Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

SEC Audit Manager - Regulator

Regal Executive Search

SEC Audit Manager / Regulator Job Description As an SEC Audit Manager / Regulator, you will have the opportunity to use your skills and experience in auditing to participate in a rigorous program of inspections of registered public accounting firms, including: Inspecting portions of audit workpapers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards in connection with audits, report issuance, and related matters involving issuers; Assessing firms' quality control structures and their impact on audit quality; Meeting and interviewing firm personnel to understand their quality control structures, audit approaches, and to identify deficiencies; Gathering and organizing information to support inspection issues; Researching and consulting on technical issues; Communicating findings to firm personnel through meetings and comment forms; and Drafting inspection reports and comment forms. Additional Opportunities: Enhance technical skills through inspection activities and collaboration with inspection teams; Participate in projects to improve the Inspection program; Contribute to training courses; Assist in the firms' recruiting process. Qualifications Current CPA license required; Six to fifteen years of experience at the Senior Manager or Manager level in U.S.-traded company audits; Bachelor's degree in Accounting; MBA or Master’s degree is a plus; Strong knowledge of PCAOB standards, GAAP, and/or IFRS; Excellent communication skills (written and oral); Ability to work independently and in teams; Willingness to travel 20-30%, including internationally; Fluency in a foreign language is a plus. Our Values We value integrity, excellence, effectiveness, collaboration, and accountability in all we do. Equal Employment Opportunity We provide equal opportunities and a harassment-free workplace. We consider all qualified applicants, including those with criminal histories, in accordance with applicable laws. #J-18808-Ljbffr Regal Executive Search

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the SEC Audit Manager - Regulator in Denver, CO vacancy
  • $115k - $140k

     ...seeking a highly motivated and experienced Tax Manager to join our tax team. In this role, you...  ...preferred.Bonus Points:Experience with SEC public company reporting.Experience with...  ...or any other status protected by law or regulation.LocationDenver, CO - USEmployment TypeFull... 
    Suggested
    Temporary work

    Crusoe

    Denver, CO
    2 days ago
  • $105.38k - $215.38k

     ...with innovative technology solutions. As a Manager, Tax Services in Deloitte Tax LLP’s...  ...throughout Securities and Exchange Commission (SEC) filing and transaction processesLeading...  ...to attest clients under the rules and regulations of public accounting. All qualified applicants... 
    Suggested
    Work at office
    Local area
    Visa sponsorship
    2 days per week
    3 days per week

    Deloitte

    Denver, CO
    3 days ago
  • $120k - $150k

    Job Summary:The Assurance Experienced Manager is responsible for supervising, directing,...  ..., field work and “wrap-up” stages of an Audit client engagement. In this role, the Assurance...  ...:Applies knowledge and understanding of SEC regulations and PCAOB guidelines, and documents and... 
    Suggested
    Work at office

    BDO International

    Denver, CO
    1 day ago
  • $122k - $183k

     ...opportunity. ResponsibilitiesResponsibilities: Manage and review complex tax returns:...  ...accounting, including percentage‑of‑completion (Sec. 460), job costing, revenue recognition...  ...Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP... 
    Suggested
    Long term contract
    Temporary work
    For contractors
    Local area
    Flexible hours

    Wipfli

    Denver, CO
    4 days ago
  • A leading technology company in Colorado is seeking a Technical Accounting Manager II to navigate U.S. GAAP and SEC regulations. The role involves ensuring financial compliance during acquisitions and providing leadership clarity for strategic decisions. Candidates should... 
    Suggested

    EchoStar

    Englewood, CO
    2 days ago
  •  ...reputable Public Accounting firm in the area is looking to add a AUDIT MANAGER to their team. This stable and growing firm offers clients...  ..., or any other status protected by applicable laws or regulations. GPAC (Growing People and Companies) is an award-winning search... 

    gpac

    Englewood, CO
    5 days ago
  • $101.7k - $137.7k

     ...healthcare assurance engagements, including audits, reviews, and compilations for...  ...practices, and other healthcare entities. Manage engagement workflows and deliverables to...  ...practice structure in accordance with law, regulations, and professional standards. Armanino LLP... 
    Full time
    Contract work
    Local area
    Flexible hours

