Compliance Risk Management Senior Officer - Associate
JPMorgan Chase
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your judgment to solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management and Compliance is focused on thinking beyond traditional approaches, challenging the status quo, and striving to be best-in-class.As a Compliance Risk Management Senior Associate, you will support Auto Financing, Pricing and Credit strategies within Compliance, Conduct, and Operational Risk (CCOR), in the firm’s second line of defense. Operating within the CCOR framework, you will partner closely with business, risk, and control stakeholders and provide independent oversight, and assessment of risks across Chase Auto, with a focus on business-driven initiatives, including the adoption of Artificial Intelligence capabilities. In this role, you will partner across the Business, Risk, Legal, and Controls to enable business outcomes in a well-controlled manner. You will be expected to operate effectively in a fast-paced, environment, providing risk-based insights on new strategies and initiatives.Job ResponsibilitiesDemonstrate strong knowledge of consumer regulations and apply expertise to complex, evolving business initiatives.Support the execution of the CCOR program to manage risk exposure across Auto Finance pricing and credit strategy activities in alignment with the CCOR Framework.Provide independent oversight and credible challenge of business-driven changes, including pricing strategy initiatives, automation efforts, and AI/ML-enabled solutions, assessing impacts to processes, risks, controls, and customer outcomes.Provide an independent, objective view of the control environment, mitigation strategies, and emerging risks.Evaluate compliance and operational risks and recommend enhancements to processes, controls, and systems.Leverage AI/ML (Artificial Intelligence/Machine Learning) tools and data analytics to understand and evaluate business data and technology flows, analyze complex processes, and develop oversight routines for monitoring, detection, and reporting.Partner with Business, Legal, Controls, Risk, Operations, Technology, and Model Risk teams to enable effective risk governance, control design, and sustainable remediation strategies.Support regulatory exams, audits, and testing activities related to pricing, decisioning, automation, and broader Auto Finance initiatives, ensuring timely and accurate responses.Required qualifications, capabilities and skills3+ years of experience in Compliance, Operational Risk, Audit, Legal, or related risk management role. Excellent research, analytical, written, interpersonal, and communication skills, with the ability to tailor communication for diverse audiences and support positions as needed.Proven decision-making ability with a track record of managing multiple tasks and priorities.Self-starter who can drive and own their own deliverables while continuing to collaborate with the broader team.Sound judgment and experienced decision‑making skills; able to prioritize effectively and meet deadlines.Comfortable with engaging with all levels of the organization on risk and control matters.Proven track record designing and executing analyses utilizing AI/ML tools, aggregating risks across products, and driving issue management from root cause through remediation to closure.Preferred qualifications, capabilities and skillsExperience supporting Auto Finance, Pricing, or Lending productsAdvanced qualifications preferred: Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), advanced degree (e.g., JD, MBA) and experience engaging regulators.Strong data fluency to support CCOR oversight (e.g., SQL and visualization tools such as Tableau/ThoughtSpot), with ability to influence cross functional partners (Business, Legal, Controls, Risk, Operations) and present to senior stakeholders. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process. We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success. Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control. Full timePosting Date: 2026-08-10
- ...FL is seeking a Partner Financial Matters Senior Associate to drive financial analysis, budgeting, forecasting, and risk management for client engagements. You will support internal... ...financial processes, ensure regulatory compliance, and help teams deliver accurate financial...Senior
- ...Compliance Risk Management Senior Associate Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating...Senior
- Compliance Risk Management Senior Officer - Associate Join to apply for the Compliance Risk Management Senior Officer - Associate role at JPMorganChase Compliance Risk Management Senior Officer - Associate 2 days ago Be among the first 25 applicants Join to apply for the...SeniorFull time
- ...small team of regulatory compliance (RGC) professionals... ...implementation, monitoring, and management of Seminole’s North... ...BE FILLED AT EITHER A SENIOR OR LEAD SPECIALIST... ..., Auditing, or Risk Management. Alternative... ...Proficiency with Microsoft Office applications Soft...SeniorWork at officeLocal area
$174.46k - $261.68k
Senior Medical Science Liaison - Cell Therapy (Southeast US)Do you have expertise in, and... ...landscape, safety and clinical management, manufacturing processes and data pertaining... ...center and patient management, guided by compliance considerationsSupport the implementation...SeniorFull timeTemporary workLocal area$77.7k - $146.9k
...and that’s why there’s nowhere like RSM.The Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting with... ...technology compliance, cybersecurity governance, and risk management capabilities, including emerging areas such as AI and...SeniorFull timeWork experience placementInternshipLocal area$184k - $276k
...information.Job DescriptionAbout the role:The Senior Medical Science Liaison (Sr MSL) is a... ...training initiativesMedical Information Management:Provide clinical presentations and... ...knowledge of US legal, regulatory, and compliance regulations and guidelines relevant to industry...SeniorFull timeWorldwideFlexible hours- ...Oncology Medical Science Liaison/Senior Medical Science Liaison... ...value-based institutions and associations including clinics and... ...that are involved with the management and treatment of CTCL.EVERSANA... ...corporate SOPs and ensure vigilant compliance with relevant legal and...SeniorLocal areaNight shift
- ...Medical Science Liaison/Senior Medical Science Liaison – Hematology... ...-based institutions and associations including clinics and centers... ...that are involved with the management and treatment of CTCL. ESSENTIAL... ...SOPs and ensure vigilant compliance with relevant legal and...SeniorLocal area
