Senior Compliance Monitoring Manager
$175k - $195kLarson Maddox
This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $175,000.00/yr - $195,000.00/yr Direct message the job poster from Larson Maddox Global Sales Operations Manager | Optimizing Sales Tools & Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues to go from strength to strength. The Capital business whilst among the largest in the US, is still growing, and this is one of two new hires in this specialist Compliance Monitoring & Testing group. You will report directly into the US Head of Compliance Monitoring & Testing. The Compliance Monitoring Manager will be responsible for… Devising, delivering and overseeing the firms annual Compliance Monitoring program Working with senior business leaders to enhance the Compliance Monitoring Program Quality Assurance of the Compliance Monitoring program Compliance Oversight of 1LOD Testing Producing and developing Compliance Monitoring reports Updating Policies and Procedures The Compliance Monitoring Manager should have the following qualifications… 8+ years of relevant Compliance Monitoring experience gained in a Broker Dealer or large Bank Excellent working knowledge of the regulations governing the Broker Dealer / Capital Markets Space Proficiency in Excel and SharePoint Strong analytical skills Exceptional interpersonal skills Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Industries Capital Markets Referrals increase your chances of interviewing at Larson Maddox by 2x Get notified about new Monitoring Manager jobs in New York, NY . Privacy Compliance Manager, Risk, Compliance, and Integrity New York, NY $158,000.00-$235,000.00 2 weeks ago New York, NY $90,000.00-$165,000.00 2 weeks ago New York, NY $110,000.00-$160,000.00 1 week ago New York, NY $192,000.00-$240,000.00 1 week ago New York, NY $120,000.00-$168,500.00 18 hours ago New York, NY $90,000.00-$167,200.00 5 days ago Brooklyn, NY $52,000.00-$63,500.00 1 week ago New York, NY $180,000.00-$200,000.00 1 week ago New York City Metropolitan Area $200,000.00-$240,000.00 1 month ago New York, NY $90,000.00-$100,000.00 1 week ago Senior Manager, Regulatory Relations Group New York, NY $117,400.00-$224,700.00 1 week ago New York City Metropolitan Area $145,000.00-$190,000.00 1 week ago New York, NY $165,000.00-$250,000.00 1 week ago New York, NY $175,000.00-$250,000.00 3 weeks ago Compliance Manager, Regulatory Change Management New York, NY $105,600.00-$198,000.00 5 days ago New York, NY $208,000.00-$240,000.00 1 week ago New York City Metropolitan Area $175,000.00-$225,000.00 21 hours ago New York City Metropolitan Area $90,000.00-$120,000.00 1 week ago New York City Metropolitan Area 2 weeks ago New York, NY $200,000.00-$225,000.00 1 week ago New York, NY $220,000.00-$285,000.00 2 months ago New York, NY $130,000.00-$150,000.00 6 days ago New York City Metropolitan Area $100,000.00-$135,000.00 4 weeks ago New York, NY $130,000.00-$205,000.00 2 weeks ago New York City Metropolitan Area $120,000.00-$175,000.00 5 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr Larson Maddox
$192k - $240k
...technical stack. We're building the system that fixes this: Journey Monitoring, a single centralized hub that brings together Real User... ...monitor uptime and troubleshoot technical performance), product managers (who track conversion and investigate behavioral drop-offs),...Senior$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the... ...Change Management, Complaint and Ongoing Monitoring ProgramsManage staffReport directly to the Banks Chief...SeniorLocal area$272k - $340k
...We’re looking for a Senior Staff Software Engineer with deep experience in GenAI/ML to join Datadog’s Application Performance Monitoring (APM) team. APM is a product which provides deep visibility... ...across the technology stack to manage complexity at scale. It brings...SeniorWork at office$130k - $170k
...million homeowners — the go-to platform for managing your home and accessing low-rate credit,... ...We are looking for a seasoned compliance professional to own and operate Trovy's... ...obligations are appropriately reflected and monitored Advise on privacy and data security obligations...SeniorWork from homeFlexible hoursTrovy
New York, NYa month ago- Datadog in New York is seeking a Senior Product Manager to own the Journey Monitoring hub, driving end-to-end product lifecycle and cross-functional collaboration. You will work with SREs, engineers, PMs, and business leaders to design an observability layer that auto-...Senior
$153k - $204k
...Learn more at .What You’ll Do:The Fleet Monitoring and Analysis (FMA) team builds and operates... ...operations.About the role:As a Senior Data Engineer you will own and evolve the... ...related data services (e.g., object storage, managed databases, analytics services).Familiarity...SeniorPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours- ...Clinical Research Associate - Sponsor Dedicated to support site qualification, initiation, monitoring, and close-out visits across sponsor projects. The role emphasizes regulatory compliance, subject protection, and robust data integrity in an on-site or remote setting. The...SeniorRemote job
$95k - $120k
...services and investment advisory and asset management services. Oppenheimer & Co. Inc. is seeking a Senior AML Transaction Monitoring Investigator to join their AML Group... ...using databases such as LexisNexis, World Compliance, as well as open source searches. The...SeniorFull timeOppenheimer & Co. Inc.
