Senior Compliance Analyst, Advisory Services Lead
Stifel, Incorporated
Stifel, Incorporated is seeking a Senior Compliance Analyst-Advisory Services to join our Advisory Services team. This role requires thorough knowledge of Firm policies, advisory programs and applicable regulations, and the ability to work independently with minimal supervision while driving scalable, sustainable compliance processes.
You will develop enhanced oversight procedures, lead regression testing and data quality controls, document standard operating procedures, monitor regulatory
#J-18808-LjbffrVacancy posted 2 days ago
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