Financial Services Associate
$260kDirect Counsel
Financial Services Associate AttorneyDirect Counsel is seeking a Financial Services Associate Attorney to join the Financial Services practice of a premier Am Law firm. This is an exceptional opportunity to advise leading financial services firms, asset managers, investment advisers, and investment funds on a broad range of regulatory and transactional matters within one of the industry's most respected practices.The ideal candidate will have 3–7 years of experience with a strong understanding of federal securities laws and an interest in advising clients on the evolving regulatory landscape affecting the asset management industry.ResponsibilitiesAdvise asset managers, investment advisers, investment funds, broker-dealers, and other financial services firms on federal securities laws and regulatory compliance.Counsel clients on matters involving the Investment Company Act, Investment Advisers Act, and other applicable securities regulations.Assist clients with fund formation, registration, regulatory examinations, enforcement matters, and ongoing compliance obligations.Advise on cross-border regulatory issues affecting investment advisers and investment funds.Provide guidance on emerging issues involving exchange-traded funds (ETFs), interval funds, business development companies (BDCs), commodities regulation, blockchain, and digital assets.Collaborate with attorneys across multiple practice areas to provide strategic legal advice on complex financial services and asset management matters.QualificationsJ.D. from an accredited law school with strong academic credentials.3–7 years of experience in financial services regulation, investment management, or securities law.Strong knowledge of the Investment Company Act and/or the Investment Advisers Act.Experience with exchange-traded funds (ETFs), interval funds, business development companies (BDCs), broker-dealer regulation, commodities regulation, global asset management regulation, or digital assets is a plus.Large law firm, in-house, or regulatory agency experience is preferred.Excellent analytical, drafting, communication, and organizational skills.Active bar admission, or eligibility for admission, in the jurisdiction where the candidate will be based.Compensation & BenefitsSalary: Starting at $260,000, with compensation commensurate with class year and experience.Comprehensive benefits package including medical, dental, vision, retirement savings, paid time off, professional development opportunities, and additional employee wellness benefits.This is an outstanding opportunity for an attorney looking to build a sophisticated financial services and investment management practice while advising leading asset managers, investment funds, and financial institutions on cutting-edge regulatory and compliance matters.
$260k
We are seeking an associate with 3 to 7 years of experience and a strong understanding of federal securities laws to join our Financial Services group. Our team is a leading adviser to financial services firms, asset managers and investment funds, representing clients...Suggested$260k
...Financial Services - Associate AttorneyOur client, a global AmLaw 50 law firm, with a nationally recognized Financial Services practice, is seeking a talented Associate Attorney to join its growing team. This is an exceptional opportunity to work within one of the industry...SuggestedRelocation package$77k - $214k
...AssociateJob Description & SummaryA career in our State and Local Tax Financial Services practice, within State and Local Tax services, will provide... ...progress in our careers, now and in the future.As a Senior Associate, you'll work as part of a team of problem solvers, helping...SuggestedFull timeH1bLocal area$175k - $250k
CONSUMER FINANCIAL SERVICES CAREER ASSOCIATE ATTORNEY Locations: multiple locations, see complete list at end of descriptionHYBRIDA premier AmLaw 100 firm is seeking a talented Career Associate Attorney to join their esteemed Consumer Financial Services Practice Group....SuggestedWork at office$125k - $170k
CONSUMER FINANCIAL SERVICES CAREER ASSOCIATE ATTORNEY Locations: CA (Los Angeles, Orange County, San Diego, San Francisco) | GA (Atlanta) | MA (Boston)\ NY (New York) \ VA (Richmond, Virginia Beach)HYBRIDA premier AmLaw 100 firm is seeking a talented Career Associate Attorney...SuggestedWork at office$82.6k - $162.8k
...and technical skills. This role fits professionals across core financial accounting, procure-to-pay, or order-to-cash implementation... ...not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte...Local areaVisa sponsorship- ...excellence in teaching and learning, discovery and scholarship, and service and leadership.You’ll be at the heart of biomedical... ...relationships, as well as grant and gift funding. Job DescriptionThe Financial Associate II reporting to the Director Financial Operations, will...Work at officeRemote workMonday to Friday
$65k - $80k
...Bank Of America Financial AdvisorAt Bank of America, we are guided by a common purpose to help make financial lives better through the... ...investment training and in-depth knowledge of investment products and services. Has at least one year experience working in the financial...Work at officeMonday to FridayDay shift$72.2k - $120.3k
...Financial Advisor | Greater Boston Market Build trusted relationships. Deliver personalized financial guidance. Make an impact in the communities you serve. At M&T Bank, we believe meaningful relationships are the foundation of great financial outcomes. We are seeking...$20 per hour
...Financial Advisor Boston, Massachusetts, United States About the Job Financial Advisor We are currently collaborating with a prestigious investment management firm in Boston Massachusetts, seeking a seasoned and results-driven Investment Management Financial Advisor...- ...Financial Solutions Advisor - Boston West Market Brookline, Massachusetts;Wellesley, Massachusetts... ...makes referrals to appropriate internal service providers based on client needs and... ...on the in-office expectations associated with your role. These expectations are subject...Temporary workWork at officeImmediate startMonday to FridayShift workDay shift
