Broker-Dealer Compliance Principal (Email Surveillance)
StoneX Group
StoneX Group Inc. is seeking a broker-dealer designated principal email review professional to join Institutional operations. You will review email communications and monitor social media to ensure compliance across the firm. The role requires 2 years of broker-dealer supervision experience, email surveillance expertise, and strong communication skills. Educational requirements include a college degree or equivalent industry experience, plus Series 7/24/63 licenses. #J-18808-Ljbffr StoneX Group
Vacancy posted 1 day ago
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