New York, NY2 days ago- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré...SeniorRemote job
- Drägerwerk AG & Co. KGaA is seeking a Senior Marketing Manager focusing on the Patient Monitoring product portfolio. This hybrid role based in Telford or Andover involves driving marketing programs, collaborating with global teams, and engaging with customers to tailor...Senior
- Analyst / Senior Analyst - Credit Operations & Portfolio Monitoring (Private Equity Fund Accounting) Position: Analyst / Senior Analyst - Credit Operations &... ...nuances across credit strategies Treasury & Liquidity Management Forecast short- and medium-term cash needs across...SeniorTemporary workWork at office
$163.6k - $245.4k
## Senior Vice President Supervision and Monitoring - Investment SolutionsApplyremote type: Hybridlocations: New York New York United Statestime... ...of leadership and deep expertise in wealth management technology, compliance systems, and automation. This role will be responsible...SeniorFull time- ICON plc is a world-leading healthcare intelligence and clinical research organization. We’re seeking a Senior CRA to oversee and manage clinical trial monitoring activities in Georgia, ensuring trials run per protocol and regulatory requirements. In this role, you will...Senior
- Liberty Mutual is seeking a Model Monitoring Analyst for its Auto Physical Damage (APD) Data Science team. You will own observability across production models, including GenAI systems, and partner with data scientists and ML engineers to integrate monitoring into deployment...SeniorRemote work
- ...a Microbiologist II to perform environmental monitoring, microbial identification and enumeration, sampling... ...investigations, reviewing data for cGMP compliance, and assisting with temperature monitoring, inventory management, and instrument #J-18808-Ljbffr The Ritedose...Senior
- ...Senior Medical Director, Clinical Development (Medical Monitoring) About the Company Rapidly growing organization in the oncology & hematology industry Industry Hospital & Health Care Type Privately Held About the Role The Company is seeking a Senior...Senior
- Happen Bank is seeking an experienced compliance data analytics professional to join the Compliance Team. You will develop, implement, and maintain reports and processes to support compliance across the organization. The role emphasizes tuning BSA/AML models, screening...SeniorRelocation
- ...experience in legal, regulatory, compliance environments; attorneys with... ...in end-to-end allegations management programs including intake/... ...-based relationships with senior leaders within and outside of... ...includes ensuring data quality monitoring and periodic sampling to...SeniorApprenticeshipWork at office
- The Director, Compliance Monitoring, reporting to the Vice President, Compliance, leads NPCC's Compliance Monitoring program and is responsible... ..., and other monitoring activities within the NPCC Region. Manage U.S. and Canadian compliance monitoring engagements in accordance...Work at officeLocal area
$220k - $260k
The Senior Director, Global Trade Compliance is responsible for shaping and advancing how Beckman Coulter Diagnostics... ...global trade operations. They will manage a diverse global team and serve as... ...trade compliance audit and monitoring programs to identify gaps, strengthen...SeniorHourly payFull timeRemote workWork from homeWorldwideFlexible hours- Overview The Commercial Credit Senior Associate plays a pivotal role in assessing and managing credit risk for commercial real estate clients... ...analyzing financial statements, monitoring loan portfolio, and ensuring compliance with credit policies and regulatory requirements...SeniorWork experience placementInterim roleWork at office
$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime type... ...and contribute to department reporting* Support issues management development and tracking of Compliance-identified findings...SeniorWork experience placementLocal areaWork from homeFlexible hours- Edwards Lifesciences is seeking a seasoned Clinical Affairs professional to support field monitoring and regulatory compliance for cardiovascular trials. This role focuses on data integrity, protocol development, and mentorship across the trial lifecycle. You will lead...Senior
- NYU Langone Health seeks a Senior Electroneurodiagnostic Tech to oversee and perform routine, ambulatory, and bedside EEGs, including complex EEG and intraoperative monitoring. The role emphasizes high-quality recordings and patient safety. The successful candidate will...Senior
$220k - $270k
Dart Solutions is seeking a Head of Monitoring & Surveillance Compliance Officer in New York, NY. This key role involves overseeing the electronic and voice communications as well as trade surveillance review across the Firm's operations. The ideal candidate will bring...$163k - $203.8k
...establishing a strong and forward-looking prudential compliance program is a key part of building a durable... ..., transactional controls and ongoing monitoring activities Interface directly with and advise Mercury’s senior management on permissibility / advisability of...SeniorBank staff$153.72k - $245k
DescriptionSenior Director, Contract Compliance & PerformanceThe Senior Director, Contract Compliance &... ...Senior Director leads the day-to-day monitoring, analysis, validation, and remediation... ...issues.Working in close partnership with Managed Care Contracting, Revenue Cycle,...SeniorOngoing contractContract workTraineeshipLocal area- ...impactful projects across a variety of domains. The position requires solid experience in Cloud platforms, Docker, Kubernetes, and monitoring tools. We offer a dynamic work environment with a strong emphasis on work-life balance, including paid vacation and medical...Senior
- ...we welcome you to join us on our mission to shape the future of clinical development. Senior CRA position in the United States (Georgia) focusing on leading clinical trial monitoring tasks with emphasis on quality and continuous improvement. #J-18808-Ljbffr ICON Strategic...Senior
- ICON plc is seeking a Senior Clinical Research Associate (CRA) in the United States to oversee and manage clinical trial activities in alignment with protocol, regulatory... ...requirements, and industry standards. You will lead monitoring tasks, ensure data integrity, and train...Senior
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