Compliance Analyst: Risk & Audits, Regulatory Guidance
Modern Wealth Management
Modern Wealth Management seeks a Compliance Analyst in Mesa, AZ. This role supports the compliance program, ensuring regulatory adherence and monitoring compliance risks. The ideal candidate will have experience in regulatory affairs and financial regulations, collaborating with teams for effective compliance practices. Responsibilities include conducting audits, supporting regulatory filings, and providing training. A Bachelor's degree and relevant experience are required. #J-18808-Ljbffr Modern Wealth Management
Vacancy posted 3 days ago
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