Financial Services Regulatory & Compliance Associate (Senior Level) - Multiple Offices
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where the Firm maintains an office, subject to business needs and candidate qualifications. We offer competitive compensation and an excellent benefits package. GT has largest legal footprint in the United States and a strong global financial services regulatory practice. The candidate will have the opportunity to work with clients, large and small, in the banking and fintech industry across the globe.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Ideal candidates will have a minimum of 7 years of financial services regulatory and compliance experience working with banks, fintech companies, money services businesses and virtual currency payment platforms. Experience advising institutions on regulatory matters such as licensing/chartering, new product development, acquisitions, mergers, divestures, bank partnership models, third-party risk management and oversight issues is critical. Knowledge of key financial services laws and regulations such as BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital and liquidity risk management, and consumer protection law is sought. Experience representing clients before U.S. federal regulators such as the Federal Reserve, FDIC, OCC, FinCEN and state authorities is critical. Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is a plus, but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:$260,000 - 365,000 per yearActual pay will be adjusted based on experience, location, and other job-related factors permitted by law. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.Pursuant to the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act, we will consider qualified applicants with arrest or conviction records for employment. GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Los Angeles; Atlanta; Washington, D.C.; Dallas; Chicago; San Diego; San Francisco; New York; PhoenixType: Full time
- Job Overview A law firm seeks a senior-level Financial Services Regulatory and Compliance Associate for its Los Angeles, CA office. The role involves working with clients in the banking and fintech industries globally. Duties Advise on regulatory matters including licensing...SeniorTemporary workWork at officeFlexible hours
$260k - $365k
...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial...SeniorFull time$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT... ...program to ensure regulatory compliance... ...R, associated investment products and services including associated... ...of bank back office processes and... ...skills with all levels of management... ...with a financial institution such...SeniorRemote work$77k - $143k
COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS WHAT IS THE OPPORTUNITY... ...which both adheres to the regulatory requirements while... ...reviews on specific loan-level accounts, as necessary through... ...Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation...SuggestedWork experience placementRemote work- ...provides comprehensive financial and advisory services including accounting... ...provide the highest level of accounting and... ...oversee both TSW and TSE offices. This role requires... ...ability to complete multiple projects in a... ...financial goals, ensuring compliance and long-term...SuggestedWork at office
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...all FX Middle Office functions... ...readiness for multiple annual... ...audits and regulatory reviews.Oversee... ...certifications, client service issues, and... ...and compliance initiatives... ...oversight, senior management reporting... ...banking or financial services... ...qualifications, level, and...SeniorFull timeWork at officeLocal area$275k - $325k
SENIOR MANAGER, INVESTMENT... ...GOVERNANCE OFFICE, RNDIP / REG... ...and Reg R compliance to include... ...of regulatory, internal... ...reporting associated with RNDIP... ...related to financial servicesInteraction... ...at all levels in a peer-... ..., manage multiple priorities... ...Financial Services, Project ManagementExcellent...SeniorWork at officeRemote work- ...RevolutionBecome a Regulatory Affairs and Compliance Senior Advisor at Southern... ...Company’s response to multiple external regulatory... ...by the CPUC, Office of Electric Infrastructure... ...and WECC that have financial, operational, and/... ..., Customer Service Programs, Regulatory...SeniorWork at officeRemote workRelocation
$8.83k - $11.6k
The Department of Financial Protection and Innovation (DFPI... ...and oversees financial service providers and products.... ...02-313 Working Title: Senior Licensing Specialist... ...Location: Telework: In Office Job Type: Permanent, Full... ...performs at the expert level of the examiner series....SeniorPermanent employmentFull timeWork at officeRemote work$140k - $188k
...analysis on the associated suitability, supervision... ...by legal and regulatory nuances, and do... ...can: • advise on compliance and regulatory matters... ...of the branch office exams within the... ...over the non-financial risks arising from... ...divisional and entity level.Your skills and...Full timeWork at officeFlexible hours$41 - $48 per hour
...Development Financial Institution... ...and advisory services to any small... ...experienced senior underwriter... ...and manage multiple priorities in... ...Collaborate with loan officers to evaluate... ...policies, regulatory requirements... ...and compliance in credit analysis... .... The noise level in the work...SeniorHourly payFull timeWork at office$80k - $100k
KEB Hana LA Financial Corp. is a wholly owned subsidiary... ..., are looking for a Compliance Officer who will be... ...laws, regulations, and regulatory requirements. The position... ...banking, financial services, compliance, audit, or... ...and documentation for senior management and...$85k - $125k
