Senior Trade & Compliance Supervisor - Wealth Management
PNC
PNC Wealth Management is seeking a Senior Supervision Specialist to oversee supervision, trade review, and new accounts within a defined region. You will handle escalations, provide coaching to Financial Advisors, and ensure compliance with securities rules and firm policy. The role requires Series 7, 24, and 66 licenses (or 9/10 and 63/65) and 3+ years of relevant experience. Strong leadership and regulatory knowledge are essential for success. #J-18808-Ljbffr PNC
Vacancy posted 2 days ago
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