Senior Counsel - Regulatory & Investment Management
Dormont Manufacturing Co
Dormont Manufacturing Co is seeking a Legal Counsel to provide legal support for regulatory initiatives and ongoing operations, particularly involving U.S. investment companies. This role requires strong knowledge of the Investment Company Act of 1940 and excellent communication and negotiation skills. The ideal candidate will have a Juris Doctorate, experience in investment management, and will be an integral part of a collaborative legal team working in a hybrid environment. #J-18808-Ljbffr Dormont Manufacturing Co
- ...dedicated to property risk management and the resilience of its... ...to the Assistant General Counsel, Corporate Transactions, this Senior Counsel role supports the Company’s Investments group by providing end-to... ...issues. Monitor legal, regulatory, and market developments...SeniorRegulatoryFull timeWork experience placementWork at officeFlexible hoursNight shift
$225k - $250k
...fiduciary services with robust investment options, innovative... ...Great Gray is looking to add a Senior Counsel - Investment Solutions to the... ...expert on various legal and regulatory matters affecting the business, including asset management, capital markets, distribution...SeniorRegulatoryWork experience placementWork at officeLocal areaRemote workVisa sponsorship$139k - $260k
About this role: Wells Fargo is seeking a Senior Counsel to join the legal team supporting its Wealth and Investment Management (WIM) division. This Senior Counsel will support the legal and regulatory aspects of distributing registered investment companies and private...SeniorRegulatoryFull timeWork experience placementWork at officeRelocation3 days per week- ...well-regarded international law firm in Boston is seeking a Senior Solar Energy Attorney to manage legal efforts in solar project development. You will lead project planning and permitting, navigate regulatory compliance, and oversee financing activities. This role offers...SeniorRegulatory
- Voya Investment Management is seeking an experienced legal expert to provide guidance on financing transactions. The ideal candidate has a J.D. and over 10 years of transactional experience, particularly in asset backed finance. Responsibilities include advising on legal...Senior
$120k - $217.5k
Position Summary Who we are looking for The Senior Legal Counsel (VP) - Wealth, Custody & Clearing -... ...with deep expertise in relevant regulatory frameworks, commercial arrangements, and... ...industry groups and regulatory discussions. Manage relationships with external counsel on...SeniorRegulatoryTemporary work- ...team member for the role of Senior Vice-President/Counsel to join our Global... ...document automation, knowledge management, and AI-assisted review... ...mitigate potential legal and regulatory risks including... ...broader regulatory and/or investment advisory experience. #J-...SeniorRegulatory
- About DCAMM The Division of Capital Asset Management and Maintenance manages and stewards... ...to join its Office of the General Counsel as a Senior Associate General Counsel. This role... ...construction, leasing, transactions, regulatory work, government counsel, or complex institutional...SeniorRegulatoryFull timeContract workPart timeWork at officeWork from home
- ...International Australia Pty Ltd seeks an Assistant Counsel in Boston to provide legal counsel for regulatory initiatives and ongoing operations. The ideal candidate has 4-6 years of legal experience in investment management and a strong knowledge of the 1940 Act....Regulatory
$90k - $150k
A leading investment management firm in Boston seeks a Senior Analyst, Investment Compliance. This role is crucial for supporting the firm’s compliance program... ..., strong analytical skills, and familiarity with regulatory requirements from the SEC and CFTC. This position...SeniorRegulatory$145k - $218.5k
...This position will provide legal counsel for significant and strategic regulatory initiatives and on-going... ...projects/areas as determined by senior management. In particular, this role will focus... ...legal support to U.S. registered investment companies and related Investment...RegulatoryWork experience placementLocal areaRemote workFlexible hours- ...Officer to oversee the integrity of the compliance program at a leading U.S.-based asset management firm. This senior role involves implementing compliance frameworks, managing regulatory adherence, and mitigating compliance risks. The ideal candidate will have over 10...SeniorRegulatoryFlexible hours
$90k - $180k
Wellington Management Company is seeking a Senior Guideline Monitoring Analyst in Boston, MA. In this role, you will support investment teams by ensuring that transactions comply with client guidelines and regulatory requirements. Your responsibilities will include reviewing...SeniorRegulatory- SolAmerica Energy seeks a Legal Professional to manage agreements, support project compliance, and assist in contract enforcement. The... ...relevant legal experience. Responsibilities include navigating regulatory compliance, supporting financing activities, and collaborating...SeniorRegulatoryRemote jobContract work
