Senior Fraud Investigator — Asset Misuse & Risk
Financial Industry Regulatory Authority, Inc.
FINRA seeks a Principal Investigator to independently lead high-risk fraud investigations in the securities industry, developing and executing risk-based strategies with minimal supervision. You will gather evidence, analyze complex data, and produce thorough records and recommendations for Enforcement and regulators. You will mentor junior staff and stay ahead of emerging fraud threats. The role operates in a hybrid environment, collaborating with Enforcement, Risk & Intelligence, Examinations, #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.
Vacancy posted 13 hours ago
Similar jobs that could be interesting for youBased on the Senior Fraud Investigator — Asset Misuse & Risk in Rockville, MD vacancy
- ...broad spectrum of Enterprise Solutions for Risk Management | Compliance | Business... ...and are aligned at the intersections of assets, processes, policies and people delivering... ...ProSidian Consulting at DescriptionThe Senior ManagerPurchase Card Program Support is responsible...SeniorRiskAssetContract workFor contractorsWork experience placementWork at office
Prosidian Consultng
Rockville, MD2 days ago $110k - $130k
...company (NASDAQ: CBNK) with over $3 billion in assets. We offer commercial and consumer banking... ...and financial goals.Position PurposeAs a Senior Business Analyst within OpenSky, you will... ...plansProactively monitor credit risk and performance, identifying whether policy...SeniorRiskAssetCapital Bancorp
Rockville, MD3 days ago$95k - $105k
...Senior Tax AnalystSalary Range $95,000.00 - $105,000.00 Salary/year Position Type Full Time... ...and tax teams, helping to manage tax risks and keeping the company compliant with federal... ...in Accounting, Structured Finance, FP&A, Asset Management, to understand business...SeniorRiskAssetFull timeTemporary workLocal areaStandard Solar
Rockville, MD4 days ago$135.62k - $203.44k
...Boston or Gaithersburg, MarylandReports to: Senior Director, Global Regulatory Strategy... ...development including pre-approval and marketed assets. Ability to run and lead multiple... ...practicing sound judgment as it relates to risk assessment.Familiar and knowledgeable of...SeniorRiskAssetFull timeTemporary workWork at officeAstraZeneca
Gaithersburg, MD4 days ago$235k - $335k
...to their communities.The opportunityAs a Senior Director, Global Program Development Lead... ...by anticipating opportunities, mitigating risks, cultivating strategic options, and... ...and long-term portfolio goals to maximize asset value.Drive cross-functional strategic integration...SeniorRiskAssetFull timeWork experience placementSummer workREGENXBIO
Rockville, MD1 day ago$143.1k - $238.5k
...and surpass established sales goals within risk tolerance constraints. Assumes... ...Relationship Managers, Fulton Partners and Senior Leadership.Keep sales platform consistently... ...troubled credits and/or work with Special Assets Department to resolve problem loans in an...SeniorRiskAssetFull timeTemporary workWork experience placementLocal areaWork visaFlexible hoursFulton Financial Corporation
Gaithersburg, MD3 days ago$120k
...$120,000.00Category: Consumer SalesCompany: CitiThe Senior Mortgage Lending Officer role is a developing professional... ..., financial and personal goals, tolerance for risk and change, plans for the future, income, assets, debts, cash flow, and credit history.• Analyze financial...SeniorRiskAssetFull timeLocal areaCitigroup
Gaithersburg, MD1 day ago- ...Pancreatic, Colorectal, and Lung cancer. As Senior Director, Global Commercial, panKRAS, you... ...strategy for AstraZeneca’s panKRAS asset, a clinical stage, oral, multi-target KRAS... ...leading and lagging measures to identify gaps, risks and opportunities.· Provide high-quality...SeniorRiskAssetHourly payFull timeTemporary work
AstraZeneca
Gaithersburg, MD2 days ago $60k - $85k
