Head of Compliance
$300kIDEX Consulting
About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal policies. As the Head of Compliance, you will play a crucial role in shaping our compliance strategy, fostering a culture of integrity, and mitigating risk across the organization. Key Responsibilities:Develop, implement, and oversee the company's compliance program.Ensure adherence to federal, state, and local regulations governing the P&C insurance industry.Provide expert advice and guidance on compliance matters to senior management and the Board of Directors.Conduct regular risk assessments and compliance audits.Implement and manage compliance training programs for employees.Lead investigations into compliance issues and breaches, and develop corrective action plans.Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.To be considered you must have P&C experience and be able to work in New York for 3 days a week. $300,000 salary for the right candidate.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
$250k - $300k
Position: Head of North American Compliance (NY)Entity: KBRA Holdings, LLCEmployment Type: Full-TimeLocation: New York, NYSummary/OverviewKroll Bond Rating Agency, LLC (“KBRA”), a Nationally Recognized Statistical Rating Organization (“NRSRO”) regulated by the Securities...SuggestedFull timeTemporary workWork at office$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...SuggestedFull timeContract workFlexible hoursQualitate
New York, NY2 days ago- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...Suggested
$200k - $240k
...The role Gauntlet is hiring its first dedicated Head of Compliance. Compliance responsibilities currently sit across Legal and the wider business. This role brings that work together, identifies the gaps, and establishes a clear, practical program that scales with the...SuggestedFull timeWork at officeRemote workWork from homeGauntlet
New York, NY10 days ago- ...operate at the intersection of financial infrastructure, complex engineering, and product experience. We're looking for a Head of Compliance to build and own the compliance function behind that infrastructure – the standards, controls, tooling, and judgment that let...SuggestedFull timePrivate practiceLive inWork at officeWork from homeMonday to ThursdayShift work
The Fun Group, Inc.
New York, NY7 days ago - OKX in New York is seeking a Senior Compliance & Ethics professional to design and scale a comprehensive compliance program across Anti-Bribery & Corruption, investigations, conflicts of interest, and eComms surveillance, partnering with Legal and HR. You will own governance...
- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
- ...CONFIDENTIAL Scovai, a pioneering force in the Talent Acquisition & Recruiting sector, is conducting a confidential search for a Head of Regulatory Compliance to lead and scale its compliance function at a critical stage of growth. Scovai's innovative talent platform spans the...Contract work
CONFIDENTIAL Scovai
New York, NY5 days ago - The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role is a critical leadership position within Cantor Fitzgerald Securities. You will be responsible for overseeing compliance across the firm's Energy and Commodities Brokerage...
$235k
Hard Yaka is seeking a Head of Anti-Money Laundering to join our Compliance team in New York or San Francisco (hybrid). In this critical role, you'll own the AML/BSA program, ensuring compliance with banking partners while working closely with various internal teams to...- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance...
$200k - $220k
...Crédit Agricole Group in New York is seeking an FS Head of Financial Intelligence Unit (FIU) to lead a team focused on transaction... ...role involves filing Suspicious Activity Reports, enhancing the compliance programs, and ensuring adherence to regulatory standards. The...$195k - $263k
...solutions that help businesses achieve their ambitions faster.Head of Growth, Scheme ComplianceWe are looking for a senior, strategic... ...-minded leader to head the Global Growth pillar within Schemes Compliance. This role sits at the intersection of compliance, product,...H1bWork at officeLocal areaVisa sponsorship3 days per week- ...Zero Hash is seeking a Global Chief Compliance Officer based in New York to shape and lead the global compliance leadership team. The role includes managing compliance, regulatory, and licensing processes across supported geographies. Ideal candidates should have 1...Work from home
$240k - $270k
...and using AI to scale that impact further and faster than anyone else can. About the role: We are seeking an exceptional Head of Compliance and Regulatory to join our Legal team. This role will report to the General Counsel. You will play a leading role in the design...Remote workWork visaFlexible hoursShift workGarner Health
New York, NY2 days ago- ...(BS)Employment Full TimeWorking Type HybridJob Reference 0000020562Salary Type AnnuallyIndustry Broker DealerSelling Points Lead compliance strategy at a dynamic broker-dealer organization. Collaborate with senior teams to ensure regulatory excellence. Drive impactful...