- ...Commonwealth of Massachusetts Job Description - Senior Lead Counsel Procurement and Contracts (Program Manager Specialist IX) (260003J0) Position Summary The Senior... ...Ensure compliance with applicable statutory and regulatory requirements. Lead MassDOT’s and the MBTA’s...SeniorRegulatoryFull timeContract workPart timeFor contractorsShift work
$105k - $120k
...Senior FP&A Analyst Cambridge Systematics, Inc. (CS) is shaping... ...that transportation investments can deliver the best possible... ...financial data to assist in the management and safeguarding of company... ...compliance with GAAP and all regulatory filings established by State...SeniorRegulatory$175k - $225k
...problems through best-in-class business counsel, regulatory compliance, risk prevention,... ..., litigation, and national litigation management. We deliver custom-tailored legal strategies... ...inclusive culture. Position Title : Senior Counsel Reports To : Partner,...SeniorRegulatoryWork at office- ...execution of audits for alternative investment fund clients, including... ...with US GAAP, IFRS, and regulatory guidelines. Prepare financial... .... Collaborate with client management and fund administrators to gather... ...more complex concerns to senior team members. Contribute to...SeniorRegulatory
- ...Description Job Description The Senior Legal Counsel will serve as a leader and... ...on corporate, commercial, regulatory, litigation, and insurance... ...joint ventures, strategic investments, and project-level... ...documentation. Coordinate and manage external counsel and...SeniorRegulatoryContract workFlexible hours3 days per week
- Job Title: Senior Content Marketing Manager - Asset Management / Investments We are seeking a Senior Content Marketing Manager with 5+ years of experience creating... ...with brand standards, marketing objectives, and regulatory requirements. Support ongoing product reporting...SeniorRegulatory
- ...Founded in 1977, GMO is a global investment manager committed to delivering... ...Overview: GMO seeks to add a senior attorney to its Legal Team. The Senior Legal Counsel – Advisory and Intermediary Lead... ...relationships, and regulatory requirements, with a particular...SeniorRegulatoryLocal areaWorldwideFlexible hours
- ## Senior Manager, Risk OperationsApplylocations: Boston, MAtime type: Full timeposted on:... ...improvement and mitigation -- in alignment with regulatory guidelines. Modernizes risk management... ...anomalies in portfolios and ensures investment policy limitations are followed.*...SeniorRegulatory
- ...and strategy, enterprise risk management, creating metrics and... ...organization. About the role: The Senior Manager, Security Risk... ...to operational, financial, regulatory, and third-party risk, with... ...leadership can make rational investment and risk-acceptance decisions...SeniorRegulatoryFull time
$130.97k - $183.68k
Profile Summary The Senior IT Risk Manager reports to the head of IT Risk Management (ITRM) within... ...and technologies supporting Voya's Investment Management, Retirement Benefits, and... ...program in line with risk principles and regulatory requirements. Real-Time Risk...SeniorRegulatoryWork experience placementWork at officeLocal areaFlexible hours$58.24k - $92.56k
...teams across the globe to support premier investment management clients. You will have immediate... ...What you will be responsible for As a Senior Associate, you will: Act as a resource... ...support daily processing routines and regulatory standards. Prepare, complete, review,...SeniorRegulatoryWork at officeImmediate startFlexible hoursShift work$115k - $135k
...Senior Property Manager Reports to: VP, Property Management Location: Speed Bay Warehouse... ...a vertically integrated real estate investment and management platform focused on acquiring... ..., safety practices, insurance and regulatory requirements at each property....SeniorRegulatoryFull timeFor contractorsWork at officeLocal area$95k - $110k
...With approximately $215 billion of assets under management, Bain Capital is one of the world’s leading private investment firms. We create lasting impact for our... ...reconciliations, bank account openings and related regulatory requirements Carry, vesting, and profit/loss allocations...SeniorRegulatory- BNY Mellon is looking for a Senior Vice-President/Counsel to join their Global Markets and Treasury Services... ...regarding document drafting and regulatory compliance. The ideal candidate will... ...guidance on regulations, and managing outside counsel effectively. #J-188...SeniorRegulatory
- Broughton Group is seeking a legal advisor to provide expert counsel on strategic projects within the life sciences industry. The ideal... ...in the biopharmaceutical field, offering insights on regulatory obligations and government pricing. This role involves collaborating...SeniorRegulatoryRemote job
$175k - $275k
A national law firm is seeking a Consumer Finance Regulatory/Compliance Senior Counsel with a minimum of ten years of experience. The role involves advising financial institutions on compliance matters and developing policies. Candidates should possess knowledge of TILA...SeniorRegulatoryRemote work
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