Broker-Dealer Audit Manager: Lead Client Teams
Crowe
Crowe is seeking an Audit Manager in Livingston, NJ, to manage audit teams and ensure compliance with professional standards and policies. The role includes overseeing client relationships and managing the entire audit process, from budgeting to presenting findings to senior management. The ideal candidate will have a degree in accounting or finance, 5+ years of relevant audit experience, and CPA certification. Exceptional leadership and analytical skills are required to thrive in this fast-paced environment. #J-18808-Ljbffr Crowe
$70.6k - $139.8k
...verticals within Audit & Assurance that align... ...experience in the Broker Dealer industry vertical.... ...further learn to lead, gain deep... ...many resources and team support, this is a... ...your work: Running client engagements from start... ...with client management and staff at all levels...SuggestedLocal areaHome office$91.4k - $186.9k
...part of our DNA across our audit, tax, and consulting groups.... ...Responsibilities: Oversee and manage a team of auditors, providing... ...primary point of contact for clients, managing relationships,... ...audit experience working with Broker Dealer clients. ~ Must have CPA certification...SuggestedFull timeLocal areaWorldwideHome office$120.9k - $254.9k
...our DNA across our audit, tax, and consulting... ...challenge? About the Team: The Audit &... ...business challenges their clients face and a... ...looking for Audit Senior Managers with experience in the Broker Dealer industry vertical. As... ...will further learn to lead, gain deep industry...SuggestedFull timeLocal areaWorldwideHome office$70.6k - $139.8k
Crowe is seeking an Audit Senior Associate in Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth...Suggested$70.6k - $139.8k
...our DNA across our audit, tax, and... ...experience in the Broker Dealer industry vertical.... ...further learn to lead, gain deep industry... ...many resources and team support, this is what... ...includes: Running client engagements from start... ...with client management and staff at all levels...SuggestedFull timeLocal areaWorldwideHome office$100k - $115k
Blue Owl Capital is seeking a compliance professional to join the broker-dealer team in Short Hills, NJ. The role focuses on implementing policies, coordinating FINRA filings, and supporting annual compliance processes. Requirements include at least 2 years in broker-dealer...$100k - $115k
Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives. With over $315 billion... ...seeking a compliance professional to join the team responsible for managing the Compliance program for the firm’s broker-dealer affiliate, Blue Owl Securities LLC. This...Permanent employmentTemporary workWork at officeFlexible hours$80k
Join Barclays as a Broker Dealer Regulatory Reporting Analyst... ...internal and external audits and regulatory... ...relationships across teams You may be assessed on... ...weaknesses or gaps that could lead to regulatory... ...meetings with regulators. Management of the selection, implementation...Hourly payImmediate start- Barclays in Whippany, NJ is seeking a Broker Dealer Regulatory Reporting Analyst to support daily net capital computations and ensure compliance... ...mandatory reports to FINRA, SEC, CFTC, and CME, and oversee audits and regulatory examinations. The role emphasizes accuracy,...
$91.4k - $186.9k
...Livingston, New Jersey, seeks an experienced Auditor to oversee and manage audit teams, ensuring high-quality work and compliance with standards.... .... The position involves planning audit strategies, managing client relationships, presenting findings, and contributing to firm...- Blue Owl Capital is seeking a compliance professional to manage the broker-dealer compliance program for Blue Owl Securities LLC. The role sits within the Compliance department and reports to the Head of the Business Conduct Group. The position requires at least 2 years...Work at office
- ...hands-on experience, real responsibility, and exposure from day one. Brown & Brown is seeking an Insurance Operations Audit Associate to join our growing team in Roseland, NJ. This entry-level role is designed for recent or upcoming graduates interested in learning how a...
