Remote Investment Banking Compliance Analyst

Finalis

Remote job

Finalis, a leading provider of regulatory compliance infrastructure for investment banking and private markets, seeks a capable Investment Banking Compliance Analyst. The role partners with investment bankers to ensure transactions meet securities laws and FINRA requirements from due diligence through closing. The ideal candidate has 3+ years in broker-dealer compliance or related fields, strong analytical and communication skills, and the ability to navigate complex transaction structures and #J-18808-Ljbffr Finalis

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Vacancy posted 2 days ago

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