SEC Audit Manager - Regulator
Regal Executive Search
SEC Audit Manager / Regulator Job Description As an SEC Audit Manager / Regulator, you will have the opportunity to use your skills and experience in auditing to participate in a rigorous program of inspections of registered public accounting firms, including: Inspecting portions of audit workpapers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards in connection with audits, report issuance, and related matters involving issuers; Assessing firms' quality control structures and their impact on audit quality; Meeting and interviewing firm personnel to understand their quality control structures, audit approaches, and to identify deficiencies; Gathering and organizing information to support inspection issues; Researching and consulting on technical issues; Communicating findings to firm personnel through meetings and comment forms; and Drafting inspection reports and comment forms. Additional Opportunities: Enhance technical skills through inspection activities and collaboration with inspection teams; Participate in projects to improve the Inspection program; Contribute to training courses; Assist in the firms' recruiting process. Qualifications Current CPA license required; Six to fifteen years of experience at the Senior Manager or Manager level in U.S.-traded company audits; Bachelor's degree in Accounting; MBA or Master’s degree is a plus; Strong knowledge of PCAOB standards, GAAP, and/or IFRS; Excellent communication skills (written and oral); Ability to work independently and in teams; Willingness to travel 20-30%, including internationally; Fluency in a foreign language is a plus. Our Values We value integrity, excellence, effectiveness, collaboration, and accountability in all we do. Equal Employment Opportunity We provide equal opportunities and a harassment-free workplace. We consider all qualified applicants, including those with criminal histories, in accordance with applicable laws. #J-18808-Ljbffr Regal Executive Search
$85k - $100k
...independently executes a wide range of audit procedures and takes ownership of... ...observations for review by the Audit Manager. Support post-audit follow-up testing... ...Understanding of GAAP and basic SEC rules and Regulations. An understanding of Sarbanes Oxley...SuggestedWork at officeRemote work$147.2k - $215.24k
...aerospace company in Westminster, CO is seeking a Director for SEC Reporting and Technical Accounting. This role involves preparing... ...of financial professionals, and ensuring compliance with SEC regulations. The ideal candidate will have 8-10 years of experience in finance...Suggested$115k - $145k
...workpapers, and related research. Manage sales and use tax compliance... ...including consolidated SEC public company requirements and... ...Assist with tax notices and audits. Assist with special tax projects... ...of the firm, and abide by the regulated entity requirements and JHI policies...SuggestedLocal areaFlexible hours- ...SEC Reporting & Technical Accounting Manager (Consultant) Role Summary You will serve as a key technical accounting and reporting expert supporting a... ...completeness, and compliance with U.S. GAAP and SEC regulations. Draft and update MD&A, footnotes, and disclosure checklists...SuggestedPart timeInterim roleWork at officeLocal area
$150k - $205k
...Assurance Senior Manager The Assurance Senior Manager is responsible... ...and communicating the audit plan, answering complex questions... ...technical experts as needed SEC and PCAOB: Applies advanced... ...knowledge and understanding of SEC regulations and PCAOB guidelines, and...SuggestedRemote jobWork at office$85k - $105k
...leading mining company in Colorado seeks a Senior Technical Accounting Analyst to evaluate complex accounting issues and assist with SEC filings. The role involves monitoring new accounting literature, ensuring compliance, and collaborating with auditors. Candidates should...$122k - $183k
...Responsibilities Responsibilities: Manage and review complex tax returns: partnerships... ..., including percentage-of-completion (Sec. 460), job costing, revenue recognition nuances... ...Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP...Long term contractTemporary workFor contractorsLocal areaRemote workFlexible hours$145k - $175k
...development, seek feedback, and build strong relationships. By managing responsibilities effectively and aligning their efforts with... ...client goals, and compliance with federal, state, and local tax regulations.Guide the development and execution of engagement strategies,...Full timeLocal area$162k - $244k
...Wipfli offers a career-defining opportunity. As a Senior Tax Manager specializing in Real Estate, you will serve as a strategic... ...with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent...Temporary workLocal areaRemote workFlexible hours$122k - $165k
...opportunity. Responsibilities Responsibilities: * Lead and manage complex real estate tax compliance and consulting engagements,... ...the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent...Temporary workLocal areaFlexible hours- ...Accounting responsible for ensuring the accurate preparation of SEC filings and leading SOX compliance. This role requires a... ...relevant experience. The ideal candidate will have strong project management skills, SOX compliance leadership, and a meticulous attention to...Full timeWork at office
- ...Assurance Services (ERAS) team. Internal Audit provides independent, objective... ...established risk frameworks (e.g., NIST Risk Management Framework) to identify control gaps, assess... ...with global data protection and privacy regulations (e.g., GDPR, CCPA). ~ General understanding...Permanent employmentRemote workFlexible hours
