Senior Securities Compliance QA Manager | Global Banking
RSM US LLP
RSM US LLP is seeking a temporary Manager-level Securities Compliance QA professional to support the Global Banking Practice, providing independent oversight, testing, and challenge of BrokerDealer and RIA compliance programs for banking and wealth management clients. The role operates in the second line of defense and collaborates with Compliance, Legal, Risk, and Business stakeholders to drive timely remediation, support regulatory exams, and address emerging compliance risks. #J-18808-Ljbffr RSM US LLP
Vacancy posted 3 days ago
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