Associate, Corporate and Investment Banking Business Unit Risk and Control
$96k - $120kMUFG
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.We are seeking a highly motivated Associate to join the Global Corporate & Investment Banking (GCIB) Business Unit Risk & Control team. This role is a critical component of the First Line of Defense and is responsible for supporting the effective identification, assessment, monitoring, and mitigation of operational and non-financial risks across a diverse portfolio of corporate and investment banking products and services.The successful candidate will partner closely with business, product, operations, compliance, and risk management stakeholders to help strengthen the overall risk and control environment. This individual will contribute to the execution of the business unit's risk management framework, ensuring risks are proactively identified, appropriately assessed, and effectively controlled in alignment with regulatory expectations and organizational risk appetite.This offers an excellent opportunity to develop a deep understanding of wholesale lending, investment banking, and transaction banking products while gaining exposure to enterprise-wide risk governance, regulatory change management, control effectiveness, and emerging risk monitoring. The ideal candidate combines strong analytical skills, attention to detail, and a proactive mindset with the ability to communicate effectively across multiple stakeholder groups.Key ResponsibilitiesSupport the execution and ongoing enhancement of the product risk management framework across wholesale lending, investment banking, and transaction banking businesses.Partner with product teams and control partners to identify, assess, document, and monitor key operational risks throughout the product lifecycle.Develop and maintain comprehensive risk documentation, including process maps, risk and control inventories, assessments, procedures, and governance materials.Utilize reporting tools, dashboards, and data analytics to produce meaningful risk insights, monitor trends, and provide timely reporting to business leaders and senior management.Support risk assessment activities, including Risk and Control Self-Assessments (RCSAs), issue management, and control testing initiatives.Monitor key risk indicators (KRIs), control metrics, and emerging risk trends to identify potential areas of concern and recommend appropriate actions.Build subject matter expertise across covered banking products to better understand associated risk exposures and support informed decision-making.Collaborate with cross-functional stakeholders, including Compliance, Legal, Operational Risk, Audit, Technology, and Operations teams, to strengthen the overall control environment.Support management presentations and governance forums through the preparation of risk reporting, analysis, and executive-level materials.Participate in regulatory, audit, and internal review activities by providing risk documentation, analysis, and stakeholder coordination.Contribute to strategic risk and control initiatives aimed at enhancing governance, streamlining processes, and improving risk transparency across the organization.Stay informed on industry best practices and evolving risk management methodologies to support continuous improvement within the Business Unit Risk & Control function.QualificationsBachelor's degree in Finance, Business, Economics, Risk Management, Accounting, or a related discipline.Previous experience in risk management, operational risk, controls, audit, compliance, corporate banking, investment banking, or a related financial services function.Foundational understanding of banking products, operational risk frameworks, and control management principles.Excellent written and verbal communication skills, including the ability to present information effectively to diverse audiences.Proficiency in Microsoft Excel, PowerPoint, and reporting or data visualization tools.Demonstrated ability to manage multiple priorities in a fast-paced, highly regulated environment.Strong attention to detail, organizational skills, and commitment to delivering high-quality work.Familiarity with RCSA, control testing and issue management, a plusThe typical base pay range for this role is between $96K - $120K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.MUFG Benefits SummaryWe will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual’s associates or relatives that is protected under applicable federal, state, or local law.SummaryLocation: New York, NYType: Full time
$150k - $185k
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...Risk ManagerPJT Partners is a global advisory-focused investment bank. Our team of senior professionals... ...services to corporations, financial sponsors... ...success of the business. You'll be joining... ...monitor risks associated with the Firm's... ...management, business units and corporate...RiskUnit- ...Risk & Compliance Analyst – Audit & Controls, Financial Services Location... ...testing at a bank or financial institution... ...analysts and associates from Big 4,... ...at a bank, investment bank, private equity... ...Document business processes, including... ...business units, including inherent...RiskUnitFull timeRemote work3 days per week
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...organization, liaise with business management and drive... ...a partner to business units around the globe by... ...to applicable internal controls throughout the agreement... ...identify emerging risks, control gaps and process... ...a wide range of investment banking, securities, wealth management...RiskUnitContract workTemporary work$120k - $170k
...StreetJob Family Group:Business ManagementBMO... ...provider. We offer corporate and investment banking, treasury management... ...#bmocapitalmarketsThe VP, Business Control Assurance is part of... ...a consistent, risk-based first-line... ...-back processes and associated operational, regulatory...RiskFull timeContract workPart timeFor contractorsWork at officeLocal area$100k - $150k
