Senior Compliance Monitoring Manager
$175k - $195kLarson Maddox
This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $175,000.00/yr - $195,000.00/yr Direct message the job poster from Larson Maddox Global Sales Operations Manager | Optimizing Sales Tools & Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues to go from strength to strength. The Capital business whilst among the largest in the US, is still growing, and this is one of two new hires in this specialist Compliance Monitoring & Testing group. You will report directly into the US Head of Compliance Monitoring & Testing. The Compliance Monitoring Manager will be responsible for… Devising, delivering and overseeing the firms annual Compliance Monitoring program Working with senior business leaders to enhance the Compliance Monitoring Program Quality Assurance of the Compliance Monitoring program Compliance Oversight of 1LOD Testing Producing and developing Compliance Monitoring reports Updating Policies and Procedures The Compliance Monitoring Manager should have the following qualifications… 8+ years of relevant Compliance Monitoring experience gained in a Broker Dealer or large Bank Excellent working knowledge of the regulations governing the Broker Dealer / Capital Markets Space Proficiency in Excel and SharePoint Strong analytical skills Exceptional interpersonal skills Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Industries Capital Markets Referrals increase your chances of interviewing at Larson Maddox by 2x Get notified about new Monitoring Manager jobs in New York, NY . Privacy Compliance Manager, Risk, Compliance, and Integrity New York, NY $158,000.00-$235,000.00 2 weeks ago New York, NY $90,000.00-$165,000.00 2 weeks ago New York, NY $110,000.00-$160,000.00 1 week ago New York, NY $192,000.00-$240,000.00 1 week ago New York, NY $120,000.00-$168,500.00 18 hours ago New York, NY $90,000.00-$167,200.00 5 days ago Brooklyn, NY $52,000.00-$63,500.00 1 week ago New York, NY $180,000.00-$200,000.00 1 week ago New York City Metropolitan Area $200,000.00-$240,000.00 1 month ago New York, NY $90,000.00-$100,000.00 1 week ago Senior Manager, Regulatory Relations Group New York, NY $117,400.00-$224,700.00 1 week ago New York City Metropolitan Area $145,000.00-$190,000.00 1 week ago New York, NY $165,000.00-$250,000.00 1 week ago New York, NY $175,000.00-$250,000.00 3 weeks ago Compliance Manager, Regulatory Change Management New York, NY $105,600.00-$198,000.00 5 days ago New York, NY $208,000.00-$240,000.00 1 week ago New York City Metropolitan Area $175,000.00-$225,000.00 21 hours ago New York City Metropolitan Area $90,000.00-$120,000.00 1 week ago New York City Metropolitan Area 2 weeks ago New York, NY $200,000.00-$225,000.00 1 week ago New York, NY $220,000.00-$285,000.00 2 months ago New York, NY $130,000.00-$150,000.00 6 days ago New York City Metropolitan Area $100,000.00-$135,000.00 4 weeks ago New York, NY $130,000.00-$205,000.00 2 weeks ago New York City Metropolitan Area $120,000.00-$175,000.00 5 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr Larson Maddox
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PAREXEL
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