Senior SEC Compliance Leader - RIA & Examinations Expert
Ascendo Resources
Ascendo Resources in Miami, FL is seeking an experienced Senior Compliance Officer to lead and enhance the firm’s SEC/RIA compliance program, oversee regulatory examinations, surveillance, and risk oversight for investment professionals. The role requires 8+ years in securities compliance, strong SEC-RIA experience, and bilingual English/Spanish (Portuguese a plus). The successful candidate will collaborate with leadership to implement controls and respond to external reviews. #J-18808-Ljbffr Ascendo Resources
Vacancy posted 2 days ago
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