...providing a wide range of investment banking, securities,... ...worldwide including corporations, governments and individuals... ...and actively manage risk, trade securities,... ...sits within FID’s Business Control Unit (BCU) and is a first... ...to hiring at the Associate or Vice President levels...RiskUnitContract workTemporary workWorldwide$77k - $202k
...& SummaryThe OpportunityAs a SAP Business Process & IT Controls Senior Associate you will support client needs by analyzing... ...compliance gaps and security risks- Supporting the design and... ...monitoring- Interpreting regulatory and corporate governance requirements to shape control...RiskFull timeH1b$200k - $240k
...Job Title: Head of Insurance Business Unit Risk ManagementReporting to: Eric... ...when warranted, and provide control enhancement recommendations... ...help the businesses adhere to corporate risk management policies and... ...experience in insurance, banking, asset management, or a related...RiskUnitWork at officeLocal areaFlexible hoursShift work3 days per week$125k - $222.5k
...Title Credit Risk Officer, Energy... ...Management Corporate Title Vice President... ...management and control of all credit,... ...and creating a bank wide strong... ...the Corporate & Investment Banks (CB & IB)... ...energy trading business. As a senior Credit... ..., business unit, internal and external...RiskUnitFull timeWork at officeWork from home$110k - $140k
...Senior Auditor, Associate – Regulatory... ...Compliance (Non-AML) Business type Types of... ...internal control framework. He/... ...the related risks and controls Interviews... ...the audited unit (debriefing... ...be current on banking and regulatory... ...édit Agricole Corporate and Investment Bank (Crédit...RiskUnitPermanent employmentContract workLocal area- ...Market Risk Coverage Lead - Chief Investment Office, Treasury and Corporate Risk - Vice President New York, NY, United States Job Information... ...Market Risk Business Unit Corporate Sector... ...governance and controls, including value... ...in investment banking, consumer and...RiskUnitFull timeWork at office
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GLOBAL BANKING & MARKETSGlobal Banking... ...advisory services, risk distribution... ...and corporate clients through... ...GBM Public”) and Investment Banking (“GBM Private... ...SUPERVISORY RISK & CONTROLS The Supervisory... ...arising from business activities in the... ..., New York, United States-based position...RiskFull timeTemporary workPart timeWork experience placement$220k - $260k
...Title: Credit Risk Management -... ...Private Equity Corporate Title:... ...through its three business divisions:... ...Management, Investment Management, and... ...Investment Banking). Founded in... ...measures and controls credit exposure associated with lending,... ...restricted stock units,...RiskUnitRelocation package$150k - $180k
...services provider. We offer corporate and investment banking, treasury management, as... ...Summary The VP, GM Business Control – Commodities provides first... ...operational and process execution risk across the commodity... ...and origination and the associated operational risks,...RiskTemporary workPart timeWork at officeLocal area- ...Director of Corporate Compliance & Privacy We are seeking... ..., regulatory audits, risk assessments, and... ...Special Investigations Units (SIU). Oversee vendor... ..., procedures, internal controls, and training programs.... ...degree in Healthcare, Business, Public Administration,...RiskUnitFull time
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$120k - $145k
..., New York, United States of AmericaHours... ...:40Line of Business:... ...identifying emerging risks and... ...Management, the Associate will support... ...and control environment.... ...services to corporate, government,... ...transaction banking solutions. In... ...diversified investment bank. Together...RiskUnitFull timeTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours- Valuation Control is organized along business lines including Commercial & Investment Banking (Macro Products, Credit, Equities, Securitized Products, IB Risk), CIO, Treasury & Corporate (CTC), Asset Management, Consumer & Community Banking (CCB) and Commercial Banking...RiskWork experience placement
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...seeking someone to join our Corporate Lending Finance team as a Product Controller in ISG Finance to be part of the overall Investment Banking/Global Capital Markets... ...act as a partner to business units around the globe by... ...identify emerging risks in individual and department...RiskUnitTemporary work$95k - $160k
Business Unit:Financial And Valuation AdvisoryIndustry:Transaction... ...is a leading global investment bank recognized for... ...financial advice to corporations, financial sponsors,... ...key value drivers and risk factors.Job Purpose:... ...are looking for a new associate.Our AFR advisory team...RiskUnitFull timeWorldwide$120k - $145k
Business Unit:Financial And Valuation AdvisoryIndustry:Transaction... ...is a leading global investment bank recognized for... ...financial advice to corporations, financial sponsors,... ...key value drivers and risk factors.Job Purpose:... ...open position is for an associate based in our Atlanta,...RiskUnitFull timeWork at officeWorldwide- ...New York, NY, United States Job Information... ...808 Job Category Associates Business Unit Corporate Sector Posting... ...we are a leader in investment banking, consumer and small... ...Description As part of Risk Management and... ...VCG, MGG, product control, or risk reporting)...RiskUnitFull timeWork at office
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