Senior FINRA Supervision & Compliance Lead
PNC
PNC Wealth Management seeks a FINRA Supervision Specialist Senior to oversee trade review, new accounts supervision, and compliance within the Columbus market. Based at the Whitehall Service Center I, you will collaborate with Operations, Risk, and Legal to ensure regulatory adherence and risk management. The role requires a 3+ year background in financial services, a Bachelor's degree, and relevant FINRA licensing. #J-18808-Ljbffr PNC
Vacancy posted 3 days ago
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Comfort Systems USA
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