    Armanino

    Denver, CO
    4 days ago
  • $122k - $165k

     ...defining opportunity. ResponsibilitiesResponsibilities: Lead and manage complex real estate tax compliance and consulting engagements,...  ...the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent... 
    Temporary work
    Local area
    Flexible hours

    Wipfli

    Denver, CO
    4 days ago
  • $124k - $335k

     ...SummaryThe OpportunityAs a Financial Services Tax - Real Estate Senior Manager, you will play a pivotal role in guiding our clients through...  ...documents, confirming accuracy and compliance with relevant regulations- Analyzing financial statements and trends to provide insights... 
    Full time
    H1b
    Local area

    PwC

    Denver, CO
    1 day ago
  •  ...role in strengthening the governance, risk management, and compliance framework for our client...  ...plan, scope, and execute a variety of audits while identifying control gaps,...  ...applicable policies, accuracy,procedures/regulations, and operating effectiveness. Analyze existing... 
    For contractors
    Flexible hours

    The Institute Of Internal Auditors

    Denver, CO
    2 days ago
  • $90k - $115k

     ...Servicing is seeking a Sr. Business Controls Audit Specialist to join our team in Englewood...  ...effectiveness, reviewing findings and management responses, and driving identified issues...  ...with banking, lending or servicing regulators. Location: Onsite daily in Englewood, CO... 
    Temporary work
    Work experience placement
    Work at office

    Cornerstone Servicing

    Englewood, CO
    2 days ago
  • $119.84k

    JOB REQUISITIONDenver Technology Audit & Advisory ManagerLOCATIONDENVERADDITIONAL LOCATION...  ...for a Technology Audit & Advisory Manager to join our growing team.  What You Can...  ...Data Governance Data Privacy Technology Regulations Enterprise Applications Technology Resilience... 
    Full time
    Temporary work
    Work at office
    Local area
    Remote work
    Flexible hours

    Protiviti

    Denver, CO
    4 days ago
  • $130k - $196.2k

     ...the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a...  ...your clients?If yes, consider joining Baker Tilly (BT) as an Audit Senior Manager! This is a great opportunity to be a valued business advisor... 
    Full time
    Local area
    Worldwide

    Baker Tilly

    Denver, CO
    4 days ago
  • $99k - $266k

     ...individuals help businesses navigate complex tax regulations and optimise their tax positions.Those...  ...team member’s unique strengths, and managing performance to deliver on client...  ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,... 
    Full time
    H1b

    PwC

    Denver, CO
    4 days ago
  • $80k - $120k

     ...priorities. Assigned tasks, projects, and audits may report to different supervisors in a...  ...keep audit clients and Internal Audit Management aware of progress, challenges, and issues...  ...Demonstrates compliance with all bank regulations for assigned job function and applies to... 
    Full time
    Local area
    Immediate start
    Remote work
    Shift work

    Columbia Bank (WA, OR & ID)

    Denver, CO
    2 days ago
  • $162k - $244k

     ...Wipfli offers a career-defining opportunity. As a Senior Tax Manager specializing in Real Estate, you will serve as a strategic advisor...  ...the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent... 
    Temporary work
    Local area
    Flexible hours

    Wipfli

    Denver, CO
    4 days ago
  • $125k - $228k

     .../ Charlotte, NC / Nashville, TN / Washington, D.C.Assurance - Audit /Full Time /HybridWork with a Top 20 CPA and advisory firm that...  ...Preparing audit work papers and adjusting trial balancesUtilizing time management to plan and schedule client engagementsAssembling trial... 
    Full time
    Work at office
    Local area
    Remote work
    Flexible hours

    Aprio

    Denver, CO
    6 days ago
  • $119.1k - $239.3k

     ...so, RSM's Fund Services + is the right fit for you!RSM is looking for a Manager to join our RSM Fund Services + practice. Changing economies, new accounting policies and evolving tax regulations mean that business and professional services firms face an ever-changing... 
    Full time
    Work experience placement
    Internship
    Work at office
    Local area

    RSM International

    Denver, CO
    2 days ago
  • $144k - $216k

     ...require in-person attendance.ResponsibilitiesResponsibilities:Manage audit, review, compilation engagements, and multiple teams. Provide...  ...the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent... 
    Temporary work
    Work at office
    Local area
    Flexible hours

