SEC Audit Manager - Regulator
Regal Executive Search
SEC Audit Manager / Regulator Job Description As an SEC Audit Manager / Regulator, you will have the opportunity to use your skills and experience in auditing to participate in a rigorous program of inspections of registered public accounting firms, including: Inspecting portions of audit workpapers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards in connection with audits, report issuance, and related matters involving issuers; Assessing firms' quality control structures and their impact on audit quality; Meeting and interviewing firm personnel to understand their quality control structures, audit approaches, and to identify deficiencies; Gathering and organizing information to support inspection issues; Researching and consulting on technical issues; Communicating findings to firm personnel through meetings and comment forms; and Drafting inspection reports and comment forms. Additional Opportunities: Enhance technical skills through inspection activities and collaboration with inspection teams; Participate in projects to improve the Inspection program; Contribute to training courses; Assist in the firms' recruiting process. Qualifications Current CPA license required; Six to fifteen years of experience at the Senior Manager or Manager level in U.S.-traded company audits; Bachelor's degree in Accounting; MBA or Master’s degree is a plus; Strong knowledge of PCAOB standards, GAAP, and/or IFRS; Excellent communication skills (written and oral); Ability to work independently and in teams; Willingness to travel 20-30%, including internationally; Fluency in a foreign language is a plus. Our Values We value integrity, excellence, effectiveness, collaboration, and accountability in all we do. Equal Employment Opportunity We provide equal opportunities and a harassment-free workplace. We consider all qualified applicants, including those with criminal histories, in accordance with applicable laws. #J-18808-Ljbffr Regal Executive Search
$85k - $100k
...independently executes a wide range of audit procedures and takes ownership of... ...observations for review by the Audit Manager. Support post-audit follow-up testing... ...Understanding of GAAP and basic SEC rules and Regulations. An understanding of Sarbanes Oxley...SuggestedWork at officeRemote workCentury Communities
Greenwood Village, CO18 hours ago- SEC Reporting & Technical Accounting Manager (Consultant) Role Summary You will serve as a key technical accounting and reporting expert supporting a fast... ...completeness, and compliance with U.S. GAAP and SEC regulations. Draft and update MD&A, footnotes, and disclosure...SuggestedPart timeInterim role
- ...what we stand for as a firm. KPMG is currently seeking a Tax Manager to join our Business Tax Services practice.... ...affiliates and subsidiaries (“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If required, the ranges displayed...SuggestedFull timeLocal area
KPMG
Denver, COa month ago - ...provide essential accounting guidance on complex programs related to investment management and securities laws. The role involves identifying deficiencies in financial statements, preparing audits, and applying GAAP standards. Ideal candidates will have extensive...Suggested
- ...) The Division of Investment Management seeks a Staff Accountant for... ...Responsibilities Identifying accounting, auditing, or financial reporting... ...statements and other SEC filings of registered investment... ...946 - Investment Companies, Regulation S‑X, the Investment Company Act...SuggestedWork at office
- ...Assurance Services (ERAS) team. Internal Audit provides independent, objective... ...established risk frameworks (e.g., NIST Risk Management Framework) to identify control gaps, assess... ...with global data protection and privacy regulations (e.g., GDPR, CCPA). ~ General understanding...Permanent employmentRemote workFlexible hours
Teradata
Denver, CO1 day ago $122k - $183k
...Responsibilities Responsibilities: Manage and review complex tax returns: partnerships... ..., including percentage-of-completion (Sec. 460), job costing, revenue recognition nuances... ...Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP...Long term contractTemporary workFor contractorsLocal areaRemote workFlexible hoursWipfli
Denver, CO1 day ago$58.63k - $90.97k
...effectiveness of the organization's governance, risk management, and internal controls. This position performs internal audit work for all areas of the organization to... .... Works to assist external auditors, regulators, and other third parties as assigned. Builds...Hourly payTemporary workFlexible hoursFirst Interstate
Denver, CO2 days ago- ...Accounting responsible for ensuring the accurate preparation of SEC filings and leading SOX compliance. This role requires a... ...relevant experience. The ideal candidate will have strong project management skills, SOX compliance leadership, and a meticulous attention to...Full timeWork at office
$162k - $244k
...Wipfli offers a career-defining opportunity. As a Senior Tax Manager specializing in Real Estate, you will serve as a strategic... ...with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent...Temporary workLocal areaRemote workFlexible hoursWipfli
Denver, CO5 days ago$122k - $165k
...opportunity. Responsibilities Responsibilities: Lead and manage complex real estate tax compliance and consulting engagements,... ...the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed...Temporary workLocal areaRemote workFlexible hoursWipfli
Denver, CO3 days ago$145k - $175k
Senior Tax Manager (Estate, Trust, Gift) page is loaded## Senior Tax Manager (Estate, Trust, Gift)locations: Denver, CO: Colorado Springs... ...goals, and compliance with federal, state, and local tax regulations. Guide the development and execution of engagement strategies,...Full timeLocal area$145k - $175k
