Registered Funds In-House Counsel Role | NYC
$210k - $240kGreene-Levin-Snyder Legal Search Group
Our client, a publicly traded financial services company and its affiliated investment advisors located in midtown Manhattan, is looking for a Director, Associate Counsel, Wealth with 2-4+ years of registered funds experience. This attorney will provide legal support for the firm’s US registered funds, sub-advisory relationships and other retail products, including separately managed accounts and model-based programs with an emphasis on contracts, distribution, product development, marketing and sales practices; will work closely with senior management, fund administration and the compliance team; and will handle regulatory issues and general legal matters.
Find out more about the daily tasks, overall responsibilities, and required experience for this opportunity by scrolling down now.
The ideal candidate will have at least 2-4+ years of detailed knowledge of securities laws applicable to registered investment companies including the Investment Company Act of 1940 and experience with the mutual funds, closed-end funds and other registered funds. Experience with exchange-traded funds, separately managed accounts and model-based programs, sub-advisory relationships, compliance, ISDA Master Agreements and other ancillary documentation for derivatives business and with issues faced by Broker/Dealers are all major pluses. Candidates must have top credentials and experience from in-house, regulatory agency and/or a leading law firm.
This is a fantastic role reporting to a phenomenal manager (the Senior Vice President, Associate General Counsel – Wealth) at a stable public company that has a collegial, balanced work environment. There is great long-term potential and a clear path for advancement, as well as exposure to the General Counsel, C-suite executives and Board members.
Compensation will consist of a base of $210,000 to $240,000, as well as a discretionary, performance based annual cash bonus, restricted stock and a full suite of benefits. Hours are reasonable and predictable and the environment is collegial, professional and collaborative. xuwmhxw They are in the midtown office 4 days a week and 1 day from home.
$210k - $240k
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