VP, AI Compliance & Governance - Wealth Management
474 MS Services Group, Inc.
Morgan Stanley in Texas seeks a Vice President, AI Compliance Officer to provide second-line oversight of AI initiatives across Wealth Management. You will advise governance teams, review AI/ML compliance, and participate in firmwide governance and reporting to senior management. The role emphasizes collaboration with legal, risk, and technology stakeholders, with in‑person interviews and eventual relocation to Dallas. Strong understanding of regulatory frameworks is required. #J-18808-Ljbffr
$108k - $185k
...a Vice President, Artificial Intelligence Compliance Officer in Wealth Management Compliance to provide second-line oversight, advisory support, and governance for Artificial Intelligence initiatives, including Generative AI, partnering closely with senior business, legal...SuggestedTemporary workLocal area- Morgan Stanley is seeking a Vice President for Artificial Intelligence Compliance in Wealth Management Compliance. This role involves providing oversight and advisory for AI initiatives, ensuring compliance with regulations while fostering responsible innovation. The candidate...Suggested
- ...Chief Operating Officer (COO), Wealth Management About the Company Fast-growing registered investment advisor supporting advisors with hands-on business development and compliance Industry Financial Services Type Privately Held About the Role The...Suggested
- ...Bank AG is seeking a Vice President in Dallas to align business strategy and drive AI initiatives across Wealth Solutions. This role demands strong analytical skills, project management expertise, and the ability to work with senior leaders in various functions. Key responsibilities...Suggested
- ...looking for a Vice President based in Dallas to drive AI strategy and automate workflows within Wealth Solutions. This role requires partnering with senior... ...have a Bachelor’s degree, over 8 years of project management experience, and expert skills in Excel and PowerPoint...Suggested
$108k - $185k
...'re seeking someone to join our team as an International Wealth Management Compliance Officer in Wealth Management Compliance to provide expert... ...jurisdictional guidance across key non-U.S. markets, enhance governance and control standards for cross-border activities, and...Temporary work- Wealth Management Investigations Attorney - Vice President (Dallas)DescriptionCompany Profile... ...clients worldwide including corporations, governments, and individuals from more than 1,200... ...Professionals within Legal and Compliance provide a wide range of services to our...Temporary workWorldwide
- ...A global financial services firm is seeking a Senior Data Scientist (NLP Specialist) in Dallas to develop AI models and enhance compliance monitoring. The role requires a Master's or PhD and over 10 years of experience in AI/ML, including strong skills in Python and familiarity...
- ...and state taxes to lead and mentor staff within the Goldman Partner Office planning team. You will deliver complex tax planning, compliance solutions, and efficient client service for high-net-worth clients and partnerships. Strong communication and proactive problem-solving...Work at office
- Sabre Corporation seeks a seasoned VP, Associate General Counsel - Corporate to lead SEC compliance, corporate governance, and equity programs for a global technology company. You will partner with Finance, Investor Relations, and the People team to ensure accurate disclosures...
- Corporate Planning & Management - Global Procurement - Strategic... ...risk management, and governance strategies across the... ...robust commercial and compliance controls while driving... ...CPM.Role Overview:The VP Strategic Sourcing - Marketing... ...leverage cutting-edge AI tools and data...Contract work
- ...reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group... ...internal control structure, including the firm's governance processes and controls, and risk management and...Local area
- ...house legal leader within a healthcare Management Services Organization (MSO), acting as... ...role will internalize critical legal, compliance, and governance responsibilities that are currently... ...growing healthcare platform.Operating at a VP level, this individual will partner...Full timeContract workRemote work
$108k - $185k
...'re seeking someone to join our team as an International Wealth Management Compliance Officer in Wealth Management Compliance to provide expert... ...jurisdictional guidance across key non-U.S. markets, enhance governance and control standards for cross-border activities, and...Full timeTemporary work- ...Goldman Sachs seeks a real estate transaction attorney to support the Asset & Wealth Management Real Estate team in Dallas. You will handle structuring, negotiation, and execution of real estate deals, including financing and sale-leasebacks, while addressing regulatory...
