Senior Compliance Monitoring Manager
$175k - $195kLarson Maddox
This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $175,000.00/yr - $195,000.00/yr Direct message the job poster from Larson Maddox Global Sales Operations Manager | Optimizing Sales Tools & Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues to go from strength to strength. The Capital business whilst among the largest in the US, is still growing, and this is one of two new hires in this specialist Compliance Monitoring & Testing group. You will report directly into the US Head of Compliance Monitoring & Testing. The Compliance Monitoring Manager will be responsible for… Devising, delivering and overseeing the firms annual Compliance Monitoring program Working with senior business leaders to enhance the Compliance Monitoring Program Quality Assurance of the Compliance Monitoring program Compliance Oversight of 1LOD Testing Producing and developing Compliance Monitoring reports Updating Policies and Procedures The Compliance Monitoring Manager should have the following qualifications… 8+ years of relevant Compliance Monitoring experience gained in a Broker Dealer or large Bank Excellent working knowledge of the regulations governing the Broker Dealer / Capital Markets Space Proficiency in Excel and SharePoint Strong analytical skills Exceptional interpersonal skills Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Industries Capital Markets Referrals increase your chances of interviewing at Larson Maddox by 2x Get notified about new Monitoring Manager jobs in New York, NY . Privacy Compliance Manager, Risk, Compliance, and Integrity New York, NY $158,000.00-$235,000.00 2 weeks ago New York, NY $90,000.00-$165,000.00 2 weeks ago New York, NY $110,000.00-$160,000.00 1 week ago New York, NY $192,000.00-$240,000.00 1 week ago New York, NY $120,000.00-$168,500.00 18 hours ago New York, NY $90,000.00-$167,200.00 5 days ago Brooklyn, NY $52,000.00-$63,500.00 1 week ago New York, NY $180,000.00-$200,000.00 1 week ago New York City Metropolitan Area $200,000.00-$240,000.00 1 month ago New York, NY $90,000.00-$100,000.00 1 week ago Senior Manager, Regulatory Relations Group New York, NY $117,400.00-$224,700.00 1 week ago New York City Metropolitan Area $145,000.00-$190,000.00 1 week ago New York, NY $165,000.00-$250,000.00 1 week ago New York, NY $175,000.00-$250,000.00 3 weeks ago Compliance Manager, Regulatory Change Management New York, NY $105,600.00-$198,000.00 5 days ago New York, NY $208,000.00-$240,000.00 1 week ago New York City Metropolitan Area $175,000.00-$225,000.00 21 hours ago New York City Metropolitan Area $90,000.00-$120,000.00 1 week ago New York City Metropolitan Area 2 weeks ago New York, NY $200,000.00-$225,000.00 1 week ago New York, NY $220,000.00-$285,000.00 2 months ago New York, NY $130,000.00-$150,000.00 6 days ago New York City Metropolitan Area $100,000.00-$135,000.00 4 weeks ago New York, NY $130,000.00-$205,000.00 2 weeks ago New York City Metropolitan Area $120,000.00-$175,000.00 5 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr Larson Maddox
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Precision for Medicine
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A financial services company located in New York seeks a Portfolio Monitoring Manager to oversee ongoing portfolio positions and ensure alignment with investment guidelines. The role requires strong quantitative and analytical skills, proficiency in Excel, and familiarity...SeniorOngoing contract- ...investment organization based in New York is seeking an Analyst or Senior Analyst to support its private credit investment platform. The... ...operational aspects of credit transactions and involves monitoring treasury operations and performance reporting. Candidates should...Senior
$100k - $135k
TD Bank is seeking a Senior Compliance Officer for its Monitoring and Testing team in New York, NY. This key role involves executing compliance testing, overseeing remediation efforts, and building global relationships with stakeholders. Candidates should have at least...Senior- Prepared is seeking a Senior NOC Engineer in New York to enhance operational efficiency... ...troubleshooting, strategic planning, and talent management. The ideal candidate has at least three... ...a SaaS environment and proficiency in monitoring tools. Benefits include competitive...SeniorNight shift
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$110.52k - $138.15k
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PJT Partners, Inc. in New York seeks a Compliance Monitoring & Assurance leader to design and implement compliance programs. The role requires at least 10 years of compliance and risk experience, with deep knowledge of U.S. broker-dealer regulations. Candidates should have...SeniorWork at office- ...ensuring patient comfort. The ideal candidate will have a high school diploma, EEG school certification, and experience in video-monitoring. NYU Grossman School of Medicine offers a comprehensive benefits package and is an equal opportunity employer. #J-18808-Ljbffr NYU...Senior
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TD is seeking a Senior Compliance Officer in New York, New York. This role is crucial for the Compliance Monitoring and Testing Team, overseeing compliance testing, preparing reports, and developing metrics. The ideal candidate will have a Bachelor's degree, 5-7 years of...SeniorWork at office$190k - $220k
...the business as well. We’re looking for an experienced product manager to lead a multifaceted product opportunity and team loaded... ...etc Define, build and launch the next generation of database monitoring and optimization capabilities for our customers alongside an amazing...SeniorWork at office- Dormont Manufacturing Co is looking for a Senior Compliance Officer in New York, New York. This role is essential for supporting the Compliance Monitoring and Testing Team, encompassing various global businesses. The ideal candidate will have 5-7 years in compliance, excellent...Senior
- ...firm in Mexico is seeking experienced consultants for end-to-end management of private cloud landscapes. The ideal candidates must have at... ...skills. Responsibilities include troubleshooting, monitoring performance, and handling technical changes while fulfilling stringent...SeniorRemote work
Turtle Trax S.A.
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$122k - $146k
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