Head of Compliance
$300kIDEX Consulting
About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal policies. As the Head of Compliance, you will play a crucial role in shaping our compliance strategy, fostering a culture of integrity, and mitigating risk across the organization. Key Responsibilities:Develop, implement, and oversee the company's compliance program.Ensure adherence to federal, state, and local regulations governing the P&C insurance industry.Provide expert advice and guidance on compliance matters to senior management and the Board of Directors.Conduct regular risk assessments and compliance audits.Implement and manage compliance training programs for employees.Lead investigations into compliance issues and breaches, and develop corrective action plans.Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.To be considered you must have P&C experience and be able to work in New York for 3 days a week. $300,000 salary for the right candidate.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...SuggestedFull timeContract workFlexible hours- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...Suggested
- ...operate at the intersection of financial infrastructure, complex engineering, and product experience. We're looking for a Head of Compliance to build and own the compliance function behind that infrastructure – the standards, controls, tooling, and judgment that let...SuggestedPrivate practiceLive inWork at officeWork from homeMonday to ThursdayShift work
$10 per hour
...The Role As a registered Commodity Trading Advisor (CTA) with the CFTC and member of the NFA, compliance is foundational to everything Pillar does. We are looking for a Head of Compliance to build, operate, and scale Pillar's global compliance function. This is not a...SuggestedWork at officeFlexible hours- Nscale is hiring a Vice President, Compliance & Ethics (US) to lead the U.S. compliance program and translate our global ethics and compliance... ...role sits within Legal & Compliance and reports to the SVP, Head of Global Compliance & Ethics in the UK, while partnering...Suggested
- ...claims, and payer contract obligations directly in the path of our growth. You'll be the first person here whose full-time job is compliance. You'll report to our CEO and work across RCM, Payer Strategy, Credentialing and Licensing, Clinical Operations, Engineering,...Full timeContract workFixed term contractWork at officeRemote work2 days per week3 days per week
$180k - $200k
Overview Matchmaker for top Legal, Risk & Compliance, Finance, and Operations talent for the world’s most innovative FinTechs. Think of me as the cupid of… Head of Compliance Base pay range $180,000.00/yr - $200,000.00/yr About the Company We are a leading global cross...Full timeWorldwide- A global payments and fintech organization is seeking an experienced Chief Compliance Officer (CCO) to lead the company’s compliance and regulatory strategy in the United States while supporting its expanding international operations. This role will oversee regulatory...Relocation
- ...CONFIDENTIAL Scovai, a pioneering force in the Talent Acquisition & Recruiting sector, is conducting a confidential search for a Head of Regulatory Compliance to lead and scale its compliance function at a critical stage of growth. Scovai's innovative talent platform spans the...Full timeContract work
- The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role is a critical leadership position within Cantor Fitzgerald Securities. You will be responsible for overseeing compliance across the firm's Energy and Commodities Brokerage...
$200k - $220k
...Crédit Agricole Group in New York is seeking an FS Head of Financial Intelligence Unit (FIU) to lead a team focused on transaction... ...role involves filing Suspicious Activity Reports, enhancing the compliance programs, and ensuring adherence to regulatory standards. The...- ...Zero Hash is seeking a Global Chief Compliance Officer based in New York to shape and lead the global compliance leadership team. The role includes managing compliance, regulatory, and licensing processes across supported geographies. Ideal candidates should have 1...Work from home
- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance...
$195k - $263k
...solutions that help businesses achieve their ambitions faster.Head of Growth, Scheme ComplianceWe are looking for a senior, strategic... ...-minded leader to head the Global Growth pillar within Schemes Compliance. This role sits at the intersection of compliance, product,...H1bWork at officeLocal areaVisa sponsorship3 days per week- We are looking for an experienced compliance leader to guide the regulatory program for a market-making business based in New York, New York. This Long-term Contract position will play a central role in strengthening oversight across trading activity, supervisory practices...Long term contract
$150k
A leading healthcare services firm is seeking an experienced Compliance Director to lead regulatory affairs, quality assurance, safety, and risk management across its operational programs.Compensation: $150,000+ DOELocation: RemoteSchedule: Standard Business HoursResponsibilities...Work at officeLocal areaFlexible hours$175k - $185k
...world-class service in the rental residential real estate business. To learn more, visit .JOB DESCRIPTION SUMMARYThe Director of Compliance supports and helps administer the compliance program for the firm's SEC-registered investment adviser and FINRA-registered broker...Full timeWork at officeLocal areaImmediate start$252k - $315k
A growth-stage FinTech firm in New York is seeking a Head of Product Compliance to lead the compliance function, integrating AI systems and steering regulatory oversight. The ideal candidate will have over 10 years of compliance experience, particularly in fintech or financial...Flexible hours$280k - $350k
...SummaryThis is an exciting opportunity to support the International Risk & Compliance Director of an international law firm (who is based in London) and to work alongside the firm's Heads of Risk & Compliance in the Europe and APAC regions, and the US claims counsel in...Permanent employmentFull timeWork at officeLocal areaMonday to Friday$270k - $300k
...Chief Compliance Officer eToro is the trading and investing platform that empowers users to invest, share, and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest simply and transparently. We have created an investment platform...- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance for Prediction...
- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory presence. Industry Banking Type Public Company About the Role The Company is seeking...
- ...Description -Monitor and ensure the New York Branch's compliance with all applicable federal and state banking laws,... ...submission of reports to the General Manager of the New York Branch and Head Office on information gathered and analyzed in order to...Work at office
- ...here for you. Join us in making a real difference in the health of our community. Job Summary Position Title: Director of Compliance Position Summary: Reporting to and working under the direction of the Chief Compliance Officer, the Compliance Director is responsible...Work at officeLocal areaMonday to Friday
$115k - $120k
...Description Director of Compliance Location: Bronx or Staten Island (travel between boroughs required) Salary: $115,000 – $120,000 annually (commensurate with experience) Schedule: Monday – Friday, 9:00 AM – 5:00 PM (Role requires 24/7 on-call availability...Work at officeMonday to Friday$150k - $250k
Head of IT & Compliance at Model ML (W24) $150K - $250K AI Workspace for Financial Services. New York, NY, US Full-time Will sponsor 6+ years We are building an AI tool that speeds up financial due diligence for investors and advisors. Team : Chaz : Founder of Fat Llama...Full timeRemote workWorldwide- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
- ...Chief Compliance Officer (CCO) About the Company A dynamic broker-dealer organization focused on regulatory excellence. Industry Capital Markets Type Privately Held About the Role The Company is seeking a Chief Compliance Officer (CCO) to lead and...
$160k - $210k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually...Full timeTemporary workInterim roleFlexible hoursWeekend workAfternoon shift- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad...Work from home
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