Senior Auditor, Compliance and Privacy (Hybrid)

Senior Auditor Compliance and Privacy (Hybrid)

Capital Ones Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organizations Audit Committee. Audit professionals operate within a collaborative and agile environment. Audits vision to provide high value independent proactive insights to innovate with technology and to be a top talent destination creates a dynamic atmosphere for both personal growth and professional opportunity.

Capital One is seeking a Senior Auditor interested in becoming part of our Compliance and Privacy Audit team. As a member of the Compliance and Privacy Audit team you will focus on conducting operational and compliance audit projects and supporting the annual audit plan.

Responsibilities:

• Perform risk-based reviews and assessments of compliance with federal state and other legal regulations and business activities. Perform relevant testing based on the risks and processes associated with the area being audited.
• Assist in communicating issues risks and recommendations to all levels of management.
• Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
• Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
• Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
• Proactively seek out learning opportunities to enhance skills and competencies related to role.

Heres what were looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital Ones governance risk management and internal control processes.
• You possess a relentless focus on quality and timeliness.
• You adapt to change embrace bold ideas and are intellectually curious. You like to ask questions test assumptions and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audits value proposition.
• Youre a firm believer that a rich understanding of data innovation and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.
• Youre a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.
• You create energy and an environment that fosters trust collaboration and belonging making it easy to attract hire and retain top talent.

Basic Qualifications:

• Bachelors Degree or military experience
• At least 2 years of experience in auditing accounting risk management compliance or a combination

Preferred Qualifications:

• Certified Internal Auditor (CIA) Certified Public Accountant (CPA) Certified Risk Compliance Manager (CRCM) or relevant certification
• 2 year of experience in banking in the financial services industry in a professional services firm serving clients in large banks or a combination
• At least 1 year of experience with data analytics tools in support of internal audit

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

The minimum and maximum full-time annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Charlotte NC: $87700 - $100100 for Senior Staff Auditor

McLean VA: $96500 - $110100 for Senior Staff Auditor

New York NY: $105300 - $120100 for Senior Staff Auditor

Plano TX: $87700 - $100100 for Senior Staff Auditor

Richmond VA: $87700 - $100100 for Senior Staff Auditor

Riverwoods IL: $87700 - $100100 for Senior Staff Auditor

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status exempt or non-exempt status and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer (EOE including disability/vet) committed to non-discrimination in compliance with applicable federal state and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23-A of the New York Correction Law; San Francisco California Police Code Article 49 Sections 4901-4920; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting at 1- or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital Ones recruiting process please send an email to

Capital One does not provide endorse nor guarantee and is not liable for third-party products services educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

Required Experience:

Senior IC