Registered Operations Leader

About Our Company We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year‑end 2024. Our team of 22,000 people across 19 countries serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description Do you have leadership experience and want to advance your career with an industry‑leading firm? If so, we want you to join our team as a Registered Operations Leader at Ameriprise Financial. In this role you will oversee all operational processes that support business objectives and assist advisors in serving their clients. You will manage branch staff, work directly with employee advisors, partner with additional branch leaders, and drive initiatives that enhance the client experience. Key Responsibilities Manage activities that support business results, revenue growth, client experience, and operational efficiencies. Manage resources to achieve revenue and client acquisition targets. Partner with the Branch Manager to ensure advisor business plans are completed and marketing events are tracked and measured. Assist advisors in servicing clients, including preparing financial plans, conducting investment research, completing trades, and preparing/summary of client meetings. Prepare and ensure new business paperwork processes are successfully completed. Perform general administrative duties such as answering phones, processing reports, and preparing correspondence. Build, manage, track and analyze reports and branch vitals, reviewing advisor expense reports, branch P&L, budgeting, and identifying cost‑reduction opportunities. Partner with the Registered Principal to ensure compliance support is established and training needs are met; lead real estate and facilities initiatives. Lead, coach, mentor, and provide performance management for direct reports; conduct 1:1s and determine staffing needs. Required Qualifications Bachelor’s degree or equivalent. 5–7 years of relevant experience. Series 7 license or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 days. Previous supervisory experience and knowledge of HR policies and labor laws. Excellent written and verbal communication skills. Strong organizational and time‑management skills; ability to manage multiple priorities in a fast‑paced environment. Strong analytical, mathematical and detail‑oriented skills. Proficiency with standard business software applications. Full‑time, exempt. Equal Opportunity Employer Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law. We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you. #J-18808-Ljbffr Ameriprise Financial Services, LLC