Senior Internal Auditor

Senior Internal AuditorThe Senior Internal Auditor is responsible for determining, by continuous review, that internal controls over IT/financial reporting are adequate and practiced, that the financial statements are properly stated, that company policies and procedures that mitigate financial reporting risks are followed, and that the company is compliant with Sarbanes-Oxley (SOX) specific regulations.Duties & ResponsibilitiesPlan and perform IT, operational, compliance, and SOX audits in accordance with internal audit standards and methodology.Evaluate the design and effectiveness of internal controls related to business processes, financial reporting, and information technology.Testing: Lead and execute Sarbanes-Oxley (SOX) compliance testing, ensuring that all internal controls over financial reporting (ICFR) are designed, documented, and operating effectively.Risk Assessment: Conduct risk assessments to identify and prioritize key financial reporting risks, ensuring that appropriate controls are in place to mitigate them.Internal Control Documentation: Review and update internal control documentation, including flowcharts, narratives, and control matrices, to ensure they reflect current processes and regulatory requirements.Control Evaluation: Perform detailed testing of financial and operational controls, including walkthroughs and control testing, to ensure compliance with SOX 404 requirements.Issue Identification and Reporting: Identify control deficiencies or gaps, provide recommendations for remediation, and work closely with management to develop action plans for improvement.Collaboration with External Auditors: Coordinate with external auditors to facilitate their testing and ensure that SOX compliance is properly integrated into the annual financial statement audit process.Professional Development: Participate in ongoing educational opportunities to update knowledge and skills related to financial services and internal auditing standards.Regulatory Compliance: Stay up-to-date with changes in IT, SOX regulations and other related compliance frameworks, and ensure the organization remains compliant with all applicable laws and regulations.Management Reporting: Prepare and present detailed reports to management, outlining the status of SOX compliance, control deficiencies, and progress on remediation efforts.Process Improvement: Collaborate with business units to identify opportunities for control improvements and process efficiencies, ensuring a balance between control effectiveness and operational efficiency.Ad hoc Projects: Complete special projects and/or participate in task forces or committees as requested by Audit Committee, Board of Directors and senior management.Time Management: Contribute to team effort by completing assigned projects within the scheduled timeframe.Assist IA Directors as needed.Education & ExperienceKnowledge of:Strong oral and written communication skillsUnderstanding of accounting and financial processesStrong organizational and project management skillsKnowledge of Microsoft OfficeBank operations knowledge preferredFamiliarity with Sarbanes-Oxley (SOX) requirements preferredAbility to:Multi-task and work independentlyPerform duties under frequent time pressures, prioritize workflow, meet deadlinesSolve problems independently while applying logic and discretionEducation and Training:Bachelor's degree in Accounting, Information Systems, Finance, Business Administration, or a related fieldRequires 4 or more years of audit experienceExperience with data analytics and audit management toolsCertified Public Accountant or Certified Internal Auditor or Certified Information Systems Auditor (CISA) certification preferredITGC Testing Experience Preferred