Senior Counsel - Equity Sales and Trading
Full-time
- Hybrid role with 4 days in office.
- Exciting opportunity to join growing legal team of investment bank.
About Our Client
Investment bank.
Job Description
- Provide legal advice on range of broker-dealer and bank services including institutional trading of equity and fixed income securities, originations of equity and fixed income instruments, ETFs, and municipal securities offerings, and the offering of outsourced trading services.
- Providing advice and assistance to business, Credit, Risk and Compliance partners concerning legal, regulatory and reputational issues arising from fixed income equities businesses.
- Advising on new markets, new product and service development, and strategic business initiatives
- Working closely with internal clients.
- Drafting, reviewing and negotiating legal contracts and other documents
- Monitoring, interpreting and communicating on proposed regulations and their application to the business
- Overseeing and managing the retention of outside counsel on business initiatives and other matters.
- Maintaining an understanding of global regulatory issues.
The Successful Applicant
- JD.
- NY Bar admission.
- Minimum 10 years of experience at a law firm and/or large financial institution covering fixed income and equity sales and trading activities.
- Knowledge of current regulatory issues impacting institutional sales and trading and capital markets businesses.
- Ability to provide strategic legal advice in a busy environment.
- Strong communication and interpersonal skills.
- Commitment to staying informed about legal trends in the financial services industry.
What’s on Offer
- Competitive annual salary
- Performance-based cash bonus.
- Hybrid working model.
Contact
Jennifer Pettigrew
Quote job ref
JN-082026-7082327
Vacancy posted 19 days ago
Similar jobs that could be interesting for youBased on the Senior Counsel - Equity Sales and Trading in New York, NY vacancy
- ...services including institutional trading of equity and fixed income securities,... ...the retention of outside counsel on business initiatives and... ...fixed income and equity sales and trading activities.Knowledge... ...ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior...Employment EquitySeniorWork at office
- ...Senior Counsel, Equity Sales & Trading About the Company Investment bank. Industry Financial Services Type Privately Held About the Role The Company is seeking a Senior Counsel for its Equity Sales and Trading division. The successful candidate...Employment EquitySenior
- Page Executive seeks an Equity Sales and Trading Senior Counsel to provide legal support for fixed income and equity sales and trading activities within a fast-paced investment bank environment in New York. The role covers broker-dealer services, originations, ETFs, and...Employment EquitySenior
- ...scheduleLegal point person for broad range of equity finance mattersAbout Our... ...business units with respect to equity sales and trading platform, focusing on equity finance (margin... ...082322Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner and...Employment EquitySeniorWork at office
- We are partnering with a leading proprietary trading firm that is seeking a Senior Derivatives Counsel to join their New York office. This firm has experienced... ...derivatives or trading matters Strong understanding of equity, commodity, FX, fixed income, and digital asset...Employment EquitySeniorWork at office
- ...in office schedule Legal point person for broad range of equity finance matters About Our Client Investment bank. Job... ...Provide legal support to business units with respect to equity sales and trading platform, focusing on equity finance (margin lending, equity...Employment EquitySeniorFull timeWork at officeNew York, NYa month ago
- Deutsche Bank in New York is seeking a Senior Sales Trader for Equity Distribution. You will execute the strategy for the Equity Distribution business, trade execution, and provide advisory market content aligned with trading strategies. You will develop client relationships...Employment EquitySenior
$85k - $130k
Job DescriptionWhat is the opportunity?Provides operational trade/sales support and operational client service functions in support for Global Equities Delta One Trading and sales for OTC derivatives and listed equities, options, bonds and futuresFirst line of contact for...Employment EquitySeniorFull timeFlexible hours- ...Director-level Quantitative Analyst to develop and scale its cash equity algorithmic trading platform, leveraging AI and advanced mathematics to advance... ...microstructure, backtest strategies, and collaborate with Sales Trading, risk, compliance, and technology teams to ensure...Employment EquitySenior
$250k - $280k
...economy. Join us! Overview We are hiring a Senior Regulatory Counsel to help lead the legal side of Mesh’s... ...in hand with Compliance, Product, Sales, and outside counsel, and turn a... ...excludes commission (if applicable), equity, and benefits. The pay range represents...Employment EquitySeniorWork at officeLocal areaRemote work2 days per week- ...the journey of product development and sales alongside our business partners. You’... ...moat. What you’ll do You'll be the senior employment counsel for Airwallex in the Americas, and a hands... ...Advise on compensation, benefits, and equity matters in a private company context....Employment EquitySeniorPermanent employmentFor contractorsRemote workWorldwide
$200k - $250k
...Anniversary and Recognition Awards Senior Employment Counsel Location Employment Type Full time Location... ...base salary $200K - $250K Offers Equity Offers Bonus The Role DDN is hiring a... ...consistent results. Regional Director of Sales, Middle East and Africa Let’s Forge a...Employment EquitySeniorFull timeWork at officeLocal areaRelocation3 days per week- ...Description Be Part Of A High-Performing Team Join a global financial services organization supporting a specialized equity sales and trading team within a fast-paced capital markets environment. This group works closely with internal stakeholders, clients, and international...Employment EquitySeniorWork at office
Axiom Path
New York, NY5 days ago $81.77k - $136.29k
