Trade Review Principal — Compliance & Transactions Lead
Integrity Marketing Group
Integrity Marketing Group seeks a Trade Review Principal to supervise Brokers International Financial Services, LLC registered representatives and investment advisory representatives. You will review and approve transactions across funds, life products, and advisory services to ensure compliance with regulations and company guidelines. The role requires 2–4 years in financial services, FINRA licenses, and the ability to train associates on regulatory requirements and internal procedures. #J-18808-Ljbffr Integrity Marketing Group
Vacancy posted 1 day ago
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