...and detail-driven Senior Customs Broker / Customs Compliance Specialist to join... ...supplementary tax matters. Regulatory Compliance: Stay... ...with customs officers and clients to... ...ability to manage multiple shipments... ...effective global trade services. Our clients rely...Senior- ...Revolution Become a Compliance Investigations Senior Advisor at... ..., and other regulatory requirements. You... ...with SCE and EIX officers, directors, and... ...its physical, financial and... ..., IT, Customer Service, Operational Services... ..., coordinating multiple initiatives, resolving...SeniorLocal areaRemote workRelocation
$225k - $365k
...firm seeking a Mid- to Senior-Level Labor & Employment Associate to join their Los Angeles or Orange County offices. This is a full-time, onsite... ...client base across multiple industries, handling complex... ...including: Wage and hour compliance Employment discrimination...SeniorFull time- Greenberg Traurig, LLP is seeking a senior-level Associate for the Financial Regulatory & Compliance Practice. This full-time role... ...where the Firm maintains an office, with a focus on banking, fintech... ...of 7 years of financial services regulatory and compliance experience...SeniorFull timeWork at office
$157k - $235k
...Market is seeking multiple Client Partners at the Senior Principal level to support... ...or professional services environment.While... ...Technology, and Financial Services.As a Client... ...teams across 52 offices in 12 countries partner... ...transparency and compliance with applicable laws...SeniorContract workTemporary workLocal area$188.9k - $359.8k
Position Purpose: Ensure regulatory compliance with state and other government... ...achievement of action plans to senior management and Board of... ...and skill reflective of the level of this position. Pay Range... ...with remote, hybrid, field or office work schedules Centene offers...Full timeContract workPart timeLive inWork at officeRemote workFlexible hours- ...is seeking a Senior Business... ...comprehensive financial and credit assessments... ...at all levels, internally... ...with associated risks and interests... ...financial services industry... ...skillsIntermediate Microsoft Office skillsA BS/... ...ongoing regulatory requirements... ...and compliance-driven...SeniorFull timeWork experience placementWork at officeLocal area
- ...SGI Global is seeking qualified Junior Compliance Officer to support a federal law enforcement client with I-9 audit support services and worksite enforcement compliance activities... ...requirement is an Associates Level degree. ~ Education is preferred to be...Full timeContract workFor contractorsLocal areaRemote workWeekend work
- ...RevolutionBecome a NERC Compliance Senior Advisor at Southern... ...Project Management Office (CPMO), providing subject... ...and applicable CPUC regulatory requirements. The... ...of all its physical, financial and cybersecurity assets... ...throughout the SCE service territory. This position...SeniorRemote workRelocation
- ...HR, IT PTO: Flexible Position Summary The Compliance & Risk Officer is responsible for enterprise risk management, regulatory compliance oversight, and internal control validation... ..., compliance, or audit Experience with CMMC Level 2 and/or ISO 27001 Familiarity with NIST 800-...Flexible hours
$100k - $150k
...that has received multiple top "Places to Work... ...EisnerAmper is seeking a Senior to join our National Tax Office. We are seeking... ...with exceptional services. This individual will... ...or streamline compliance work, we're able spend... ...diverse as sophisticated financial institutions and...SeniorWork at officeLocal area- ...companies in the financial services industry . It... ...high-caliber Senior Counsel to... ...executive team across multiple fintech... ...full-time, in-office role based in... ...What You’ll Do Regulatory Leadership Lead... ...closely with Compliance on exams, audits... ..., skill level, and current market...SeniorFull timeContract workWork at office
$214.51k
...Description The Senior Manager, Office Space Planning &... ...efficiency, and service quality. •... ...ability to manage multiple projects with... ...solving skills. • Financial acumen in both... ...all experience levels for the geographic... ..., function and associated responsibilities...SeniorContract workFor contractorsWork experience placementH1bWork at office$4,807.69 - $5,000 per month
...President, Bank Secrecy Act Compliance Officer POSITION SUMMARY Responsible... ...inquiries from law enforcement, regulatory agencies, courts, and... ...responses with support from all senior managers relevant to Bank... ...and supervisory staffs at all levels, Demonstrate the ability to...Work at office$150k - $225k
...litigation defense firm with offices in Woodland Hills and... ...are seeking a Mid-to-Senior Level Associate Attorney with strong... ...• Ensuring compliance with applicable laws,... ...quality, and client service expectations established... ...independently manage multiple active matters and perform...SeniorWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week$24.46 - $36.69 per hour
CLIENT OFFICER SENIOR WHAT IS THE OPPORTUNITY? Assists the... ...operations, client service, and internal sales activities... ...procedures for compliance to regulations; plans... ...to colleagues on regulatory procedures, bank policies... ...leading diversified financial services companies....SeniorHourly payWork at officeRemote work- True Financial is seeking experienced Mortgage Loan Officers for our Headquarters in Southfield. This is a full-time, inside sales role focused on closing residential and commercial loans using live leads from appointment setters. Receive live-transfer leads, evaluate borrower...Remote jobFull time
- Cathay Bank seeks a strategic Senior Vice President, Chief Compliance Officer to lead the design, governance, and enhancement of the enterprise-wide Compliance Management System (CMS) and drive effective regulatory compliance across all lines of business. The CCO will...Senior
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