Trading Compliance Lead Senior Associate
Barings
Barings LLC in Charlotte, NC seeks a Senior Associate/Associate Director for Trading Practices Compliance to oversee day-to-day surveillance of trading activities and assess risk compliance with firm policies. The role interfaces with Portfolio Management, Trading, Legal, Risk, and Operations to mitigate regulatory exposure and protect Barings’ interests.
The successful candidate will lead surveillance on best execution, MNPI, wall-crossing, and policy development, while staying abreast of
#J-18808-LjbffrVacancy posted 4 hours ago
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