$175k - $185k
...world-class service in the rental residential real estate business. To learn more, visit .JOB DESCRIPTION SUMMARYThe Director of Compliance supports and helps administer the compliance program for the firm's SEC-registered investment adviser and FINRA-registered broker...Full timeWork at officeLocal areaImmediate start$150k
A leading healthcare services firm is seeking an experienced Compliance Director to lead regulatory affairs, quality assurance, safety, and risk management across its operational programs.Compensation: $150,000+ DOELocation: RemoteSchedule: Standard Business HoursResponsibilities...Work at officeLocal areaFlexible hours- ...Singapore; and Sioux Falls, South Dakota. Learn more at anchorage.com, on X @Anchorage, and on LinkedIn.As the Lead for Regulated Compliance Programs, you will be a key architect in adapting and scaling an integrated fiduciary and regulatory control framework for our...
$255k - $300k
...with ethics at the center of everything we do. Expectations are high, and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event contracts, and options on futures business. The team ensures adherence...Work at officeFlexible hoursShift workRobinhood
New York, NY2 days ago$290k - $335k
...insights, and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide... ...between Marex and regulatory bodies. Role Summary The Head of Broker Dealer Compliance is an expert in Broker Dealer regulation...Full timeWorldwideMarex
New York, NY17 days ago$280k - $350k
...SummaryThis is an exciting opportunity to support the International Risk & Compliance Director of an international law firm (who is based in London) and to work alongside the firm's Heads of Risk & Compliance in the Europe and APAC regions, and the US claims counsel in...Permanent employmentFull timeWork at officeLocal areaMonday to Friday- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory presence. Industry Banking Type Public Company About the Role The Company is seeking...
- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance for Prediction...
$150k - $280k
...Program The Senior Vice President as deputy will work closely with the SVP, Head of USSC to establish a comprehensive Sanctions Program based upon law and regulations that mitigate compliance, regulatory, and reputational risks associated with violations of sanctions...Work experience placementBank of China
New York, NY2 days ago$155k - $290k
...quantities of transaction data. We provide anti-money laundering (AML) compliance software and investigative services to the leading participants... ...yes then we want to hear from you!The Impact You Will HaveAs Head of Policy and Regulatory Affairs - US, you will lead Elliptic’s...- Flex group, a NYC-based FinTech company, is seeking a Head of Product Compliance. This crucial role allows you to shape our compliance function and ensure responsible growth across our lending and payments products. You'll work closely with Product, Engineering, and Legal...Flexible hours
$252k - $315k
A growth-stage FinTech firm in New York is seeking a Head of Product Compliance to lead the compliance function, integrating AI systems and steering regulatory oversight. The ideal candidate will have over 10 years of compliance experience, particularly in fintech or financial...Flexible hours- A large financial institution is seeking a Deputy Head of Sanctions Compliance to enhance its U.S. sanctions compliance framework. This full-time leadership role involves advising on sanctions laws, conducting investigations, and overseeing compliance processes. The candidate...Full time
- ...large, globally active financial institution that is continuing to strengthen and expand its U.S. sanctions compliance framework. They are seeking a Deputy Head of Sanctions Compliance to play a key role in building, enhancing, and overseeing a comprehensive sanctions...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Head of Compliance. Be the first to apply!
- chief compliance officer New York, NY
- medicaid compliance New York, NY
- director quality assurance regulatory affairs New York, NY
- compliance investigator New York, NY
- compliance examiner New York, NY
- environmental compliance New York, NY
- compliance lead New York, NY
- regulatory compliance engineer New York, NY
- regulatory compliance associate New York, NY
- regulatory affairs part time New York, NY