SVP & Associate General Counsel, Financial Services
LPL Financial
LPL Financial is seeking a Senior Vice President, Associate General Counsel, to provide strategic legal advice to its broker-dealer, custodial, and investment advisory platform businesses. This senior role involves partnering with senior leadership and managing a team of experienced attorneys. The ideal candidate will have expertise in regulatory frameworks, a strong ability to lead teams, and the skills to advise on emerging areas like AI and digital assets. LPL offers a competitive pay range alongside comprehensive benefits. #J-18808-Ljbffr LPL Financial
$213.31k - $355.45k
Senior Vice President, Associate General Counsel This senior vice president will report to the Executive Vice President and provide strategic... ...Provide day‑to‑day legal support for LPL’s financial services business, including analysis and advice on compliance with...Suggested$163.73k - $272.88k
...where ambition meets innovation? At LPL Financial, we empower professionals to shape... ...advice team as Vice President, Assistant General Counsel, Brokerage. This VP will report to a Senior... ...-day legal support for LPL’s financial services business, including providing legal...SuggestedPrivate practiceWork from home$168.61k - $281.09k
...intention and discover what’s possible, LPL Financial invites you to apply today. Job... ...advice team as Vice President, Assistant General Counsel, Brokerage. This VP will report to a... ...-day legal support for LPL’s financial services business, including providing legal analysis...SuggestedPrivate practice- ...Vice President, Assistant General Counsel, Brokerage About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories Financial Services Consulting...Suggested
$172.01k - $286.75k
...ll find the ingredients you need at LPL Financial to shape your success while helping clients... ...and will provide strategic legal counsel on incident response, cybersecurity regulations... ...will have deep experience in financial services and a strong foundation in cybersecurity...SuggestedContract workWork from home$168.61k - $281.09k
...ll find the ingredients you need at LPL Financial to shape your success while helping... ...Inquiries team as a Vice President, Assistant General Counsel . This role is responsible for managing... ...1,100 financial institutions, servicing and custodying approximately $2.3 trillion...Work at officeWork from home$168.61k - $281.09k
...ll find the ingredients you need at LPL Financial to shape your success while helping... ...business. The role, Vice President, Assistant General Counsel, will work with an experienced team of... ...of Labor (DOL), Internal Revenue Service (IRS), the Securities and Exchange Commission...Work from home- Executive Recruiter | Accounting & Finance Technical Search Focus: Commercial & Traded Products A leading financial services organization is seeking a senior transactional attorney to support product, platform, and commercial initiatives within a fast-paced, highly regulated...Full timeContract work
$21.1 - $35.16 per hour
...Cash Management Associate Service Professional In Operations Where ambition meets innovation: Build a career that matches all your... ...impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial...Work experience placementWork from home- ...Compliance Specialist This position requires a professional to support compliance functions within a financial services environment. The role involves reviewing regulatory disclosure items, ensuring adherence to standards, and maintaining meticulous records. The specialist...