$98.18k - $115.5k
...-all from Day One. Job Description The Credit Portfolio Manager partners with assigned Relationship Manager(s) to successfully... ...knowledge of credit products, lending policy, applicable laws and regulations, credit quality standards, company and business line policies...Temporary workWork experience placementLocal area- ...ensures compliance with US GAAP and SEC reporting requirements. This... ...Financial Reporting & Close: Manage the monthly, quarterly, and... ..., and compliance. Audit Liaison: Manage external and... ...Advanced knowledge of US GAAP, SEC regulations, and Sarbanes-Oxley compliance...Permanent employmentLocal areaWorldwide
$139.2k - $293.5k
...been a core part of our DNA across our audit, tax, and consulting groups. That's why... ...group is currently searching for a Senior Manager to lead projects in the areas of energy... ...understanding of IRC Sections 45 and 48 and related regulations and guidance. Effectively lead...For contractorsApprenticeshipLocal areaWorldwide$99k - $266k
...Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel... ...individuals help businesses navigate complex tax regulations and optimise their tax positions.... ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,...Full timeH1b- ...Internal Audit Assurance Manager Effectively scope and execute a wide range of assurance activities to assess risks and controls over assigned... ...and priorities. Demonstrates compliance with all bank regulations for assigned job function and applies to designated job...Remote workShift work
- ...financial systems and processes adhere to industry regulations and internal controls. # Assist in audits and compliance reviews, providing necessary... ...written) with all levels of the organization from management/executives to end users. Excellent technical and...Local areaRemote work
- ...Real Estate and Hospitality - Tax Manager Bennett Thrasher, a nationally recognized public accounting firm and Inside Public Accounting... ...real estate businesses through economic cycles and evolving regulations by delivering practical, tailored tax and advisory solutions....Local area
$120k - $150k
...technical expertise for US GAAP and SEC requirements including... ...decision makers to assist with Audit preparation Assist with Cash... ...Accounting Lead and manage projects while coordinating directly... ...in accordance with law, regulations, and professional standards. Armanino...Contract workWork experience placementWork at officeLocal areaWork from homeFlexible hours$98k - $124k
...analytical support to the Settlements Manager and Tri-State Accounting.... ...and Exchange Commission (SEC), state public utilities commissions... ...Assist internal and external audit staff in the preparation of... ...Employment Opportunity (EEO) laws and regulations. Qualifications:...Full timeTemporary workWork experience placementInterim roleRemote workFlexible hours- A real estate management company in Englewood, Colorado is seeking a Floating Assistant Community Manager - Tax Credit. This role involves... ...activities, and ensuring compliance with affordable housing regulations. Candidates should possess effective communication skills and...Hourly pay
$122k - $156k
...for overseeing the organization's insurance and credit risk management functions, including insurance procurement, credit risk analysis... ...evaluation. This role ensures compliance with industry regulations and internal policies while supporting strategic financial objectives...Full timeContract workTemporary workWork experience placementRemote workFlexible hours$122k - $165k
...analysis to drive informed business decisions. As a CAS Advisory Manager, you will lead client engagements, oversee financial... ...with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent...Temporary workLocal areaRemote workOverseasFlexible hours$105k - $180k
...the Life A typical day as a Wealth Transition Services Tax Manager might include the following: Advising and consulting on... ...and equitable pay. Eide Bailly complies with all local/state regulations regarding displaying ranges. Final compensation decisions are...Work at officeLocal areaRemote workVisa sponsorship$150k
...strategy. These individuals help businesses navigate complex tax regulations and optimise their tax positions. Those in tax compliance at... ...and technical standards (e.g. refer to specific PwC tax and audit guidance) the Firm's code of conduct, and independence requirements...Full timeTemporary workH1b$73.5k - $212.28k
...individuals help businesses navigate complex tax regulations and optimise their tax positions. In... ...team member's unique strengths, and managing performance to deliver on client... ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,...Full timeH1bWork at officeRemote work- ...remodels, fuel centers, and Kroger Pickup. Lead real estate asset management efforts across multiple divisions, including network... ...professional journals, technical procedures, or governmental regulations Desired * 7+ years of experience in real estate with another...Relocation
$168k - $215k
...These accolades highlight how our firm is managed and reflect our commitment to fostering... ...multiple employee benefit plan audits, this individual will play a key role in... ...accordance with ERISA and other oversight regulations. Working with clients and audit teams...Work at office$130k
...company's senior tax authority — setting tax strategy, managing external compliance advisors, leading audits, calculating provisions, and ensuring every filing... ...and franchise taxes, premium taxes (insurance-regulated entities), sales and use taxes, gross receipts and...Local area
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