## Senior Accountant, Revenue AccountingApplylocations: Parsippany,... ...related to revenue, billing, trade and commissions. This role is... ...US GAAP, working closely with Sales Finance, Accounts Receivable,... ...location, and/or internal pay equity. Please keep in mind that we consider...Employment EquitySeniorFlexible hours$99.4k - $142k
...more open, fair, and secure. As a publicly traded company, Gemini is poised to accelerate... ...impact. The Department: Finance The Role: Senior Associate, Trading Operations (Broker... ...term incentive in the form of a new hire equity grant Comprehensive health plans 401K with...Employment EquitySeniorWork at officeRemote workFlexible hours$157k - $210k
...Founded in 2017, CoreWeave became a publicly traded company (Nasdaq: CRWV) in March 2025.... ...the RoleCoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and... ...transactions (public and private debt and equity offerings), as well as M&A and strategic...Employment EquitySeniorPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours- ...business; Overseeing and managing the retention of outside counsel on business initiatives and other matters; Maintaining... .../or large financial institution covering fixed income and equity sales and trading activities Experience with industry standard trading agreements...Employment EquitySeniorContract workFlexible hours
Jobtailor
New York, NY4 days ago $157k - $210k
...CoreWeave became a publicly traded company (Nasdaq: CRWV) in March... ...across the organization.As Senior Counsel, Commercial, you will support... ...Affairs, Corporate Development, Sales, Product, Finance, Strategy,... ...alignment and internal equity when determining compensation...Employment EquitySeniorPermanent employmentFull timeTemporary workCasual workWork at officeOverseasFlexible hours$157k - $210k
...Founded in 2017, CoreWeave became a publicly traded company (Nasdaq: CRWV) in March 2025.... ...across the organization.As Senior Counsel, Cybersecurity & Incident Response, you... ...for both market alignment and internal equity when determining compensation. In addition...Employment EquitySeniorPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours- ...business;Overseeing and managing the retention of outside counsel on business initiatives and other matters; andMaintaining an... ...and/or large financial institution covering fixed income and equity sales and trading activitiesExperience with industry standard trading...Employment EquitySeniorWorldwideFlexible hours
$155k - $190k
...Senior Legal CounselTensec is expanding rapidly across the US, Brazil... ...all at once. As Senior Legal Counsel, you will be Tensec's primary... ...framework that supports our expanding trade finance and cross-border... ...away from, and why the equity trajectory of a company like this...Employment EquitySeniorContract workFor contractorsLocal areaTensec
New York, NY3 days ago- ...for its institutional asset management business. The position will primarily support a U.S. registered investment adviser/commodities trading adviser with a broad range of strategies (equity, fixed income, multi-asset solutions) and products. #J-18808-Ljbffr NeubergerEmployment EquitySenior
- ...Executive Director, Senior Managing Counsel About the Company Bank offering institutional trading, originations, and outsourced trading... ...on institutional trading of equity and fixed income securities,... ...of fixed income and equity sales and trading activities. Key...Employment EquitySenior
- ...schedule and long term growth opportunities Primary focus on equity derivatives, margin loans and structured notes About Our... ...Responsibilities: Provide legal coverage to the equities sales and trading business, with an emphasis on equity derivatives and structured...Employment EquitySeniorFull timeNew York, NYmore than 2 months ago
$214.8k - $252.7k
...provide legal advice and strategic counsel regarding prudential banking... ...processes.Participate in trade associations, industry working... ..., and actionable guidance for senior leaders and business partners.... ...and engagement in Diversity, Equity, and Inclusion initiatives.Successful...Employment EquitySeniorFull timeLocal area$250k - $300k
...transactional and advisory support to fixed income sales and trading desksAdvise on deal-contingent hedging... ...note programsManage global outside counsel to assess execution risk and closing... ...070298Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner...Senior$134.9k - $195k
...Senior Counsel, Anti-Counterfeiting (NYC) : At Chanel, we are focused on creating an inclusive... ...integrity of the House-protecting brand equity, craftsmanship, and client trust by... ...Chanel with external stakeholders (e.g., trade associations, law enforcement, government...Employment EquitySeniorWork at officeChanel
New York, NYa month ago- ...International Trade Senior Associate Attorney or CounselDirect Counsel is seeking an International Trade Senior Associate or Counsel to join a highly regarded Am Law 100 firm. This position is available in Washington, D.C.; Atlanta, Georgia; Charlotte, North Carolina;...SeniorWork at office
Direct Counsel
New York, NY3 days ago $250k - $280k
...economy. Join us! Overview We are hiring a Senior Product & Privacy Counsel to be the legal partner to our... ...style: you give clear answers, weigh trade‑offs, and are comfortable with ambiguity... ...excludes commission (if applicable), equity, and benefits. The pay range...Employment EquitySeniorWork at officeRemote work2 days per week$141.92k - $240.03k
PBF Energy, based in Parsippany, NJ, is seeking a Senior Counsel, Supply and Trading to support its commercial services and energy trading activities. The role requires a J.D. and 10+ years of experience in corporate/commercial law, with responsibilities including drafting...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Counsel - Equity Sales and Trading. Be the first to apply!
Related searches
- srs distribution New York, NY
- senior operations coordinator New York, NY
- senior associate architect New York, NY
- senior revenue operations analyst New York, NY
- senior dynamics crm developer New York, NY
- senior application security New York, NY
- senior account director New York, NY
- sr hr business partner New York, NY
- senior supervisor New York, NY
- senior plumbing designer New York, NY