, advising on complex cross-border distribution and regulatory compliance. The ideal candidate has over 5 years of experience in fund formation, a strong understanding of securities regulations, and ideally Spanish proficiency. The position...Remote job- A global asset management innovator is seeking a Registered Funds Counsel to join their team. This fully remote position requires approximately 4-10 years of registered... ...assisting in the organization and registration of ETFs, preparing regulatory reports, and maintaining ETF...Remote job
$134k
...the role We are hiring a Lead, Chime Enterprise Compliance to join our Product Compliance... ...(UDAAP), Electronic Funds Transfer Act (Regulation E... ...a week in the office and Fridays from home for those near one... ...or are part of our fully remote program, you’ll stay engaged...Remote workFull timeWork at officeLocal area- Icapitalnetwork is seeking an Assistant Vice President Fund Attorney to join the Funds Legal team focusing on U.S. and Cayman private... ...This role involves representing private funds in matters like compliance and regulatory issues, capital raising, and corporate...Remote job
$160k - $210k
iCapital is seeking an Assistant Vice President Fund Attorney to join its Funds Legal team in New York. The role focuses on representing U.S. and Cayman private funds, emphasizing compliance and regulatory issues. Candidates should have over 3 years of fund formation experience...Remote job$23.92 - $40.66 per hour
...Center Leadership, the Lead will serve as the... ...medical appointments, registers patients, including verifying... ...and expectations for remote work. 10. Other duties... ...and ensuring compliance with HIPAA regulations... ...contractual stipulations, grant funding, as well as external...Remote workHourly payFull timeWork experience placementWork at officeLocal areaWork from homeShift work$34 - $39 per hour
...Hourly Position Summary Registered Dental Assistant (RDA) Lead provides clinical leadership... ...workflow efficiency, compliance readiness, staff competency... ...Base working hours Monday - Friday from 8:00 am - 5:00 pm... ...days per week, no hybrid or remote availability. Duties and...Remote workHourly payFull timeWork at officeLocal areaImmediate startMonday to FridayWeekend work$100k - $145k
...prominent financial services firm in New York is seeking a Compliance Officer to join their Private Funds Alternatives Compliance team. This position plays a... ...and internal policies regarding private funds and registered investment vehicles. The ideal candidate will possess...Full time$139k - $235k
...efficiency, reduce security and compliance risk, and accelerate... .... More than 50 million registered users and more than 50%... ...As the Internal Events Lead, you’ll design, produce... ...our team is fully remote and distributed across... ...Growth and Development Fund Parental leave Home office...Remote workFull timeHome officeFlexible hours- Employer Brand Team Lead Hybrid in Wilmington, DelawareMonday through Friday 8 am to 5 pmSummary:CSC is seeking an experienced... ...of business administration and compliance solutions. CSC is a great place... ...allow, CSC offers hybrid or remote work schedules in alignment with...Remote workLocal areaWorldwide
- ...in this role: The Level 3 NOC Lead provides technical leadership,... ...incident response, and ensures compliance with operational and security... ...if permitted.Shift: Monday - Friday 7am - 4pm EST#LI-JV1This role... ...commitment here.SummaryLocation: Remote, PA, United States of...Remote workMonday to FridayShift workNight shiftRotating shift
- ...ITOM LeadWilmington, DEMonday - Friday 8:00 - 5:00 RemoteWe are... ...CSDM/CMDB Ownership & Health: Lead CMDB design, governance, and ongoing... ..., or regulated-industry IT compliance requirements.Experience presenting... ...allow, CSC offers hybrid or remote work schedules in alignment...Remote workLocal areaWorldwide
- ...Job Description Job Description 340B Compliance Program Lead Lead Compliance. Drive Savings. Make a Local Impact.... ...Full-time (80 hours per pay period) Monday–Friday, Day Shift Benefits eligible Remote eligible What You'll Do Ensure ongoing compliance...Remote workFull timeContract workLocal areaMonday to FridayDay shift
$56 - $80 per hour
...your resume to ****@*****.*** Dabbeta | Sr. Recruiter | Yoh Alternatives, Private Markets or Hedge Funds expFully remote - must sit in EST hours. Lead Systems Analyst Role - Alternatives Role Summary The Lead Systems Analyst will be responsible for documenting...Remote work$164.7k - $266k
...What you'll doWe are seeking a Lead AI Architect to turn... ...enterprise governance, privacy, compliance, and responsible AI standardsPartner... ...time between in-office and remote work. Access to an office... ...physical or mental disability, registered domestic partner status, caregiver...Remote workContract workWork at officeLocal area2 days per week- ...Fractional Compliance Lead, DDQ and Governance, Founding Bench, Performance Based to Start Company... ...Venture Equities Location Remote, United States About Venture Equities... ...processes, in partnership with counsel and fund admin Partner with cybersecurity vendors...Remote workContract workTemporary workFlexible hours
$98k - $110k
...DescriptionReporting to the Assistant Vice President - Funding & Settlements, the Process Lead will oversee critical functions within the team,... ...instructions in the system of record.Ensure accuracy, compliance, and timely processing of all approvals.Act as the escalation...Full timeTemporary workWork at officeShift work$104k - $143k
...partner company, who manages all applications and next steps. Our partner is looking for a Service Fund Value Based Programs Lead based in the United States. This remote leadership role is responsible for advancing strategic value-based programs within a complex...Remote workFull timeTemporary workHome office$96k - $126k
...ensure the efficient use of taxpayer funded services. Our culture attracts and rewards... ...more at ). Job Summary The Compliance Program Lead is responsible for leading and managing... ...certifications preferred. Working Conditions Remote with occasional business travel...Remote workFull timeLocal area- ...About the job Sr Eng III-EVMS Compliance Lead NS&E Company Description Ingenium Professional... ...and 7:00 am – 3:30 pm every other Friday. Flex Schedule options are available within... ...position will initially be executed via remote work location/telework until the relocation...Remote workContract workTemporary workWorldwideRelocationHome officeFlexible hours
- Stifel Financial Corp. is seeking a Manager Research Sr. Analyst to drive quantitative and fundamental research across mutual funds, SMAs, and ETFs. The role supports a large, client-driven platform and engages senior investment professionals. You will guide junior staff,...
$150k - $190k
...raised a total of $1 billion in funding from leading investors, including 8VC,... ...Systems & Spectrum Compliance Lead is based in El Segundo... ...in person in the field and remotely in collaboration with the rest... ...Free daily lunch, ‘No meeting Fridays’, unlimited PTO, casual...Remote workContract workTemporary workFor contractorsWork experience placementCasual workWork at officeRelocation packageWeekend workAfternoon shiftEarly shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to ETF & Registered Funds Compliance Lead (Remote Fridays). Be the first to apply!
- operations coordinator remote New York, NY
- remote appointment scheduler New York, NY
- head of marketing remote New York, NY
- content designer remote New York, NY
- remote coordinator New York, NY
- remote merchandiser New York, NY
- remote broker New York, NY
- remote insurance verification jobs New York, NY
- remote design intern New York, NY
- remote accounts receivable New York, NY


