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Advertising Compliance & Supervision Analyst

Mohr Talent

Mohr Talent is seeking an experienced Advertising & Supervision Analyst to join the Compliance and Supervision team in Tempe, AZ. The role focuses on reviewing advertising, marketing materials, and outside business activities to ensure alignment with FINRA and SEC rules. The ideal candidate will have strong analytical, collaborative, and regulatory interpretation skills, with extensive experience in a broker-dealer and RIA environment. #J-18808-Ljbffr Mohr Talent

Vacancy posted 2 days ago
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