...compliance with IRS regulations, minimizing risk and maximizing the benefits for clients.... ...Job Details Job Description: Senior Cost Segregation Associate Position Overview... ...inspections and gather data to identify assets that qualify for accelerated depreciation...SeniorRiskAssetWork at officeLocal areaRemote workNight shift- ...services focus on the broad spectrum of Risk Management, Compliance, Business Process,... ...and are aligned at the intersections of assets, processes, policies, and people delivering... ...Consulting at DescriptionProSidian Seeks a Senior Programmer Analyst (Contract Contingent)...SeniorRiskAssetFull timeContract workTemporary workFor contractorsFlexible hours
Prosidian Consultng
Rockville, MD1 day ago $135.32k - $225.98k
...customers leverage our industry-leading solutions and expertise to modernize water infrastructure, optimize asset use, meet performance goals, reduce costs, and mitigate risk no matter where the water industry goes next. This team is ranked in the top 10 by ENR for Water...SeniorRiskAssetFull timePart timeWork experience placementLocal areaRemote workRelocationVisa sponsorshipFlexible hoursBlack & Veatch
Gaithersburg, MD5 days ago$200k - $250k
...Job Title: Senior Counsel Location: Remote (with some travel) Salary: $200,000-$250,... ...high-exposure legal matters, balancing legal risk with business objectives. Lead... ...Partner closely with leasing, development, asset management, acquisitions, dispositions, and...SeniorRiskAssetRemote workTalently
Chevy Chase, MD4 days ago$100k - $140k
...lineups of ETFs, with over $100 billion in assets. The company is a leader in strategies... ...tactical opportunities for investors to manage risk and enhance returns.Position Summary:... ...to the Chief Compliance Officer, the Senior Manager, Compliance is the compliance partner...SeniorRiskAssetProShares
Bethesda, MD5 days ago$125k - $145k
...Americans. That passion shapes how we nurture our most valuable asset – Our Employees. A-TEK actively cultivates the talent that drives... ..., and incomplete coverage. Document test results, defects, risks, and recommended corrective actions. Confirm that teams maintain...SeniorRiskAssetFor contractorsA-TEK Inc.
Rockville, MD17 days ago$108.19k - $162.29k
...facility, utility, and GMP infrastructure assets—translating complex challenges into... ...equipment lifecycle—from user requirements, risk assessment, technology selection, and... ...troubleshooting, root-cause analysis, technical investigations, change management, and sustainable...SeniorRiskAssetHourly payTemporary workFor contractorsRelocationRockville, MD9 days ago$85k - $100k
...Reimbursement Account (TRN) The Senior Contracts Administrator supports contract... ...efficiencies, improve workflow, and reduce risk in the contracts department. This position... ...of Axle's employees is a tremendous asset. We are firmly committed to providing equal...SeniorRiskAssetContract workFor subcontractorWork at officeLocal areaFlexible hoursAxle
Rockville, MDa month ago$135.32k - $225.98k
...customers leverage our industry-leading solutions and expertise to modernize water infrastructure, optimize asset use, meet performance goals, reduce costs, and mitigate risk no matter where the water industry goes next. This team is ranked in the top 10 by ENR for Water...SeniorRiskAssetFull timePart timeWork experience placementLocal areaRemote workRelocationVisa sponsorshipFlexible hours$155.6k - $306.8k
...focused on project financials, quality and risk management, methods and tools, sales... ...financial performance and protect the firm’s assets and reputation. Recruiting for this role... ...development From entry-level employees to senior leaders, we believe there’s always room...SeniorRiskAssetOngoing contractContract workLocal areaDeloitte
McLean, VA1 day ago$166k - $250k
...Analytics & Strategy (MPAS) team is seeking a Senior Manager to join the team!This role will... ...view of market dynamics, portfolio risk and profitability. The position is responsible... ...leaders across Production, Underwriting, Asset Management, Capital Markets, Finance, and...SeniorRiskAssetLocal areaFreddie Mac
McLean, VA1 day ago$172.3k - $376.51k
...Senior Principal - Legal Counsel (Corporate & Securities) --HYBRID This position advises... ...of debt and equity offerings, investments, asset sales and purchases, and financing... ...monitoring and addressing issues of legal risk. Structuring, drafting, negotiating and...SeniorRiskAssetContract workWork experience placementLocal areaAtlantic Union Bank
