Senior Supervisory Consultant, Broker-Dealer Compliance
Lincoln Financial Services
Lincoln Financial in Phoenix, Arizona is seeking a Supervisory Principal Consultant to oversee the day-to-day operations of registered representatives in a broker-dealer setting. This role emphasizes high-volume supervision, risk management, and operational execution, ensuring regulatory compliance.
The ideal candidate will hold a Bachelor’s degree and possess strong broker-dealer supervision experience along with FINRA certifications. Enjoy competitive benefits and leadership development opportunities in a supportive work environment.
#J-18808-LjbffrVacancy posted 4 days ago
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