$23.47 - $39.12 per hour
...more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients... ...navigating and applying the most relevant products & services offerings to specific client situations. Consulting Associates must demonstrate a high level of product...Work at officeWork from home2 days per week$21.1 - $35.16 per hour
...Description Discover your opportunity with LPL Financial, a leader in the retail financial advice... ...we serve. Joining our team as a Associate Supervision Professional will allow you... ...advisors by offering an extraordinary quality service experience. Our service team’s main...Work experience placementWork from homeFlexible hours$24.31 - $40.56 per hour
...an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their... ...to inbound advisor inquiries through phone, email, and internal service channels, providing timely, accurate, and consultative support...Work from home$21.44 - $35.73 per hour
...where ambition meets innovation? At LPL Financial, we empower professionals to shape their... ...have an understanding of the financial services industry and a willingness to operate in... ...Institution Services, and Hybrid RIA channels. Associate Onboarding Partners (AOP) will conduct...Work at officeWork from homeWeekend workAfternoon shift$20.85 - $34.71 per hour
...ll find the ingredients you need at LPL Financial to shape your success while helping clients... ...financial goals. Job Overview: The Associate Analyst position in Client Compensation... ...our work. Requirements 3+ years financial services Industry experience 1+ years working in...Work at officeWork from home- ...A leading financial services organization is seeking a senior transactional attorney to support product and commercial initiatives in a fast-paced, regulated environment. Responsibilities include drafting and negotiating agreements related to financial products, providing...Full timeContract work
- ...Associate Vice President, Edge Security Engineer About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories Financial Services Consulting...Full time
$20.85 - $34.71 per hour
...ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. The Associate Analyst will support project & task assignments... ...1,100 financial institutions, servicing and custodying approximately $2.3 trillion...Work experience placementWork from home$350k
...company, on a search for an experienced General Counsel to help lead the organization through... ..., and risk management expectations associated with becoming a publicly traded company... ...with the Chief Executive Officer, Chief Financial Officer, Board, private equity...Work at office- ...A public retail company in Fort Mill, SC seeks a General Counsel to oversee all legal matters and ensure compliance with regulations. The ideal candidate will have a J.D., over a decade of legal experience, particularly with public companies, and strong M&A expertise....
- ...Job Description Shoe Carnival (NASDAQ: SCVL) seeks a General Counsel to serve as the company's chief legal officer, reporting to the... ...The Shoe Carnival, Inc. Total Rewards program offers eligible associates highly competitive benefits, including the following: ~...Contract workFlexible hoursShift work
- ...banking at Fifth Third Bank. GENERAL FUNCTION: Selected... ...rotations in operations and Sales & Service. There will be a... .... The Personal Banker I is a Financial Center position focused on using... ...#LI-HT1 Personal Banker Associate I At Fifth Third, we understand...Full timeWork experience placementWork at office
$75k - $85k
...fast-growing asynchronous care solution. The Senior FP&A Associate owns these financials from revenue through EBITDA, builds the pricing and scenario... ...Employee Assistance Program Income Protection Plans Pet Services Plans Mental Health Support Wellness Coaching HSA- Health...Temporary workWork at officeRemote workMonday to FridayFlexible hours- ...LPL Financial is seeking an experienced attorney to serve as Vice President, Assistant General Counsel, Brokerage, reporting to a Senior Vice President. The role centers on strategic legal advice for the broker-dealer, investment advisory businesses, and related platform...
$13 - $13.5 per hour
...Who We're Looking For: You. Possesses excellent customer service skills Able to work a flexible schedule to support business... ...Retail customer experience preferred Benefits include: Associate discount; EAP; smoking cessation; bereavement; 401(k) Associate...Hourly payTemporary workLocal areaHome officeFlexible hours- ...General Counsel About the Company Private equity-backed industrial manufacturer preparing for IPO and public-company governance. Industry Machinery Type Privately Held, Private Equity-backed About the Role The Company is seeking an experienced General...
$168.61k - $281.09k
...intention and discover what’s possible, LPL Financial invites you to apply today.Job Overview... ...team as Vice President, Assistant General Counsel. This VP will report to a Senior Vice President... ...a law firm, counseling the financial services industry, specifically the broker-...Full timeWork from home- Korn Ferry has partnered with our client to identify an experienced General Counsel to lead the legal function through growth and IPO readiness. The role reports to the CEO and partners with the Board to build governance, risk, and compliance infrastructure for a future...
- Company Description Sun City Animal Hospital provides comprehensive veterinary services including wellness care, surgery, vaccinations, dental care, emergency care, and more. The clinic is led by Dr. Anjaiah Katta and is committed to combining advanced veterinary medicine...Full timeFlexible hours
- LPL Financial, a leading wealth management firm, seeks an attorney to support its retirement... ...as Vice President and Assistant General Counsel. The role involves advising on regulatory... ...brokerage, custodian, and recordkeeping services related to retirement plans and accounts...
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