SEC Audit Manager - Regulator
Regal Executive Search
SEC Audit Manager / Regulator Job Description As an SEC Audit Manager / Regulator, you will have the opportunity to use your skills and experience in auditing to participate in a rigorous program of inspections of registered public accounting firms, including: Inspecting portions of audit workpapers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards in connection with audits, report issuance, and related matters involving issuers; Assessing firms' quality control structures and their impact on audit quality; Meeting and interviewing firm personnel to understand their quality control structures, audit approaches, and to identify deficiencies; Gathering and organizing information to support inspection issues; Researching and consulting on technical issues; Communicating findings to firm personnel through meetings and comment forms; and Drafting inspection reports and comment forms. Additional Opportunities: Enhance technical skills through inspection activities and collaboration with inspection teams; Participate in projects to improve the Inspection program; Contribute to training courses; Assist in the firms' recruiting process. Qualifications Current CPA license required; Six to fifteen years of experience at the Senior Manager or Manager level in U.S.-traded company audits; Bachelor's degree in Accounting; MBA or Master’s degree is a plus; Strong knowledge of PCAOB standards, GAAP, and/or IFRS; Excellent communication skills (written and oral); Ability to work independently and in teams; Willingness to travel 20-30%, including internationally; Fluency in a foreign language is a plus. Our Values We value integrity, excellence, effectiveness, collaboration, and accountability in all we do. Equal Employment Opportunity We provide equal opportunities and a harassment-free workplace. We consider all qualified applicants, including those with criminal histories, in accordance with applicable laws. #J-18808-Ljbffr Regal Executive Search
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