Senior Principal Review & Compliance Supervisor
Voya Financial
Voya Financial in Atlanta, GA seeks a Principal Review Supervisor to oversee securities account activity and provide risk-based supervision in line with regulatory expectations. You will review transactions, approve new accounts, and partner with Compliance to address sales practice concerns, while guiding the supervisory team and improving processes. The role requires 2–4 years in brokerage operations or compliance, FINRA licenses, and strong knowledge of FINRA/SEC regulations. #J-18808-Ljbffr Voya Financial
Vacancy posted 3 days ago
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