IT Auditor: Regulatory & Privacy Risk in Financial Services
Howard-Sloan Search
A leading financial institution is seeking an experienced IT Auditor to ensure compliance with IT and data privacy regulations. The candidate will develop and execute a risk-based testing program while advising senior management on regulatory expectations. Candidates should possess a bachelor's degree in IT or a related field, with 5-10 years of relevant experience, especially in the financial services sector. Preferred certifications include CISA or CIPP. This role requires strong analytical and communication skills and the ability to work independently and collaboratively. #J-18808-Ljbffr Howard-Sloan Search
- ...Information Security & Privacy | Financial Services ***Must be a US... ...GLBA FFEIC Implement risk‑based testing and monitoring program IT and Data privacy regulations... ...seeking an experienced IT Auditor to play a critical... ...ensures alignment with regulatory requirements, industry...RiskRegulatoryFull timeLive in
- CLS is seeking a Director, Regulatory Relations in New Jersey to lead engagement with U.S... ...supervisory exams, and drive regulatory risk management. The role reports to the... ...years in regulatory or legal roles in financial services; a J.D. is strongly preferred. Strong leadership...RiskRegulatory
$75k
...company's success. As a Financial Advisor within PNC... ...efficiently handling sales and service, identifying sales and... .... Managing Risk - Assessing and effectively... ...Financial Industry Regulatory Authority (FINRA),... ...the California Consumer Privacy Act Privacy Notice to...RiskRegulatoryFull timeTemporary workPart timeWork experience placementWork at office$150k - $160k
...base + bonus Job Summary: Financial firm is seeking an experienced risk professional to join... ...financial, operational, regulatory and brand risks. You will... ...Support the business as it undertakes risk assessment... ...knowledge of the financial services industry and the regulatory...RiskRegulatoryWork at office3 days per week$107.5k - $179.1k
...RELOCATE. Overview This IT Audit Manager role... ...the Institutional Services (Capital Markets)... ...oversee ongoing risk assessment, audit... ...practices, regulatory guidance, and emerging... .... Lead a team of auditors in the identification... ...CCSP or similar. Financial Services industry...RiskRegulatoryRemote workRelocation- ...technology audits across engineering, operations, governance, risk management, and architecture to provide assurance over... ...relevant experience, strong leadership, and expertise in cloud-based audits and regulatory expectations in financial services. #J-18808-Ljbffr M&T BankRiskRegulatory
$140k - $155k
...Data, and Software Engineering, servicing an array of noteworthy financial services and technology firms. Through... ...with data governance, data privacy, and security standards. Support... ...systems (capital markets, credit risk, and regulatory compliance applications). Preferred...RiskRegulatoryTemporary workFlexible hours$60k - $200k
...Insurance Associates (“World”) is a unique financial services organization with a global network of... ...informed decisions to improve their risk management outcomes, modernize their benefits... ...all required insurance licenses and regulatory requirements necessary to perform the...RiskRegulatoryImmediate start$60k - $200k
...Insurance Associates (“World”) is a unique financial services organization with a global network of... ...informed decisions to improve their risk management outcomes, modernize their benefits... ...all required insurance licenses and regulatory requirements necessary to perform the...RiskRegulatoryImmediate start$146k - $244.8k
Privacy Senior Counsel As Privacy Senior Counsel, you... ..., engineering, legal, risk, and compliance teams... ...Reporting Act, and related regulatory requirements Partner... ...licensing, technology services, vendor management, or... ...supporting banks, financial technology companies,...RiskRegulatoryTemporary workH1bWork at officeMonday to Friday$129k - $203.1k
...Associate Director, Governance Risk and Compliance - Data,... ..., compliance, privacy, and responsible AI practices... ...Experience supporting IT, data, analytics, or AI... ...Risk Management (ERM) Financial Acumen Global Privacy... ...Governance Legal Regulatory Compliance Personal Data...RiskRegulatoryFor contractorsRelocationVisa sponsorshipShift work$172k - $250k
...combines deep audit and regulatory expertise with strong... ...contact for external auditors, regulators, and... ...plans. Governance, Risk & Control Framework... ...security engineering, IT, legal, privacy, and risk teams. Required... ...in professional services by offering a career...RiskRegulatoryInternshipSeasonal workWork at officeLocal areaFlexible hours3 days per week- ...providing digital financial services to tens of... ...status. As our ICT Risk & Resilience Lead... ...as they are in a regulatory meeting. You will... ...between technical IT operations and Dutch... ...contact for external auditors and regulators,... ...Data Mapping & Privacy: Maintain GDPR Article...RiskRegulatoryLocal areaRemote workWorldwide
- A financial services provider located in Plainfield, NJ, is seeking a Risk Management Analyst to enhance their Risk Management Framework. Candidates should possess strong... ...in risk management techniques, relevant regulatory guidance, and demonstrate excellent interpersonal...RiskRegulatory
$82k - $135k
