Senior Director, Compliance — BD/RIA Oversight (Hybrid)
Transamerica
Transamerica is seeking a senior Compliance leader to oversee Broker Dealer and RIA compliance for our Retirement segment. You will manage a team of professionals, partner with the Retirement Chief Compliance Officer, and drive a robust compliance program across advisory, brokerage, and investment products, leveraging deep FINRA/SEC expertise. You will influence senior business leaders, implement regulatory change, and deliver governance reporting, risk assessments, and program enhancements in a #J-18808-Ljbffr Transamerica
Vacancy posted 5 days ago
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