    Wipfli

    Denver, CO
    1 day ago
  • $107k - $169k

     ...that drives positive impact to join our team. What you'll do Manage and optimise the corporate real estate portfolio across North...  ...e.g., MCR, SIOR, CCIM Knowledge of international real estate regulations and market practices Experience with CoStar or similar lease management... 
    Permanent employment
    Local area
    Flexible hours

    ViaSat

    Englewood, CO
    1 day ago
  • $168.8k - $230.1k

     ...technical expertise for US GAAP and SEC requirements including...  ...decision makers to assist with Audit preparation Assist with Cash...  ..., organizational, management, analytical, decision-making...  ...structure in accordance with law, regulations, and professional standards.... 
    Full time
    Contract work
    Work experience placement
    Local area
    Flexible hours

    Armanino

    Denver, CO
    4 days ago
  • $120k - $150k

     ...technical expertise for US GAAP and SEC requirements including...  ...decision makers to assist with Audit preparation Assist with Cash to...  ...Purchase Accounting Lead and manage projects while coordinating directly...  ...in accordance with law, regulations, and professional standards. Armanino... 
    Full time
    Contract work
    Work experience placement
    Work at office
    Local area
    Work from home
    Flexible hours

    Armanino

    Denver, CO
    4 days ago
  • $100k - $120.5k

    POSITION: Fund Accounting Manager (Exempt, Salaried, Full-Time)COMPENSATION: Pursuant to Colorado regulations, if this job is performed in Colorado...  ...promote and TIC structures).Audit & Tax Coordination: Lead the...  ...partner vehicle reporting, SEC compliance requirements,... 
    Full time

    Cardinal Group Companies

    Denver, CO
    2 days ago
  • $105.38k - $215.38k

     ...What you’ll doAs an Unclaimed Property Tax Manager within the Indirect Tax group, you will...  ...unclaimed property matters including audit defense, voluntary compliance, annual reporting...  ...to attest clients under the rules and regulations of public accounting. All qualified... 
    Work at office
    Local area

    Deloitte

    Denver, CO
    3 days ago
  •  ...GENERAL PURPOSE: The Investor Relations Manager is responsible for supporting and executing the Company's investor relations ("IR")...  ...and insights to management. • Support preparation and review of SEC filings, including Forms 10-K, 10-Q, earnings releases, and other... 
    For contractors
    Work at office

    Energy Fuels

    Denver, CO
    5 days ago
  •  ...what we stand for as a firm. KPMG is currently seeking a Tax Manager to join our Business Tax Services practice....  ...affiliates and subsidiaries (“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If required, the ranges displayed... 
    Full time
    Local area

    KPMG

    Denver, CO
    a month ago
  • $105k - $180k

     ...in the LifeA typical day as a Wealth Transition Services Tax Manager might include the following:Advising and consulting on the estate...  ...and equitable pay. Eide Bailly complies with all local/state regulations regarding displaying ranges. Final compensation decisions are... 
    Work at office
    Local area
    Remote work
    Visa sponsorship

    Eide Bailly

    Denver, CO
    1 day ago
  • $115.1k - $156.9k

     ...transaction support, regulatory reporting, and management planning purposes. Perform and review...  ...and valuation analyses in support of audit and financial reporting engagements....  ...practice structure in accordance with law, regulations, and professional standards. Armanino LLP... 
    Full time
    Contract work
    Local area
    Flexible hours

    Armanino

    Denver, CO
    2 days ago
  • $150k

     ...and strategy. You will help businesses navigate complex tax regulations and optimize their tax positions. As a Director, you will set...  ...and systemic thinking in financial services- Leading project management initiatives in banking and capital markets- Innovating through... 
    Full time
    H1b

    PwC

    Denver, CO
    3 days ago
  •  ...together to make unforgettable experiences. Role Summary The Senior Manager, Investor Relations, will support Cinemark’s investor relations...  ...Collaborate with Financial Planning & Analysis, SEC Reporting, SVP Investor Relations, CFO & CEO, and various other... 
    Work at office

    Cinemark

    Denver, CO
    5 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to SEC Audit Manager - Regulator. Be the first to apply!