SVP & Associate General Counsel, Financial Services
LPL Financial
LPL Financial is seeking a Senior Vice President, Associate General Counsel, to provide strategic legal advice to its broker-dealer, custodial, and investment advisory platform businesses. This senior role involves partnering with senior leadership and managing a team of experienced attorneys. The ideal candidate will have expertise in regulatory frameworks, a strong ability to lead teams, and the skills to advise on emerging areas like AI and digital assets. LPL offers a competitive pay range alongside comprehensive benefits. #J-18808-Ljbffr LPL Financial
$213.31k - $355.45k
Senior Vice President, Associate General Counsel This senior vice president will report to the Executive Vice President and provide strategic... ...Provide day‑to‑day legal support for LPL’s financial services business, including analysis and advice on compliance with...Suggested- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...Suggested
- ...Vice President, Assistant General Counsel, Brokerage About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories Financial...Suggested
$168.61k - $281.09k
...intention and discover what’s possible, LPL Financial invites you to apply today. Job... ...advice team as Vice President, Assistant General Counsel, Brokerage. This VP will report to a... ...-day legal support for LPL’s financial services business, including providing legal analysis...SuggestedPrivate practice$168.61k - $281.09k
...ll find the ingredients you need at LPL Financial to shape your success while helping... ...business. The role, Vice President, Assistant General Counsel, will work with an experienced team of... ...of Labor (DOL), Internal Revenue Service (IRS), the Securities and Exchange Commission...SuggestedFull timeWork from home- ...Compliance Specialist This position requires a professional to support compliance functions within a financial services environment. The role involves reviewing regulatory disclosure items, ensuring adherence to standards, and maintaining meticulous records. The specialist...
$24.71 - $41.15 per hour
...ingredients you need at LPL Financial to shape your success while helping... ...experience in the financial services industry, preferably with a... ...communications. The Associate Analyst responsibilities may... ...Transfer Agents, Issuers, Legal Counsels and others to determine requirements...Work experience placementWork from homeFlexible hours- ...A leading financial services organization is seeking a senior transactional attorney to support product and commercial initiatives in a fast-paced, regulated environment. Responsibilities include drafting and negotiating agreements related to financial products, providing...Full timeContract work
$24.31 - $40.56 per hour
...an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their... ...to inbound advisor inquiries through phone, email, and internal service channels, providing timely, accurate, and consultative support...Work from home$21.44 - $35.73 per hour
...where ambition meets innovation? At LPL Financial, we empower professionals to shape their... ...have an understanding of the financial services industry and a willingness to operate in... ...Institution Services, and Hybrid RIA channels. Associate Onboarding Partners (AOP) will conduct...Work at officeWork from homeWeekend workAfternoon shift$21.1 - $35.16 per hour
...Associate Service Consultant Where ambition meets innovation Build a career that matches all your initiative with an impressive dose... ...impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their...Work at officeWork from home- LPL Financial is seeking an Associate Analyst with experience in financial services to monitor corporate action events, draft terms for reorgs, and support advisory channels. The role requires strong communication, attention to detail, and ability to handle complex allocations...
$168.61k - $281.09k
...intention and discover what’s possible, LPL Financial invites you to apply today.Job Overview... ...team as Vice President, Assistant General Counsel. This VP will report to a Senior Vice President... ...a law firm, counseling the financial services industry, specifically the broker-...Full timeWork from home- ...Corporate Counsel Attorney Daimler Truck Financial Services (DTFS) is hiring three Corporate Counsel attorneys to join its Legal team that is relocating... ...standing in at least one U.S. jurisdiction. ~8 years of general experience with a minimum of 5 years of experience...Temporary workFor contractorsLocal areaRelocationRelocation package
- ...Daimler Truck Financial Services USA LLC is seeking three Corporate Counsel attorneys to join a relocated legal team in Charlotte, NC. The roles cover commercial finance, treasury, and regulatory compliance across U.S. and Canada, with strong collaboration across cross...Relocation
- Company Description Sun City Animal Hospital provides comprehensive veterinary services including wellness care, surgery, vaccinations, dental care, emergency care, and more. The clinic is led by Dr. Anjaiah Katta and is committed to combining advanced veterinary medicine...Full timeFlexible hours
- ...oriented Processing Advisor in Fort Mill, SC to handle advisor requests, registrations, and licensing tasks within a dynamic financial services environment. You will perform data entry, generate letters, maintain advisor files, and stay aligned with FINRA and state registration...Work at office
- ...LPL Financial LLC is seeking an experienced attorney to join its Regulatory Examinations & Inquiries team as Vice President, Assistant General Counsel. The role focuses on managing regulatory examinations and inquiries with regulators including FINRA and the SEC, while...