$95k - $170k
We're seeking someone to join our team as a Complaints Intake Manager in Wealth Management Compliance to be responsible for the management of the Morgan Stanley Smith Barney and E*TRADE complaints program, including but not limited to intake, coding, quality control, policies...Temporary work$125.76k - $188.64k
...provides consumers, corporations, governments, and institutions with a... ..., transaction services, and wealth management.As a bank with a brain and a... ...thrives in a fast-paced, compliance-driven financial services environment... ...automated processing and AI do not involve relying on...Full time- ...Mercer Advisors in Dallas, TX is seeking a Regional Vice President, Community to build client relationships and drive wealth-management solutions. You will lead sales efforts, coordinate cross‑functional resources, and guide prospects from initial contact to a tailored...
- ...to lead the strategy, governance, and optimization of KYC... ...detection, regulatory compliance, and operational effectiveness... ...overseeing the Firm's management of legal, regulatory... ...risk. This is a VP level position within the... ...operational efficiency.Leverage AI, machine learning, and...Temporary work
- ...its next Vice President of Compliance. Our client supports a... ...Chief Legal Officer, the VP of Compliance will lead the... ...investigations, hotline management, issue remediation, policy governance, training, and reporting,... ...technology, automation, and AI tools to improve...Remote work
- ...our growth, we’re launching a new premier wealth tax practice as a complementary “sidecar... ...their wealth. Position Overview As Managing Director, you will serve as the Practice... ...development and growth of our premier wealth tax compliance practice, leveraging our firm’s existing...Local area
- ...1-2x per month Type: Full-time — hands-on, not a manager role per say, doer in the age of AI Comp: Competitive salary + high equity Why This... ...credentialing, payer enrollment, and ongoing compliance. Keep every contract, license, and NPI file audit-...Full timeContract workRemote work
- ...position type and/or level. Job Summary VP Chief Operating Officer (COO) at Baylor... ...regulatory, and community goals. The COO manages activities to evaluate and improve hospital programs and practices. They ensure compliance with all laws, regulations, and BSWH policies...Temporary workWork experience placementImmediate start
- ...growth. We are bringing on a Chief Operating Officer to run the business day-to-day: project delivery, procurement, safety, quality, compliance, and the people systems that make them work. You will report to the CEO, sit on the executive team, and be the internal decision-...
$75k - $125k
...) is preferred. Must be or willing to become Series 7 and 63/65, and Life insurance licensed Minimum 5 years of client-facing wealth management or financial planning experience is required. Three plus years of proven success closing new business BA/BS or master’s degree...Full timeContract workPart timeInternshipLocal areaRemote workFlexible hours- JPMorgan Chase & Co. is seeking a Wealth Management Vice President to advise on restricted stock... ..., and coordinate with issuer counsel, compliance, and advisor teams to deliver... ...transactions. The role covers advisory coverage, governance, diligence on Rule 144, and end-to-end...
- Goldman Sachs’ Private Wealth Management arm seeks a Vice President to lead wealth planning capabilities for UHNW clients and family offices. You will partner with Private Wealth Advisors to build complex analyses of net worth, liquidity, transfers, and trade-offs. Based...Work at office
- ...Model Eng, in Dallas. The role focuses on building platforms, data solutions, models and analytics with cloud, AI, and ML capabilities for risk, compliance, and financial control functions. Strong Java or Python skills, 5+ years of software development, and experience...
$125.76k - $188.64k
...Citi provides consumers, corporations, governments, and institutions with a broad range of... ...securities brokerage, transaction services, and wealth management.As a bank with a brain and a soul, Citi... ...industry paradigms—such as generative AI, intelligent decisioning, and low-code...Full time$169.6k - $254.4k
...: Technology, Technology Product Management, ProfessionalCompany: CitiJoin the... ...executives, risk officers, compliance partners, architecture leads, and... ...visionary road mapping, rigorous risk governance, deep technical fluency, and modern AI-augmented delivery practices.Key...Full time
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