Portfolio Compliance Analyst: Trade Governance & Risk
DoubleLine
DoubleLine is seeking a Portfolio Compliance Analyst to assist the Compliance team in monitoring trade activities and ensuring adherence to investment guidelines and regulatory limits. The role entails reviewing investment guidelines, testing compliance rules, and collaborating with various teams to resolve compliance-related matters. Qualified candidates will have a Bachelor’s degree in a relevant field, 3-7 years of investment management experience, and proficiency in Microsoft Excel. This position offers an opportunity to enhance operational efficiency through process improvements. #J-18808-Ljbffr DoubleLine
$81k - $117.4k
About the Role Senior Trade Compliance Analyst at Life Fitness / Hammer Strength is responsible for owning key elements... ...record retention system that meets all government requirements. Identify and pursue duty savings and risk mitigation opportunities, including FTA...RiskTemporary workLocal area$85k - $100k
...Trade Compliance Specialist page is loaded## Trade Compliance Specialistlocations: Chatsworth,... ...engineering, MRO, and new solutions for parts at risk of obsolescence. With over 1,400... ...export activities in compliance with government rules and regulations, organizational policies...RiskPermanent employmentLocal areaFlexible hours- The Portfolio Compliance Analyst will play an integral role in assisting the Compliance team with monitoring trade activities to ensure portfolios maintain conformity with investment guidelines and regulatory limits of DoubleLine advised accounts. Job Functions Review...SuggestedWork at office
- Job Description Governance, Risk, & Compliance Consultant Location: Newport Beach, CA (Hybrid) Responsibilities Responsible for developing and revising policies, standards, guidelines, and procedures for various operational risk programs including operational risk management...Risk
- Life Fitness is hiring a Senior Trade Compliance Analyst to lead their global import and export compliance program. This hybrid role involves significant autonomy and requires a bachelor’s degree with 5-7 years of relevant experience. The ideal candidate should possess...Suggested
$122.3k - $165k
## Sr. Global Trade Analytics & Governance CoE ManagerApplyremote type: Remotelocations... ...will reach across Supply, Compliance, Logistics, Finance, and... ...stories—spotting KPIs, risks, and opportunities that... ...environment with a large product portfolio (Footwear, Apparel, or...RiskWork at officeRemote work- ...Description: The Senior Export Compliance Specialist serves as a... ...export controls and international trade sanctions and provides guidance... ...(KYC) due diligence, and risk management. The ideal candidate... ...Descartes, or OCR. Familiarity with government filing systems including SNAP...RiskLive inLocal areaRemote workShift workDay shift
$65k - $85k
NBCUniversal in Missouri is seeking an Analyst for Compliance Operations to promote a strong culture of compliance and ethics throughout the organization. The successful candidate will engage in compliance monitoring and initiatives, working directly with cross-functional...Risk- The State of California is hiring for the position of Analyst I in Monterey County. This role involves processing grievances from incarcerated individuals and ensuring statistical reporting and risk assessments are maintained accurately. Successful candidates will handle...RiskFull timeRemote work
$120k - $140k
Governance, Risk, and Compliance Manager Responsible for executing TigerConnect’s day-to-day compliance and quality management activities, supporting regulatory readiness, maintaining certifications, and partnering with Legal, Security, and Product teams to ensure adherence...RiskWork at officeRemote workFlexible hours- 6AM City, LLC is seeking a Governance, Risk, & Compliance Consultant to work in a hybrid model from Newport Beach, CA. The role involves developing and revising critical policies and internal controls while ensuring compliance with various industry standards. The ideal...Risk
$250k
...member of the executive leadership team, the City Attorney provides legal and strategic counsel on complex municipal law, governance, policy, and risk management matters. The position plays a critical role in supporting effective decision‑making, advancing organizational...Risk- Centene Corporation is seeking a Security Compliance Lead Information Risk Analyst to take charge of security governance and compliance execution. The role involves leading complex initiatives across multiple compliance domains and ensuring audit readiness. The ideal candidate...RiskRemote jobFlexible hours
- Ontic Engineering & Manufacturing Inc is seeking a Trade Compliance Specialist for its California site. This role ensures compliance with trade regulations and involves various import and export activities. The ideal candidate has a Bachelor’s degree or equivalent trade...Flexible hours
$30 - $40 per hour
