Head of Compliance
$300kIDEX Consulting
About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal policies. As the Head of Compliance, you will play a crucial role in shaping our compliance strategy, fostering a culture of integrity, and mitigating risk across the organization. Key Responsibilities:Develop, implement, and oversee the company's compliance program.Ensure adherence to federal, state, and local regulations governing the P&C insurance industry.Provide expert advice and guidance on compliance matters to senior management and the Board of Directors.Conduct regular risk assessments and compliance audits.Implement and manage compliance training programs for employees.Lead investigations into compliance issues and breaches, and develop corrective action plans.Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.To be considered you must have P&C experience and be able to work in New York for 3 days a week. $300,000 salary for the right candidate.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
$10 per hour
...The Role As a registered Commodity Trading Advisor (CTA) with the CFTC and member of the NFA, compliance is foundational to everything Pillar does. We are looking for a Head of Compliance to build, operate, and scale Pillar's global compliance function. This is not a maintenance...SuggestedWork at officeFlexible hours- ...with a relentless focus on human care, we can transform heart health at scale. Role Overview Chamber is hiring its first Head of Compliance to build the compliance function that will support our next stage of growth. Reporting to the General Counsel, you will...SuggestedContract workImmediate startRemote work
- ...and foster a friendly, rewarding, and diverse environment for every OK-er. About the Opportunity We are seeking a Senior Manager Compliance to join our dynamic Compliance Team within our LATAM region. We are a team of risk-minded problem solvers who advise regional business...SuggestedLocal area
$170k - $308k
...Job Description: Job Title Head of FIC Compliance, Americas Corporate Title Director Location New York, NY Overview As the Head of Fixed Income & Currencies (FIC) Compliance, Americas, you will lead a team of business line Compliance officers providing...SuggestedFull timeWork at officeWork from home- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...Suggested
- ...operate at the intersection of financial infrastructure, complex engineering, and product experience. We're looking for a Head of Compliance to build and own the compliance function behind that infrastructure – the standards, controls, tooling, and judgment that let...Full timePrivate practiceLive inWork at officeWork from homeMonday to ThursdayShift work
$180k - $200k
Overview Matchmaker for top Legal, Risk & Compliance, Finance, and Operations talent for the world’s most innovative FinTechs. Think of me as the cupid of… Head of Compliance Base pay range $180,000.00/yr - $200,000.00/yr About the Company We are a leading global cross...Full timeWorldwide- ...Senior Vice President, Head of Compliance About the Company Late-stage clinical biopharmaceutical company Industry Biotechnology Type Public Company Founded 2019 Employees 51-200 About the Role The Company is seeking a Senior Vice President...
- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance...
$170k - $340k
...Position Overview Job Title Head of Energy Compliance, Americas Corporate Title Director Location New York, NY Overview As the Head of Fixed Income & Currencies (FIC) Energy Compliance, Americas, you will provide real-time support and challenge to...Work at officeWork from home$195k - $263k
...solutions that help businesses achieve their ambitions faster.Head of Growth, Scheme ComplianceWe are looking for a senior, strategic... ...-minded leader to head the Global Growth pillar within Schemes Compliance. This role sits at the intersection of compliance, product,...H1bWork at officeLocal areaVisa sponsorship3 days per week- ...close-knit business where each person's work has a direct, visible impact. The Role Our client is looking for a Customs Compliance Director to own compliance matters across the brokerage. This is a hands-on role in a small business. The right person will take...Full timeRemote work2 days per week
$290k - $335k
...insights, and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide... ...between Marex and regulatory bodies. Role Summary The Head of Broker Dealer Compliance is an expert in Broker Dealer regulation...Full timeWorldwide$252k - $315k
A growth-stage FinTech firm in New York is seeking a Head of Product Compliance to lead the compliance function, integrating AI systems and steering regulatory oversight. The ideal candidate will have over 10 years of compliance experience, particularly in fintech or financial...Flexible hours$280k - $350k
SummaryThis is an exciting opportunity to support the International Risk & Compliance Director of an international law firm (who is based in London) and to work alongside the firm's Heads of Risk & Compliance in the Europe and APAC regions, and the US claims counsel in...Permanent employmentFull timeWork at officeLocal areaMonday to Friday- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad...Work from home
$270k - $335k
...engagement lifecycle: exam preparation and logistics, fulfillment of supervisory requests, coordination of responses across Legal, Compliance, Risk, and business teams, and disciplined tracking of findings, commitments, and corrective actions through to closure. You will...Work at officeRemote workWork from home$280k - $330k
...more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite... ....00 1 week ago New York, NY $150,000.00-$175,000.00 5 days ago Head of Investment and Corporate Banking Regulatory Compliance (“...Full time$160k - $210k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually Purpose As...Full timeTemporary workInterim roleFlexible hoursWeekend workAfternoon shift- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance for Prediction...
- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...Location: New York- Hybrid 3 days/week Title: Head of Regulatory Affairs ✉️ Contact: Sam - ****@*****.*** You've led an... ...compilation, regulatory intelligence monitoring, labelling review, and compliance tracking all run through AI agents, with your review and sign-...Full time3 days per week
$175k - $185k
...by Bob Faith in 1993 to become a provider of world-class service in the rental residential real estate business.The Director of Compliance supports and helps administer the compliance program for the firm's SEC-registered investment adviser and FINRA-registered broker...Full timeLocal areaImmediate start- $5+ Billion Growing Private Equity Firm Seeks a Chief Compliance Officer *Reporting to the General Counsel (GC) *Responsible for Daily Monitoring of Investment Compliance Requirements *Assist in Overseeing the Firm’s Compliance Program, Policies, and Procedures...Full time
- ...My client, a rapidly expanding hedge fund, is looking to hire a Chief Compliance Officer into it's New York office. They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already built out their operations in...Full timeWork at office
- ...that is being compensated competitively, developed professionally, and celebrated personally. The Role As Hazel's Head of Legal & Compliance, you will serve as the company's senior in-house lawyer and compliance leader. You will provide practical legal advice across...Contract workRemote work
- ...Summary The Head of Regulatory Affairs leads ARTBIO’s regulatory function for clinical-stage radiopharmaceutical programs, ensuring... ...preparation, briefing packages, responses, and follow-up actions. Ensure compliance with regulatory requirements throughout the drug development...Contract work
- ...About the Role We are seeking an accomplished legal and compliance executive to lead the firm's regulatory, legal, and governance functions. This executive will provide strategic guidance while maintaining a hands-on approach to compliance oversight, legal risk management...Full timeWork at office
- In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants must be legally... ...start-ups and scale-ups and the investors who support them.The Head of Innovation Banking Propositions, CCO will be working closely...
- ...easiest way to manage money across borders.Wise is scaling its Assets offering across North America, and we are looking for a Lead Compliance Manager to provide senior compliance leadership and oversight for Wise’s North America Assets entities, including Wise US Assets...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Head of Compliance. Be the first to apply!
- chief compliance officer New York, NY
- housing compliance New York, NY
- medical compliance New York, NY
- affordable housing compliance New York, NY
- compliance reviewer New York, NY
- compliance investigator New York, NY
- hud compliance New York, NY
- import compliance New York, NY
- tax compliance New York, NY
- entry level compliance New York, NY




