Senior Clearing and Trade Surveillance Leader (Hybrid)
Altruist
Altruist is seeking a Sr. Compliance Officer in Fort Worth, Texas, to lead trade surveillance and compliance in clearing operations. This hybrid position involves collaborating closely with Operations, developing Written Supervisory Procedures, and overseeing customer complaint management. Ideal candidates should have over 7 years of compliance experience within a FINRA-member broker-dealer, with strong knowledge of regulatory requirements and the ability to drive enhancements in surveillance processes. #J-18808-Ljbffr Altruist
Vacancy posted 1 day ago
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