Senior Compliance Monitoring Manager
$175k - $195kLarson Maddox
This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $175,000.00/yr - $195,000.00/yr Direct message the job poster from Larson Maddox Global Sales Operations Manager | Optimizing Sales Tools & Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues to go from strength to strength. The Capital business whilst among the largest in the US, is still growing, and this is one of two new hires in this specialist Compliance Monitoring & Testing group. You will report directly into the US Head of Compliance Monitoring & Testing. The Compliance Monitoring Manager will be responsible for… Devising, delivering and overseeing the firms annual Compliance Monitoring program Working with senior business leaders to enhance the Compliance Monitoring Program Quality Assurance of the Compliance Monitoring program Compliance Oversight of 1LOD Testing Producing and developing Compliance Monitoring reports Updating Policies and Procedures The Compliance Monitoring Manager should have the following qualifications… 8+ years of relevant Compliance Monitoring experience gained in a Broker Dealer or large Bank Excellent working knowledge of the regulations governing the Broker Dealer / Capital Markets Space Proficiency in Excel and SharePoint Strong analytical skills Exceptional interpersonal skills Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Industries Capital Markets Referrals increase your chances of interviewing at Larson Maddox by 2x Get notified about new Monitoring Manager jobs in New York, NY . Privacy Compliance Manager, Risk, Compliance, and Integrity New York, NY $158,000.00-$235,000.00 2 weeks ago New York, NY $90,000.00-$165,000.00 2 weeks ago New York, NY $110,000.00-$160,000.00 1 week ago New York, NY $192,000.00-$240,000.00 1 week ago New York, NY $120,000.00-$168,500.00 18 hours ago New York, NY $90,000.00-$167,200.00 5 days ago Brooklyn, NY $52,000.00-$63,500.00 1 week ago New York, NY $180,000.00-$200,000.00 1 week ago New York City Metropolitan Area $200,000.00-$240,000.00 1 month ago New York, NY $90,000.00-$100,000.00 1 week ago Senior Manager, Regulatory Relations Group New York, NY $117,400.00-$224,700.00 1 week ago New York City Metropolitan Area $145,000.00-$190,000.00 1 week ago New York, NY $165,000.00-$250,000.00 1 week ago New York, NY $175,000.00-$250,000.00 3 weeks ago Compliance Manager, Regulatory Change Management New York, NY $105,600.00-$198,000.00 5 days ago New York, NY $208,000.00-$240,000.00 1 week ago New York City Metropolitan Area $175,000.00-$225,000.00 21 hours ago New York City Metropolitan Area $90,000.00-$120,000.00 1 week ago New York City Metropolitan Area 2 weeks ago New York, NY $200,000.00-$225,000.00 1 week ago New York, NY $220,000.00-$285,000.00 2 months ago New York, NY $130,000.00-$150,000.00 6 days ago New York City Metropolitan Area $100,000.00-$135,000.00 4 weeks ago New York, NY $130,000.00-$205,000.00 2 weeks ago New York City Metropolitan Area $120,000.00-$175,000.00 5 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr Larson Maddox
$110k - $120k
...Cresset Capital is seeking an Associate Director of Compliance for its Denver office. This role requires 5+ years in financial services, focusing on compliance monitoring, testing, and training. The candidate should possess strong analytical and communication skills,...SeniorWork at officeCresset Capital
New York, NY4 days ago- Fwainvest is seeking an experienced compliance professional to oversee compliance policies and testing programs. The ideal candidate will... ...ten years of experience in compliance and five years in a management role within financial services. Responsibilities include designing...Senior
- ...MiniMed is seeking a Senior Clinical Research Monitor to oversee clinical trials while ensuring compliance with protocols and regulatory requirements. This position works closely with clinical investigators and research stakeholders. The ideal candidate should have a Bachelor...SeniorRemote work
Mini Med
New York, NY15 hours ago - ...Parexel International is looking for a Central Monitor to oversee clinical trials, ensuring data quality and safety. The role involves... ..., and a solid understanding of clinical trial processes. This position promotes data integrity and risk management. #J-18808-Ljbffr...Senior
PAREXEL