- ...can become an integral part of a dynamic team at one of the worlds top tax firms. Enjoy... ...Join a diverse team helping high-profile clients understand, analyze, and respond to complex... ...is currently seeking a Mutual Fund Tax - Manager to join our Business Tax Services...Local area
- A growing tax practice is seeking a Tax Manager to join its Trust and Estate team in Cranford, NJ. This role involves leading engagements, advising clients on tax strategies, and managing a team of professionals. Ideal candidates should have a Bachelor's degree in Accounting...Full time
- ...professional for the role of Life Insurance Position – State Farm Agent Team Member. As a customer-oriented expert, you will market the best Life/Health insurance services and products to benefit clients and their families. Your sales experience equips you to continually...Work from homeFlexible hours
- Goodwin Recruiting seeks an External Audit Manager to lead multiple client engagements, manage audit teams, and build relationships with businesses from startups to global organizations. The role emphasizes a tech-forward, collaborative culture. The position offers a hybrid...Work at officeWork from home
- Wiss in Florham Park, NJ seeks an experienced Assurance Manager to oversee all phases of audit engagements and manage client relationships. The role includes supervising teams, reviewing statements, and ensuring GAAP/GAAS compliance in a fast-growing Assurance Practice....
$100k
...licensing support, high-quality leads, and a performance-driven... ...ambitious individuals to join our team as a Life Insurance Services... ...outbound opportunities, and current client accounts to uncover needs,... ...'s mission is to help people manage the risks of everyday life, recover...For contractors- ...relationship-driven professional to join our team as a Life Insurance Specialist. In this... ...enjoys building relationships, educating clients, and creating long-term financial security... ...business through networking, referrals,, and lead follow-up activities. Conduct needs-based...Part time
- ...Service Company in Livingston, NJ seeks a Manager to lead client relationships within fund administration for... ...equity funds. You will oversee a client service team, review financial statements under US GAAP, and ensure timely audits. The role requires CPA-preferred accounting...
$110k - $210k
...skills. Connect with our diverse teams of professionals to gain insight into... ...well as International and Private Client services. As a Trust and Estate Tax Manager based out any of our office... ...In this position, you will take a lead role on all aspects of tax engagements...Full timeWork at officeLocal areaRemote work$99k - $252.45k
...SummaryAt PwC, our people in audit and assurance focus on... ...governance and risk management processes and related... ...for coaching, leveraging team member’s unique... ...performance to deliver on client expectations. With your... ...Firm. You are expected to lead with integrity and authenticity...Full timeH1bWork at office$134k - $179k
...platform of technology, tools, and teams that enables innovators to... ...with confidence. Trusted by leading AI labs, startups, and... ...What You'll Do:The EHS Global Audit Program Manager supports the implementation... ...outlooks.Deliver Best-in-Class Client Experiences: Putting...Permanent employmentFull timeTemporary workCasual workWork at officeLocal areaFlexible hours$119k - $299.93k
...SummaryAt PwC, our people in audit and assurance focus on... ...governance and risk management processes and related... ...diverse, and inclusive teams, and your commitment to... ...experiences you need to lead and deliver value at... ...Validate outcomes with clients, share alternative perspectives...Full timeH1bLocal area$124k - $335k
...Services Tax - Real Estate Senior Manager, you will play a pivotal role in guiding our clients through the complexities of tax... ...deals.As a Senior Manager, you will lead large projects and innovate... ...involve motivating and coaching teams to solve complex problems, applying...Full timeH1bLocal area- ...can become an integral part of a dynamic team at one of the worlds top tax firms. Enjoy... ...Join a diverse team helping high-profile clients understand, analyze, and respond to complex... ...as a firm.KPMG is currently seeking a Manager to join our Business Tax Services practice...Local area
$100k - $150k
...delivering real value to our clients.Our mission is to provide exceptional... ...of who we are. We believe our team members are our greatest asset... ...seeking an experienced Tax Manager to join our growing Private... ...managing client relationships and leading engagementsStrong leadership,...Full timePrivate practiceLocal area3 days per week$99k - $266k
...Financial Services Tax - Real Estate Manager, you will play a pivotal role... ...our Tax practice, advising clients on their local and... ...challenges.As a Manager, you will lead teams and manage client accounts, focusing... ...statement analysis and tax auditing- Utilizing analytical...Full timeH1bLocal area- ...seeking a Senior Home Lending Advisor in Chase Home Lending to guide clients through the home loan process and act as the primary contact... .... The Senior Home Lending Advisor will be part of a motivated team dedicated to assisting clients in achieving homeownership and will...
$15 per hour
...driven professional to join our team as a Life Insurance Specialist... ...relationships, educating clients, and creating long-term financial... ...through networking, referrals, and lead follow-up activities.... ...Our mission is to help people manage the risks of everyday life, recover...Hourly payPart timeFor contractorsWork at officeImmediate start
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