Head of Compliance
$300kIDEX Consulting
About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal policies. As the Head of Compliance, you will play a crucial role in shaping our compliance strategy, fostering a culture of integrity, and mitigating risk across the organization. Key Responsibilities:Develop, implement, and oversee the company's compliance program.Ensure adherence to federal, state, and local regulations governing the P&C insurance industry.Provide expert advice and guidance on compliance matters to senior management and the Board of Directors.Conduct regular risk assessments and compliance audits.Implement and manage compliance training programs for employees.Lead investigations into compliance issues and breaches, and develop corrective action plans.Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.To be considered you must have P&C experience and be able to work in New York for 3 days a week. $300,000 salary for the right candidate.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
$180k - $220k
...built for another era: slow rails, walls between markets, and compliance layered in over time creating friction. Sphere Labs is building... ...like to meet you. About the Role We are seeking an experienced Head of Compliance to build, mature, and lead our compliance program...SuggestedRemote work$180k - $200k
...Overview Matchmaker for top Legal, Risk & Compliance, Finance, and Operations talent for the world’s most innovative FinTechs. Think of me as the cupid of… Head of Compliance Base pay range $180,000.00/yr - $200,000.00/yr About the Company We are a leading global cross...SuggestedFull timeWorldwide$170k - $308k
...Head of FIC Compliance, Americas Location: New York, NY As the Head of Fixed Income & Currencies (FIC) Compliance, Americas, you will lead a team of business line Compliance officers providing real-time support and challenge to the FIC businesses within the Investment...SuggestedWork at officeWork from home- ...Head of Compliance About the Company Infrastructure powering consumer fintech apps for onboarding, account access, and global money movement Industry Financial Services Type Privately Held, VC-backed About the Role The Company is seeking a Head...Suggested
- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...Suggested
$170k - $340k
Job Description:Job Title Head of Energy Compliance, AmericasCorporate Title DirectorLocation New York, NYOverviewAs the Head of Fixed Income & Currencies (FIC) Energy Compliance, Americas, you will provide real-time support and challenge to the FIC Energy businesses within...Work at officeWork from home- ...vision with greater scale, reach, and impact. The Department: Compliance Compliance at Gemini is a team dedicated to managing the next generation... ...problems using cutting edge tools and processes. The Role: Head of Consumer and Lending Compliance In this role, you will lead...Full time
- We're hiring a Head of Compliance Product to lead the products at the heart of Elliptic and define what they become in the age of AI.Compliance is where Elliptic began and where our commercial core sits today. Some of the world's largest exchanges, banks and government...
$10 per hour
...The Role As a registered Commodity Trading Advisor (CTA) with the CFTC and member of the NFA, compliance is foundational to everything Pillar does. We are looking for a Head of Compliance to build, operate, and scale Pillar's global compliance function. This is not a...Work at officeFlexible hours- ...professionals. This role will also require regular travel to Cboe's Amsterdam office to support the Netherlands Compliance team. Role Overview Cboe Europe is seeking a Head of European Compliance to lead and integrate its Compliance function across the UK and the Netherlands,...Work at officeLocal area
- ...Head of AML & Sanctions Compliance About the Company A financial services firm seeking an experienced Head of AML and sanctions compliance Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of AML...