New York, NY4 days ago - ...is seeking a Clinical Research Associate to ensure that clinical studies are conducted in compliance with regulatory requirements. The role involves significant travel, monitoring clinical sites, and maintaining robust documentation while supporting the study team. Candidates...SeniorRemote work
Baim Institute for Clinical Research
New York, NY2 days ago - ...Outsourcing team. The role involves significant travel, with 60-70% of time spent on-site, and responsibilities include site monitoring and compliance with study protocols. Ideal candidates will have a degree in a relevant health field and a minimum of 1-3 years of...Senior
Fortrea
New York, NY4 days ago - ...Precision Medicine Group is seeking a Senior Clinical Research Associate. You will monitor clinical studies, coordinate activities, and mentor junior staff. The ideal candidate has a university degree in life sciences or health-related fields and at least 3.5 years of...SeniorRemote workWork from home
Precision for Medicine
New York, NY2 days ago $79.72k - $119.58k
...Description The Senior Clinical Research Monitor is responsible for performing ongoing internal reviews of research projects where human subject... ...procedures (SOP), subject case files, protocol compliance, data and safety monitoring, and pharmacy and/or device...SeniorTraineeshipRemote workMount Sinai Medical Center of Florida
New York, NY4 days ago- ...to join our team dedicated to advancing clinical research and improving patient outcomes. In this role, you'll lead site monitoring, ensure compliance with GCP/ICH guidelines, and collaborate with cross-functional teams to drive successful study execution. The ideal...Senior
IQVIA
New York, NY4 days ago $115k - $140k
...Fortrea is looking for a Senior Clinical Research Associate (CRA 2) based in New York.... ...This role requires 4+ years of Clinical Monitoring experience with a strong emphasis on Oncology... ...clinical trial sites, ensuring compliance with protocols, and reporting any serious...SeniorFortrea
New York, NY3 days ago- ...International is seeking a Clinical Research Associate (CRA/Sr CRA) to manage oncology studies in the MidWest and West regions of the United... ...involves site selection, training site staff, and ensuring compliance with ICH-GCP and local regulations. The ideal candidate should...SeniorLocal area
PAREXEL
New York, NY2 days ago - ...Compliance & Controls Manager At BNY, our culture allows us to run our company better and enables employees... ...and identifying, analyzing, monitoring, reporting, and minimizing information... ...preferred. ~ Extensive experience advising senior leaders on strategy changes,...SeniorFull timeWork experience placementWorldwideFlexible hoursShift work
BNY
Brooklyn, NY1 day ago $100k - $115k
...RDI - Your IVD CRO in the United States is looking for a Senior Clinical Monitor to enhance team capabilities and maintain high monitoring standards. You will teach by example, reviewing the team's work closely while holding a small caseload. This position requires deep...SeniorFull timeRemote workRDI - Your IVD CRO
New York, NY16 hours ago- ...Syneos Health is looking for a CRA II responsible for site qualification, management, and compliance with ICH-GCP. You will ensure adherence to regulatory standards and efficiently document processes. The ideal candidate will possess a Bachelor’s degree or equivalent,...SeniorRemote work
Syneos Health Inc
New York, NY16 hours ago - ...An innovative blockchain solutions company is looking for a product manager responsible for leading the roadmap of core products related to crypto-forensics and transaction monitoring. The position involves collaborating closely with design and engineering teams to deliver...Senior
Merkle Science
New York, NY4 days ago - ...future of clinical development. As a Senior CRA at ICON Plc, you will oversee and manage clinical trial activities to... ...You will lead on clinical trial monitoring tasks requiring technical depth,... ...ability to influence and drive compliance within a complex environment. Willingness...SeniorFlexible hours
ICON Strategic Solutions
New York, NY3 days ago $175k - $200k
...Responsibilities Design, implement, test, and assure the compliance monitoring and assurance program, ensuring regulatory obligations, internal... ...framework (SEC and FINRA). Prior leadership experience managing a monitoring team. Strong analytical skills and ability to...SeniorWork at officePJT Partners