...advisors to deliver comprehensive client service. Coach and mentor managers and senior associates through goal-setting, feedback, and... ..., state, and local tax laws with ability to interpret complex regulations. Proven success in strategic tax planning, including entity structuring...Full timeLocal area$148k - $221k
...Wipfli offers a career-defining opportunity. Responsibilities Manage and conduct high level review of complex tax returns for our individual... ...and trust returns. Stay current with changes in tax laws and regulations, advising clients on their impact and opportunities. Lead tax...Temporary workWork at officeLocal areaFlexible hours$97.6k - $199.7k
...Financial Crime Internal Audit & AML Testing Manager Your Journey at Crowe Starts Here: At Crowe, you can build a meaningful and rewarding... ...for timely submission to senior management and/or regulators. ~ Experience identifying, assessing, challenging and overseeing...Local areaWorldwide$80k - $120k
...Internal Audit Assurance Specialist Effectively scope and execute a wide range of... ...to keep audit clients and Internal Audit Management aware of progress, challenges, and issues... ...Demonstrates compliance with all bank regulations for assigned job function and applies to...Immediate startRemote workShift work$99k - $266k
...Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel... ...individuals help businesses navigate complex tax regulations and optimise their tax positions.... ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,...Full timeH1bPwC
Denver, CO4 days ago- A real estate management company in Englewood, Colorado is seeking a Floating Assistant Community Manager - Tax Credit. This role involves... ...activities, and ensuring compliance with affordable housing regulations. Candidates should possess effective communication skills and...Hourly pay
$120k - $145k
...JC Porter is searching for a Tax Manager to join a growing, multi-state organization in... ...external advisors as needed on filings, audits, and special projects Basic Qualifications... ...of U.S. federal and state tax regulations Experience working cross-functionally with...JC Porter
Lakewood, CO19 hours ago- ...financial systems and processes adhere to industry regulations and internal controls. # Assist in audits and compliance reviews, providing necessary... ...written) with all levels of the organization from management/executives to end users. Excellent technical and...Local areaRemote work
M-L Holdings Company
Denver, CO4 days ago $130k - $196.2k
Audit Senior Manager - Technology page is loaded## Audit Senior Manager - Technologylocations: USA CO Denver 675 15th Streettime type: Full... ...the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a...Local areaWorldwide$150k
...and strategy. You will help businesses navigate complex tax regulations and optimize their tax positions. As a Director, you will set... ...and systemic thinking in financial services Leading project management initiatives in banking and capital markets Innovating...Full timeH1bPwC
Denver, CO2 days ago$130k
...company's senior tax authority — setting tax strategy, managing external compliance advisors, leading audits, calculating provisions, and ensuring every filing... ...and franchise taxes, premium taxes (insurance-regulated entities), sales and use taxes, gross receipts and...Local areaPre-Paid Legal Services, Inc. d/b/a LegalShield
Denver, CO4 days ago- ...directly to the CFO, the Director will set tax strategy, manage external compliance advisors, lead audits, calculate provisions, and ensure accurate and... ...premium tax return preparation and filing for insurance‑regulated entities. Prepare or supervise gross receipts, B&O,...Local areaFlexible hours
LegalShield
Denver, CO19 hours ago $73.5k - $212.28k
...individuals help businesses navigate complex tax regulations and optimise their tax positions. In... ...team member's unique strengths, and managing performance to deliver on client... ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,...Full timeH1bWork at officeRemote workPwC
Denver, CO4 days ago$130k - $196.2k
...with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed... ...If yes, consider joining Baker Tilly (BT) as a Tax Senior Manager! This is a great opportunity to be a valued business advisor delivering...Local areaWorldwideBaker Tilly
Denver, CO4 days ago$135k - $170k
...Tax Manager At GHJ we help our people and clients pursue their passions, build thriving... ...and tax planning efforts to assist the Auditing and Accounting Department w/ larger... ...worldwide. GHJ complies with all local/state regulations in regards to displaying salary ranges....Local areaWorldwideGhj
Denver, CO3 days ago- ...Public Accounting firm in the area is looking to add a Senior Tax Manager to their team. This stable and growing firm offers clients... ...to clients. Research and interpret complex tax regulations. Establish and maintain strong client relationships....Local area
gpac
Denver, CO3 days ago - ...consumers and ensure compliance with Colorado consumer credit regulations. What You Will Do This position investigates and examines potential... ...Five years of professional experience in consumer finance, auditing, regulatory analysis, or closely related duties. OR Bachelor’...Work experience placementFlexible hours
$110k - $145k
...Overview The Job in a Nutshell: The Tax Manager is responsible for managing Natural... ...Payable, and Treasury, supporting audit readiness, internal controls, and continuous... ...knowledge of U.S. federal and state tax regulations, with experience in sales and use tax and...Full timeContract workTemporary workLocal areaFlexible hoursShift workNatural Grocers
Lakewood, CO4 days ago
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