Assistant General Counsel - Capital Markets

Job Description The U.S. Bank Law Division is seeking an experienced attorney to join the Capital Markets Legal Team. This role supports the Global Capital Markets (GCM) business line, covering the Debt Capital Markets Group and related teams. Responsibilities and focus areas may be tailored to the candidate’s experience. Responsibilities Provide legal advice to internal stakeholders who originate and underwrite public and private debt securities issuances (investment grade and high yield debt). Review, draft, and negotiate transaction documentation on a wide variety of capital markets transactions including public offerings, 144A/Reg S transactions, private placements, and liability management transactions. Work closely with the front office to support the real‑time execution of capital markets transactions. Advise business units and support partners (Compliance, Risk Management, etc.) regarding securities laws and regulations, SEC/FINRA Rules and related risks. Stay abreast of relevant market, legal and regulatory developments, and assist in training business units regarding legal risks and regulatory changes. Advise on regulatory change projects related to securities sales and trading. Become familiar with U.S. Bank policies and procedures, ranging from AML/KYC matters to onboarding foreign investors. Work closely with business lines and support partners to ensure continuous compliance with laws, regulations and policies. Additional Responsibilities Advise on secondary market trading matters. Negotiate securities trading agreements, including securities lending and repurchase agreements. Review debt private placement engagement letters and related documentation. Participate in trade group working groups on relevant matters. Location Expectations This role requires working from a U.S. Bank location three (3) or more days per week. Basic Qualifications Licensed by and in good standing with the appropriate state bar association or other appropriate state attorney licensing authority. Preferred Skills/Experience 8 to 12 years of material, relevant experience as an attorney in a law firm and/or in-house counsel supporting securities offerings and other financing transactions. Experience supporting and providing legal guidance relating to debt capital markets. Advanced knowledge and experience with securities, broker‑dealer regulation, and other pertinent laws and regulations, including the Securities Act and the Securities Exchange Act and accompanying rules, the Dodd‑Frank Act (including the Volcker Rule), and some familiarity with cross‑border issues and dealing in foreign jurisdictions. Familiarity with banking regulations such as RegulationW and RegulationY. Excellent analytical, decision‑making and problem‑solving skills. Excellent written, verbal, and interpersonal communication skills. Ability to collaborate confidently and effectively with a diverse range of stakeholders, including senior leaders. Ability to assess risks and provide thoughtful advice in a fast‑paced environment. Benefits Health, dental and vision insurance Basic term and optional term life insurance Short‑term and long‑term disability, pregnancy disability and parental leave 401(k) and employer‑funded retirement plan Paid vacation (from two to five weeks depending on salary grade and tenure) Up to 11 paid holiday opportunities Adoption assistance Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law Pay Range $143,905.00 – $169,300.00 (may differ by location). Equal Opportunity Employer U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law. Background Checks U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance, California Fair Chance Act, San Francisco Fair Chance Ordinance, and the requirements of Section19 of the Federal Deposit Insurance Act. Certain positions may also be subject to FINRA, NMLS registration, RegZ, RegG, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and other federal guidelines. #J-18808-Ljbffr U.S. Bank