New York, NY3 days ago- ...qualified candidates for the Senior Administrator, DSMC.... ...Administrator, Data Safety and Monitoring Committee (DSMC) at Winship... ...materials are revised to meet compliance standards Ensure compliance... ...data into the Clinical Trials Management System (CTMS) to facilitate...SeniorLocal area
Emory University
New York, NY3 days ago - A leading financial institution in New York is seeking a Compliance Officer to assist in developing and executing the annual Compliance Testing and Monitoring plan. Responsibilities include determining review scopes, executing testing engagements, communicating with stakeholders...Senior
$95.17k - $156.36k
...Senior Analyst, Cybersecurity/IT Control Design and Monitoring (First Line) Do you want to be part of a collaborative team? Are you a problem solver who enjoys... ...partner across Cybersecurity, Technology, Risk Management, and Internal Audit to design controls, evaluate...SeniorWork at officeFlexible hours3 days per weekGuardian Life Insurance
New York, NY4 days ago- ...Senior Clinical Research Monitor The Senior Clinical Research Monitor is responsible for performing ongoing internal reviews of research projects... ...procedures (SOP), subject case files, protocol compliance, data and safety monitoring, and pharmacy and/ or device...SeniorRemote jobTraineeshipWork at officeLocal area
$140k - $185k
A financial services company located in New York seeks a Portfolio Monitoring Manager to oversee ongoing portfolio positions and ensure alignment with investment guidelines. The role requires strong quantitative and analytical skills, proficiency in Excel, and familiarity...SeniorOngoing contract- CarMax Business Services is looking for a Sr. Analyst, Technical Support and Business Monitoring, based in Atlanta, GA. This role involves analyzing IT systems operations, providing application support, mentoring junior analysts, and developing business monitoring metrics...Senior
$95.17k - $156.36k
## Senior Analyst – Cyber Risk & Control MonitoringApplyremote type: Hybrid - In office... ...**Senior Analyst – Cyber Risk & Control Monitoring****Position Summary**Do you want to be part... ...integrity* Organized and flexible in managing multiple control domains, stakeholders,...SeniorFull timeWork at officeFlexible hours3 days per weekGuardian Life
New York, NY3 days ago$175k - $200k
...PJT Partners, Inc. in New York seeks a Compliance Monitoring & Assurance leader to design and implement compliance programs. The role requires at least 10 years of compliance and risk experience, with deep knowledge of U.S. broker-dealer regulations. Candidates should...SeniorWork at officePJT Partners
New York, NY4 days ago$125.6k - $209.4k
...Corporation is hiring a Commercial Credit Senior Associate in New York, NY, to assess and manage credit risk for commercial real estate... ...involves analyzing financial statements, monitoring loan portfolios, and ensuring compliance with credit policies. The candidate...SeniorM&T Bank
New York, NY4 days ago- ...investment organization based in New York is seeking an Analyst or Senior Analyst to support its private credit investment platform. The... ...operational aspects of credit transactions and involves monitoring treasury operations and performance reporting. Candidates should...Senior
$240k - $275k
...Job Description Senior Director, Medical Monitor, Hematology-Oncology Location: New York, NY (Hybrid) Department: Clinical Development - Clinical Sciences Reports to: Chief Medical Officer About Cellectis Cellectis is a clinical-stage biotechnology...SeniorCellectis
New York, NY22 hours ago$140k - $150k
...A prominent sports media organization is seeking a Senior Machine Learning Operations Engineer to join its team. This fully remote position involves designing and maintaining machine learning model infrastructure alongside a dynamic data science team. Candidates should...SeniorRemote workThe Athletic Media Company
New York, NY2 days ago$175k - $200k
...focused investment bank. Our team of senior professionals delivers a wide... ...services for alternative investment managers, including private equity funds,... ...is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance. This individual will...SeniorWork at officePJT Partners
New York, NY3 days ago
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