VP, Employee Compliance & Trading Oversight
Santander Consumer USA Inc.
Santander Consumer USA Inc. is seeking a Vice President of Employee Compliance to lead the firm’s compliance program focused on personal securities trading, personal account dealing, disclosures, and monitoring. You will collaborate with Legal, HR, Risk, Internal Audit, and Technology to mitigate regulatory and reputational risks. The role entails developing and enforcing controls related to trading, outside activities, gifts, and related policies, ensuring alignment with SEC and FINRA #J-18808-Ljbffr Santander Consumer USA Inc.
Vacancy posted more than 2 months ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Employee Compliance & Trading Oversight. Be the first to apply!
Related searches
- vice president transformation Miami, FL
- vice president of operations Miami, FL
- vp of strategy Miami, FL
- vice president strategic initiatives Miami, FL
- vice president of recruiting Miami, FL
- vice president of customer success Miami, FL
- vice president research Miami, FL
- vice president innovation Miami, FL
- vice president risk management Miami, FL
- vp procurement Miami, FL