$20 - $21 per hour
...Client Services Associate Remote (Must Reside Near Fort Mill or Charlotte, NC) Launch Your Career in Financial Services Are you looking to build a career in financial services with a company that invests in your growth and development? We are seeking motivated...Contract workTemporary workRemote work- ...motivated Route Managers to handle home and office delivery routes in Fort Mill, SC. Candidates should possess exceptional customer service skills and be income-driven. Responsibilities include the timely pickup and delivery of clothes and building relationships with...Work at officeFlexible hours
$15 - $28 per hour
...INDIAN LAND, SC, 29707, US Job Overview Front End Checkout associates run our registers. They smile, greet and thank customers, ring... ...Health benefits include medical, vision and dental coverage. Financial benefits include 401(k), stock purchase and company-paid life...Hourly payMinimum wageFull timeTemporary workPart timeShift work- ...health organization in Fort Mill seeks a part-time Fitness Floor Associate to oversee member activities in the fitness center, ensure... ...certifications, knowledge of fitness guidelines, and strong customer service skills. Responsibilities include managing operations, guiding...Part time
- ...Medical, dental, and vision insurance benefits Merit-based pay increases Paid Vacation Complimentary service membership About the Position: The Sales & Front Desk Associate is a key position at Scenthound, focused on selling memberships while providing exceptional service...Hourly payFlexible hours
$13 - $13.5 per hour
...assigned Who We’re Looking For: You. Possesses excellent customer service skills Able to work a flexible schedule to support business... ...supervisors Retail customer experience preferred Benefits include: Associate discount; EAP; smoking cessation; bereavement; 401(k) Associate...Hourly payTemporary workWork at officeLocal areaHome officeFlexible hours$12 - $14 per hour
....00 and $14.00 + Digital Tips! Job Description A Company Associate's job is to delight customers with great food and good vibes. Since... ...excellent experience by providing fast, friendly and efficient service and by delivering a quality and consistent product every time,...Shift work- ...specialty tires as well as smart solutions and services for fleets and tire retailers.... ...MAKE AN IMPACT The Antitrust & Compliance Counsel will serve as a strategic legal advisor... ...ventures, information sharing, and trade association activities. Advise on antitrust issues arising...For contractorsFixed term contractWorldwideVisa sponsorshipWork visaRelocation package
$17 - $20 per hour
...Job Description Job Description Our client, a leading organization within the financial services industry, is seeking motivated and customer-focused professionals to join their team as Financial Services Professionals. This role provides comprehensive training, career...Contract workRemote work- ...standards.Provide day-to-day application support to project teams, including data uploads, workflow execution, report generation, and general system usage and adoption.Configure project workflows and generate work packages in accordance with established standards.Monitor...For contractors
- ...case, deliver, and collect mail along a prescribed rural route using a vehicle and provide customers on the route with a variety of services. Benefits may include health insurance. Part-time, non-career position, which may lead to a full time career position. Hours will...Full timePart timeWorldwideFlexible hours
- ...Retail Operations Address: USA-SC-Fort Mill-1360 East Hwy 160 Store Code: Store 01680 Front End (7228445) Food Lion has been providing an easy, fresh and affordable shopping experience to the communities we serve since 1957. Today, our 82,000 associates... Food Lion
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