- ...Financial Solutions Advisor - Boston Market Boston, Massachusetts;Boston, Massachusetts... ...makes referrals to appropriate internal service providers based on client needs and asset... ...on the in-office expectations associated with your role. These expectations are subject...Temporary workWork at officeImmediate startMonday to FridayShift workDay shift
- ...good. We are looking to hire a dynamic investment advisor with financial planning experience. Responsibilities include maintaining client... ...saving, charitable giving, and estate planning Client service: Includes portfolio reviews, account administration, and money...Work at officeLocal areaRemote workFlexible hours
$50k
...Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over... ...People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe...Work at officeWork from homeHome officeFlexible hours$47.7k - $54k
...The Patient Financial Counselor serves as point of contact for patients for financial matters related to access to services and engagement throughout their financial experience at Dana-Farber Cancer Institute (DFCI). Reporting to and with direction from the Access &...Work experience placementWork at office$150k
...Financial Advisor Financial Advisor 2+ to 5 years experience Job Responsibilities: Serve Your Clients: •Cultivate strong... ...tools, technology, and resources as prescribed by CUNA Brokerage Services, Inc., and the Credit Union. •Adhere to all FINRA and...Work experience placementWork at office$61k - $119k
...Financial Advisor Opportunity At Northwestern Mutual Becoming a financial advisor at Northwestern Mutual is a unique opportunity to... ...Income Protection · Education Funding · Investment & Advisory Services · Trust Services · Retirement Solutions · Business Needs Analysis...Full timeContract workFor contractorsWork at office- ...Financial Services Sales Representative The Moody Street Group, LLC, a general agency, of OneAmerica Financial, works with a diverse clientele... ...and Amston, Connecticut is actively recruiting new associates. We are interested in meeting highly motivated, success-oriented...Work at officeWorldwide
$59k - $98.3k
...Financial Advisor Opportunity This is an exciting opportunity for the ideal candidates to join a dynamic team within Personal Investing... ...advice to our existing IRA customers, referrals from other service centers and then helping these customer's make good decisions about...Temporary workLocal areaFlexible hours$260k
...Financial Services Associate Attorney Our client, a global AmLaw 50 law firm, with a nationally recognized Financial Services practice, is seeking a talented Associate Attorney to join its growing team. This is an exceptional opportunity to work within one of the industry...Work at officeRelocation package- ...Financial AdvisorBoston, Massachusetts, United StatesWe are recruiting for a top tier advisor/team in the greater Boston market.If you are looking for an opportunity to work in a brokerage environment, with the backing of one of the country's largest private banks, this...
- ...relationships, constantly challenging yourself, and providing financial planning and expertise, then we would like to talk to you! Our... ...license required. CFP designation a plus 6+ years of financial services experience with an emphasis on sales Excellent verbal and...Work at officeWeekday work
$61k - $119k
...Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients... ...Income Protection • Education Funding • Investment & Advisory Services • Trust Services • Retirement Solutions • Business Needs...Work at office$40k - $66.7k
...Supported with an array of resources, the Financial Consultant at Manulife John Hancock Wealth spend their time deepening relationships... ...Manulife John Hancock Wealth. Demonstrate strong client service and sales skills to quickly uncover the needs of the client and...Temporary workLocal areaFlexible hours$180k - $200k
...Looking to combine your financial advisor expertise with a passion for sustainable investing? This is an exciting opportunity to join... ...professionals. The ideal candidate has 10+ years of financial services experience , including 5+ years advising clients , along with...Work experience placement- ...Managing Director at Commonwealth Financial Group Seeking an ambitious sales-driven individual... ...development and joint work with fellow associates If you do not already hold the SIE,... ...towards obtaining these to offer associated services, in addition to your continued...Full time
- ...The ideal candidate will deliver personalized investment solutions to help clients work toward their long-term financial goals. They should be comfortable creating financial plans and cross checking work to ensure complete accuracy of information. Responsibilities Provide...
$70k - $110k
...Growing financial advisory practice seeks an energetic, organized and financially minded individual with a high level of... ...software, build tailored portfolios, maintain contact and service clients, and handle associated paperwork and other administrative tasks. The candidate...Full timeFlexible hours- ...opportunity to have it all. Join our growing organization as a Financial Advisor. Are you looking for a career with a community? Do you... ...The Bulfinch Group. We take an uncommon approach to financial services, focusing on long‑term results and leveraging technology,...Permanent employmentWork at officeShift work
- ...Advisory Group, LLC in Needham, MA is looking for an entry‑level Financial Planning Support professional. This role is the first step in... ...with Operations, Planning, and Investment teams to support client service and planning, with potential hybrid work after training. #J-18...
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