- ...Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions... ...compliance. Role Overview Optima Partners is seeking a Head of Marketing Compliance to lead the firm's marketing review team...Full time
$215k - $268.55k
...Overview Head of US Compliance Risk and Assurance (Sr. Director) Reports to Chief Compliance Officer, Oncology Founded in 1886 in Naples under the name of Farmacia Internazionale, Menarini moved in 1915 to Florence where the Group’s headquarters are still located...Temporary workLocal areaFlexible hours$219k - $296.5k
...Intuit is seeking a strategic and operationally excellent Head of Financial Crimes Compliance to lead the financial crimes compliance office. Reporting directly to the Enterprise Chief Compliance Office, this senior leader will manage a team of AML and sanctions compliance...Work at office- ...HEAD OF ASSET MANAGEMENT LEGAL & COMPLIANCE RECRUITING Company Description Atlantic Group, founded in 2006, is an industry leader in executive and professional search & staffing. Headquartered in New York City with offices in Philadelphia, Boston, Chicago, London...Full timeTemporary work
$280k - $350k
...navigate critical moments and long-term strategic opportunities across a global platform.Job DescriptionLead and develop the US Risk & Compliance team, setting operational standards, managing performance, and supporting resource planningOversee regulatory compliance,...Temporary workWork at office$195k - $263k
...solutions that help businesses achieve their ambitions faster.Head of Growth, Scheme ComplianceWe are looking for a senior, strategic... ...-minded leader to head the Global Growth pillar within Schemes Compliance. This role sits at the intersection of compliance, product,...H1bWork at officeLocal areaVisa sponsorship3 days per week- ...rigorous approach to investing. The Opportunity The firm is hiring an Associate Director or Director to join its Global Compliance team, reporting directly to the Global Chief Compliance Officer. The role helps the firm identify, assess and manage regulatory risk...Full timeWorldwide
- ...Description: The Director of Compliance works with Beacon of Hope (BOH) staff to ensure programs remain in compliance with applicable regulatory standards set forth by the New York State Office of Mental Health (OMH) and provides supervision to the Quality Improvement...Full timeFor contractorsWork at office
- ...Compliance Officer (New York, NY) A growing, global alternative investment manager is looking to add a senior Compliance Officer to its New York team. The firm has experienced significant growth in recent years, with assets under management tripling over the past three...Full time
- ...Director of Corporate Compliance & Privacy We are seeking an experienced Director of Corporate Compliance & Privacy to join a leading healthcare organization serving the New York metropolitan area. This leadership opportunity is ideal for a compliance professional...Full time
$200k - $250k
...experience in building and deploying AI solutions for both public and private sector customers. Job Overview As the Head of Legal and Compliance, you will establish and lead our legal and compliance function from the ground up. This role will report directly to the...Work at officeFlexible hours$10k
...place to do it.About the Role Ramp is seeking an experienced Chief Compliance Officer (CCO) for Ramp Advisory LLC, our SEC-registered... ...pace with how fast Ramp ships product. You will report to Ramp's Head of Compliance, with direct access to Ramp Advisory's senior leadership...Full timeWork at officeRemote workHome officeFlexible hours$170.26k - $200.3k
...discover what you excel at—all from Day One.Job DescriptionThis position within the Governance and Control team will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds. This position is...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- Zero Hash is seeking a Global Chief Compliance Officer based in New York to shape and lead the global compliance leadership team. The role includes managing compliance, regulatory, and licensing processes across supported geographies. Ideal candidates should have 10+ years...Work from home
- ...people who are excited about changing the future of an entire industry. Requirements Position Overview: As our Director of Compliance, you will oversee and ensure all compliance efforts across the organization, reporting to both Attune’s parent company’s Legal...Work at officeLocal areaRemote workFlexible hours
- ...My client, a rapidly expanding hedge fund, is looking to hire a Chief Compliance Officer into it's New York office. They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already built out their operations in...Full timeWork at office
$300k
...Updated! Job Title: Chief Compliance Officer-Healthcare Hedge/Venture Fund More Detail: Female Founded -New Launch -will be the firm's first Compliance Hire -CCO Candidates must have at least 6 years of life science/healthcare fund compliance from an outsourced...Full timeWork at officeImmediate startRemote workRelocation packageShift work$270k - $335k
...engagement lifecycle: exam preparation and logistics, fulfillment of supervisory requests, coordination of responses across Legal, Compliance, Risk, and business teams, and disciplined tracking of findings, commitments, and corrective actions through to closure. You will...Work at officeRemote workWork from home- ...Rapidly growing Financial Services firm based in New York City is seeking a Chief Compliance Officer for a full-time position! Responsibilities: Responsible for running and managing a compliance program for U.S. FINRA-registered broker-dealer. Tasked with establishing...Full time
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