Bethesda, MD2 days ago$163.4k - $322.1k
...become strategic business partners, manage risk, and unlock new levels of financial and... ...and SAP Treasury solution delivery. As a Senior Manager - SAP Treasury, you will focus on... ...practice development efforts.Develop tools, assets, and accelerators that strengthen the...SeniorRiskAssetLocal areaVisa sponsorshipDeloitte
McLean, VA2 days ago$230k - $300k
...investment strategies to invest across all major asset classes, including, crypto, commodities,... ..., market structure, and regulation. Senior contributors have meaningful ownership and... ...tactical opportunities for investors to manage risk and enhance returns.Position Summary:The...SeniorRiskAssetProShares
Bethesda, MD1 day ago$108k - $160k
...Housing Low Income Housing Tax Credits (LIHTC) Senior Manager is seeking a Senior Associate to... ...Equity Credit, Legal, Capital Markets and Asset Management groups, providing clear deal... ...protect Freddie Mac from potential threats and risk. Employees exercise this responsibility by...SeniorRiskAssetLocal areaFreddie Mac
McLean, VA2 days ago$135k - $150k
...The Role KLDiscovery is seeking a seasoned Senior Manager of Product Marketing with a full... ...efficiency, cost reduction, and risk mitigation Ensure consistency and scalability... ...sales enablement initiatives, shaving core assets such as battle cards, pitch decks, ROI tools...SeniorRiskAssetWork experience placementRemote workShift workKLDiscovery
McLean, VA3 days ago$130k - $150k
...largest lineups of ETFs, with over $100 billion in assets. The company is a leader in strategies such as crypto... ...and tactical opportunities for investors to manage risk and enhance returns.Position Summary:The Senior Manager, Talent & Employee Experience shapes how ProShares...SeniorRiskAssetWork at officeProShares
Bethesda, MD4 days ago$40 per hour
...team at a top global hospitality company! As Senior Manager, Talent & Workforce Planning,... ...retain, and develop Hilton's most important asset, our Team Members. On the Talent & Leadership... ...reporting, including readiness, movement, risk, and succession health.Actionable talent...SeniorRiskAssetWork at officeNight shiftHilton Hotels Corporation
McLean, VA4 days ago- ...KPMG is currently seeking a Tax Manager or Senior Manager to join our Business Tax Services... ...entities and partnerships for a variety of Asset Management clients Work as part of a multi... ...for Senior Manager:Manage risk and financial performance of engagements including...SeniorRiskAssetLocal area
KPMG
McLean, VA4 days ago $90k - $110k
...sophisticated investment strategies to invest across all major asset classes, including, crypto, commodities, and derivatives, and are... ...provide strategic and tactical opportunities for investors to manage risk and enhance returns.Position Summary:We’re seeking a Financial...SeniorRiskAssetProShares
Bethesda, MD1 day ago$113.15k - $270.02k
...stand for as a firm.KPMG is currently seeking a Tax Manager or Senior Manager to join our State and Local Tax (SALT) practice. Responsibilities... ...staffAdditional Responsibilities for Senior Manager:Oversee risk and financial performance of engagements including billing,...SeniorRiskAssetLocal areaRemote workKPMG
McLean, VA2 days ago$110.7k - $218.3k
...ends on 01/15/2027. Work you’ll do As a Senior Consultant in Deloitte’s SAP practice, with... ..., coordinating milestones, dependencies, risks, team responsibilities, and quality... ...members, contribute to proposals and reusable assets, and help advance Deloitte’s SAP Data & Analytics...SeniorRiskAssetLocal areaDeloitte
McLean, VA2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Fraud Investigator — Asset Misuse & Risk. Be the first to apply!
Related searches
- senior devops engineer remote Rockville, MD
- senior IT project manager Rockville, MD
- senior implementation engineer Rockville, MD
- senior information technology manager Rockville, MD
- senior scientist Rockville, MD
- remote senior project manager Rockville, MD
- senior payroll accountant Rockville, MD
- senior data management analyst Rockville, MD
- senior director it Rockville, MD
- senior manager product engineering Rockville, MD