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Strategic Compliance Manager, Financial Services

Citizens Bank

Citizens Bank is seeking a Compliance Manager to mitigate risks and ensure compliance with all applicable laws and regulations. This role involves designing and implementing controls while reviewing surveillance reports to identify any compliance issues. The ideal candidate will possess extensive experience in broker dealer compliance and a solid understanding of SEC and FINRA regulations. The position offers competitive pay, comprehensive benefits, and an opportunity for an annual bonus. Employees enjoy flexible work arrangements and generous paid time-off policies. #J-18808-Ljbffr Citizens Bank

Vacancy posted 1 day ago
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