- ...dynamic team to navigate complex risk landscapes and fortify... ...strategy.As a Tech Risk & Controls Senior Associate in Global Technology, you... ...to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards...Senior
$60.15k - $111.89k
...and other project deliverables. Manages audit procedures for compliance, privacy, and operational audits.... ...requested. Contributes to Compliance risk assessment initiatives and programs... ...Abilities: • Proficiency in Microsoft Office applications (Word, PowerPoint,...SeniorFull timeWork experience placementWork at officeLocal areaShift work- PwC seeks a Partner Financial Matters Senior Associate to perform financial analysis, budgeting, forecasting, and risk management, enhancing client financial performance. You... ...support strategic decisions and regulatory compliance. High school diploma and 2+ years...Senior
- ...innovation journey. As a Senior Product Delivery Associate in Client Onboarding... ...help drive release management activities, support... ..., and ensure compliance with firm standards.... ...manage dependencies, risks, and issues to ensure... ...will be full-time in office, on a 40-hour per week...SeniorFull timeWork at officeWeekend work
- PruittHealth in Florida is seeking a Compliance Verification Mock Survey Senior Nurse Consultant to support Senior Living communities in achieving regulatory... ...compliance by conducting mock surveys, identifying risks, and guiding teams through quality improvement. This role...Senior
- ...Endurion is seeking a Security & Compliance Analyst to assess, implement, and monitor security frameworks across cloud and hybrid environments... ...is contingent upon award, with responsibilities including risk assessment, documentation (SSPs/POA&Ms), and remediation strategies...Senior
$75k - $150k
Job Schedule Full time Salary Range Senior Associate-75,000-150,000-USD Job Description Are you... ...of financial transactions, mitigating risk, increasing transparency and driving efficiency... .../dealers, custodian banks and asset managers. In 2020, DTCC’s subsidiaries processed...SeniorFull timeFlexible hours- ...Senior Product Delivery Associate In Client Onboarding And Documentation... ...help drive release management activities, support... ...validation, and ensure compliance with firm standards.... ...manage dependencies, risks, and issues to ensure... ...be full-time in office, on a 40-hour per week...SeniorFull timeWork at officeWeekend work
- 1Source Partners is seeking a Tax Senior to lead the preparation and review of complex tax returns for individuals, partnerships, corporations... ...in client meetings to discuss planning opportunities and compliance matters. The ideal candidate has 2-4 years of tax planning and...Senior
- ...dynamic team to navigate complex risk landscapes and fortify... .... As a Tech Risk & Controls Senior Associate in Global Technology, you will... ...to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards...Senior
- First American Bank seeks a senior Trust Operations professional to serve as a subject matter expert in IRA management, tax processing, and operational controls. The role drives improvements, ensures regulatory compliance, and guides staff through complex transactions....Senior
- A leading financial services firm in Florida seeks a Regulatory Compliance Specialist. The role involves managing financial data, ensuring compliance with regulatory requirements, and working closely with legal and finance teams. Ideal candidates will have a Bachelor's...Senior
- ...a leading provider of attestation and compliance services. Our professional services focus... ...Schellman special! Responsibilities Senior associates are primarily responsible for hands‑on... ...their career development and to the management teams of their projects. Senior associates...SeniorWork experience placementImmediate startRemote workFlexible hours
- ...AML compliance officer 12+ Months Tampa, FL (Hybrid) Web Cam Interview $35/Hr on W2 VP -KYC Policy Strategic... ...The Global KYC Policy team, within Independent Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML compliance...Local area
- Ascensus is seeking a Compliance Associate in Tampa, Florida, to manage compliance tasks and ensure the accuracy of retirement plan provisions. Candidates should have a Bachelor’s degree and 3 to 8+ years of relevant experience. This role involves preparing compliance reports...Senior
$74.1k - $125k
...expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...-in-class. As a Regulatory Strategy Associate within the Compliance, Conduct and Operational... ...regulatory interactions and how senior stakeholders consume insights by...Full timeWork experience placement- ...Have In This Role Technology Risk Management (TRM) is responsible for... ...by monitoring and ensuring compliance to standards, policies and procedures... ...goes out to customers and senior management. Participate in... ...Corporation (DTCC) by 2x Associate Director, Business Development...SeniorFull timePart timeWork experience placementSeasonal workRemote workFlexible hours
- Tampa Electric Company is seeking a Regulatory Rate Analyst, Progression, to perform rate design analyses, prepare filings, and support regulatory matters. This role requires strong math aptitude and experience with rate recovery calculations within a regulated utility ...Senior
- ..., and support regulatory filings. This role reports to the Sr. Manager, Rates or Regulatory Affairs and sits within Regulatory Affairs... ...with legal teams. A strong math background and proficiency in MS Office are required. #J-18808-Ljbffr New Mexico Gas Co - Peoples Gas...Senior
- AdventHealth in Tampa, FL seeks a healthcare compliance professional to manage audits, risk assessments, and investigations ensuring adherence to policies and regulations. You will perform program reviews and prepare determinations for leadership with strict confidentiality...Senior
$114.07k - $187.4k
...International Tax Manager SeniorInternational Tax Manager SeniorLocations: This role requires associates to be in-office 1-2 days per week fostering collaboration... ...The International Tax Manager Senior is responsible for ensuring compliance with international tax laws as...SeniorWork experience placementWork at officeLocal area2 days per week1 day per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Risk Management Senior Officer - Associate. Be the first to apply!
- regulatory compliance analyst Tampa, FL
- medicare compliance specialist Tampa, FL
- regulatory analyst Tampa, FL
- senior compliance officer Tampa, FL
- legal compliance officer Tampa, FL
- privacy compliance analyst Tampa, FL
- senior compliance analyst Tampa, FL
- regulatory specialist Tampa, FL
- risk and compliance analyst Tampa, FL
- information security compliance analyst Tampa, FL