...the better. At The Oncology Institute, compliance is about protecting patient trust and enabling... ...‑quality cancer care. As a Compliance Analyst, you’ll play a critical role in... ...organization. Assist all departments in completing risk assessments monthly, quarterly, or...RiskHourly payWork at office- A leading national brand is seeking a Global Trade Compliance Manager in California, Missouri. The ideal candidate will manage compliance with trade laws and regulations, ensuring efficient international trade practices. They will lead a team, conduct audits, and provide...RiskFull time
- ...Sacramento, CA 95834 Financial Analyst The Financial Analyst... ...targets, highlighting trends, risks, and drivers of variance Maintain... ...supporting documentation in compliance with GAAP and third‑party audit... ...providing financial insight into trade-offs between service levels,...RiskFull timeShift work
$81.5k - $141.3k
...leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare,... ...plan development and implementation, regulatory strategy, risk management. •Ensures timely approval of new medical devices and...RiskFor contractorsWork experience placementWork at officeWorldwideShift work- ...provide additional data/information requested by regulatory agencies and prepare responses to facilitate regulatory approvals. Provide risk-based guidance and regulatory input to projects and issues, ensuring cross-functional alignment and resolution. Collaborate with...Risk3 days per week
- ...supporting regulatory audits for banking clients and advising on compliance with regulatory standards. Candidates should possess a relevant degree and at least 24 months of work experience in finance, risk management, or compliance. The role emphasizes an agile mindset,...RiskWork experience placement
$111k - $130k
...a good understanding of the impact of the financial markets and risks on Robinhood. This role is responsible for monitoring corporate... ...Understanding of macroeconomics, financial markets, financial instruments, trading strategies, and investment theory Advanced proficiency in SQL...RiskShift work- ...Compliance/Paralegal Coordinator Santa Ana Join our dynamic team as a Compliance/Paralegal Coordinator, where you will play a crucial... ...in a team environment. Familiarity with corporate governance and risk management practices. Experience in preparing and reviewing...RiskWork at office
$148.55k - $174.77k
...for medical robotics. Your mission? To support a deep culture of compliance while advocating for breakthrough medical innovations in the... ...MDR), and other international geographies* Ability to identify risk areas and escalate issues as appropriatePay Range for this role...Risk$90k - $180k
...helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of... ...submission and approval requirements. Participate in risk-benefit analysis for regulatory compliance. Premarket Assess the acceptability of quality,...RiskWork experience placementWorldwideShift work- ...dynamic Permitting & Regulatory Compliance Specialist II to join our... ...and manage a defined caseload portfolio of permitting and compliance... ...deadlines are met. Identify risks early and implement solutions... ..., engineering, construction, government, or related field Retail petroleum...RiskWork at officeImmediate startRemote workFlexible hours
$65.12k - $81.4k
Analyst, Finance (Sales Finance) Principal Accountabilities Perform monthly/quarterly financial trade review (actual results vs. plan and prior year). Take... ...identified incremental risks and opportunities (versus... .... Oversee and govern trade expense tracking for...RiskFlexible hours$75 - $85 per hour
...drive the product strategy, lead system enhancements, ensure compliance, and partner with HR, Payroll Operations, Finance, and IT to... ...—solving problems in the areas of Business Transformation, Governance, Risk and Compliance, and Technology and Digital Innovation. Our unique...RiskRemote work- ...Product Safety & Vigilance Specialist is responsible for identifying, assessing, and managing real or potential product safety risks to ensure compliance with global regulatory requirements and internal procedures. This role serves as a subject matter expert in medical...RiskWeekly payContract workTemporary workImmediate startRemote work
- ...brightest minds to turn today's risks into tomorrow's opportunities... ...sales point of contact for a portfolio of AXIS clients, developing... ...'s Policy for Securities Trading and the requirements of the position... ...is contingent upon compliance with the Policy, including remediation...Risk
- Position Available: Full-Time Senior Compliance Consultant Core Compliance & Legal Services, Inc.℠ (“Core Compliance”), an industry leading... ...maintenance Advertising and marketing reviews Annual Reviews, Risk Assessments, and Mock Regulatory Exams Preparation of clients...RiskFull timeWork at office
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