Senior Supervisory Consultant, Broker-Dealer Compliance
Lincoln Financial Services
Lincoln Financial is seeking a Supervisory Principal Consultant in Fort Worth, Texas, to support oversight of registered representatives in a broker-dealer setting. The role emphasizes risk management, supervision of sales engagements, and regulatory compliance while coordinating with compliance teams.
Qualified candidates should have a Bachelor’s degree or equivalent experience, extensive knowledge of FINRA requirements, and previous supervisory or compliance experience. Join Lincoln to take advantage of career development opportunities and excellent employee benefits.
#J-18808-LjbffrVacancy posted 2 days ago
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