...the daily submission of Key Risk Indicators for management reporting... ..., as well as local laws and regulatory obligations. Roles in some of... .... Company Overview Mizuho Financial Group, Inc. is the 15th... ...offer comprehensive financial services to clients in 35 countries and...RiskRegulatoryWork at officeLocal areaRemote workWorldwide$221.41k - $280.07k
...Sales Executive, Associate Director - Databricks – Financial Services About Sales & Strategic Pursuits (S&SP) EY’... ...management organizations’ most pressing issues, risk constraints, policy drivers, and regulatory impacts Translate Databricks capabilities into...RiskRegulatorySummer holidayFlexible hours$41.71k - $50k
...Retail Banking Sales & Service This is a part time... ...and guidance regarding financial solutions that are in... ...shifts. Follows through on risk and compliance... ...assets, maintain their privacy, and act in their best... ...marketplace, the legal and regulatory environment, and our...RiskRegulatoryPart timeLocal areaDay shift- ...Governance Specialist to uplift maturity in data governance, AI governance, privacy, and metadata management. You will work with the Head of Cyber & Infrastructure to align with regulatory and risk expectations, driving measurable compliance improvements and cross-...RiskRegulatory
$70k - $80k
...provides comprehensive financial advice and customized... ...appropriate internal service providers based on client... ...Mitigate and control risk as part of daily... ...incorporating relevant regulatory due diligence into daily... ...communities we serve. Privacy Statement Privacy Statement...RiskRegulatoryTemporary workMonday to FridayShift workDay shift$120k - $198k
...the world. We connect financial institutions, corporations... ...and financial services, powering the movement... ...unmatched data into scalable, privacy-safe, and commercially... ...Proactively identify risks and resolve issues to... ...products adhere to regulatory, contractual, and privacy...RiskRegulatoryWork experience placement$130k - $160k
...improvement, automation, data quality, and regulatory compliance. Key Responsibilities... ...operations. Qualifications 10+ years of financial services operations experience, with significant... ...Qualifications Support operational risk, controls, audit, or regulatory examinations...RiskRegulatoryTemporary workWork at officeRemote work- ...common purpose to help make financial lives better through the power... ...referrals to appropriate internal service providers based on client... ...Mitigates and controls risk as part of daily activities... ...thoughtful in incorporating relevant regulatory due diligence into daily...RiskRegulatoryTemporary workWork at officeMonday to FridayShift workDay shift
$37.44k
...and refers products and services; reviews documentation... ...and analyzes customer financial information for... ...solutions. Managing Risk - Assessing and effectively... ...Financial Industry Regulatory Authority (FINRA), which... ...California Consumer Privacy Act Privacy Notice ( to...RiskRegulatoryFull timeTemporary workPart timeWork experience placementWork at office$81k - $93k
...applying. Job area: Managerial Credit Risk Management Supervisor, North America Time... ...key part in protecting the company from financial risk while supporting controlled and... ...internal governance, legal requirements, and regulatory standards. Drive continuous improvement...RiskRegulatoryFull timeLocal area$135.3k - $231.95k
...Transform the everyday with us! Siemens Financial Services is an international provider of... ...elements of the transaction, identify risks and mitigants, structure the transaction... ...credit committees. Understand external regulatory matters within approved markets for business...RiskRegulatoryImmediate start$70k - $100k
...The Senior Technology Risk Analyst reports to the... ...responsibilities include IT, cyber, and data risk assessment... ...Conduct regulatory IT compliance and risk... ...technology products and services, focusing on new product... ...information security and privacy matters and assist with...RiskRegulatoryWork at officeLocal areaFlexible hours$172k - $258k
...Associate Director, Ethics & Compliance - Risk Assessment and Monitoring page is... ...such as trade sanctions, social media, data privacy, digital engagement, and AI-driven business... ...potential risks, and ensure adherence to regulatory requirements.* Implement robust processes...RiskRegulatoryTemporary workWork at officeRemote work$49.5k - $82.5k
...of proactive sales and service activities. Manages... ...improve the customer's financial wellbeing. Collaborates... ...customer loyalty. Manages risk through adherence to... ...Financial Industry Regulatory Authority (FINRA),... ...the California Consumer Privacy Act Privacy Notice to...RiskRegulatoryFull timeTemporary workPart timeWork experience placementWork at officeShift work- ...0 years of experience as an IT Business Analyst, with at least... ...operations, products, services, and regulatory requirements. Proven experience... ...project progress, identify risks, and take corrective actions... ...banking regulations, data privacy laws, and cybersecurity standards...RiskRegulatory
- ...administer 1Kosmos BlockID and associated services. Manage user enrollment, credential... ...Reduction in account takeover and impersonation risks. Improved onboarding user experience.... ...rates. Compliance with security and regulatory requirements. Stable and scalable...RiskRegulatoryFor contractorsFlexible hours
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