Compliance Analyst, Advisory & Regulatory Oversight
$75k - $100kVoya Financial
Voya Financial, Inc. is seeking a Compliance Officer to work in their Boston office. The successful candidate will ensure compliance with federal and state laws, assist in supervisory tasks, and draft policies. Candidates need 3-5 years of experience in the financial service industry, strong analytical skills, and FINRA Series 7 and 24 registrations. The position offers a competitive salary range of $75,000-$100,000 and comprehensive benefits. Join Voya in fostering a diverse and inclusive work environment. #J-18808-Ljbffr
$70k - $118.75k
...Who we are looking for The Regulatory Advisory and Optimization team is responsible for staying ahead of regulatory affairs and changes... ...responsible for As Regulatory Advisory and Optimization Analyst, Officer you will Assist in monitoring regulatory...RegulatoryTemporary workWork at officeFlexible hoursShift work- Victory Capital Management is hiring for a Portfolio Compliance Professional in Boston, Massachusetts. In this role, you will support trade compliance and assist the compliance team with regulatory oversight. Responsibilities include monitoring pre- and post-trade activity...Regulatory
$70k - $118.75k
The Regulatory Advisory and Optimization team is responsible for staying ahead of regulatory affairs and changes impacting State Street Markets businesses. The team actively participates in industry conferences and forums, monitors market and regulatory developments, meets...RegulatoryWork at officeFlexible hours$75k - $100k
...Performing delegated supervisory activities, oversight, surveillance and exception reporting... ...as needed with assigned day to day compliance/oversight tasks and responsibilities to... ...Strong aptitude with retail brokerage and advisory platforms.* Strong prioritization, organization...SuggestedContract workPart timeWork experience placementWork at officeLocal areaFlexible hours$75k - $100k
...Performing delegated supervisory activities, oversight, surveillance and exception reporting... ...as needed with assigned day to day compliance/oversight tasks and responsibilities to... ...Strong aptitude with retail brokerage and advisory platforms. ~ Strong prioritization, organization...SuggestedContract workPart timeWork experience placementWork at officeLocal areaFlexible hours$75k - $100k
...Perform delegated supervisory activities, oversight, surveillance and exception reporting... ...managers as needed with assigned day-to-day compliance/oversight tasks to ensure branch office... ...aptitude with retail brokerage and advisory platforms. Strong prioritization, organization...Contract workWork at officeFlexible hours- RBC Capital Markets, LLC is seeking a Senior Marketing Compliance Analyst to support their compliance framework in Boston. You will be responsible for ensuring that marketing materials adhere to regulatory standards, executing compliance reviews, and collaborating with...Regulatory
$220k - $394k
...The Senior Corporate Counsel, USRM Compliance Officer provides strategic oversight and operational leadership for... ...across USRM by overseeing compliance advisory support-delivering an enterprise... ...pending engagements and shapes regulatory policy by engaging and influencing...RegulatoryFull timeLocal area$62.05k - $94.9k
...responsible for the direction, oversight, and reporting of compliance and operational risk... ...for supporting Senior Analysts, the Compliance Manager,... ...Maintain and update the regulatory inventory to ensure all applicable... ...with regulations, advisory bulletins, and overall corporate...RegulatoryHourly payFull timeWork experience placementBank staffWork at office$120k - $180k
...Compliance Officer RWA Wealth Partners is a boutique wealth management... ..., implementation, and oversight of the firm's compliance program... ...s policies, procedures, and regulatory obligations.... ...Partner with marketing and advisory teams to provide guidance on...RegulatoryLocal area- ...Junior Information Security Analyst Location: Boston, MA (Hybrid... ...is responsible for ensuring compliance with industry regulations,... ...tool. Development and oversight of system security plans (SSPs... ...Audit, Risk Management and Regulatory Compliance ~ Knowledge of...RegulatoryContract workTemporary workFor contractorsLocal area
$80k - $130k
...managed by KKR's experienced investment teams. The GWS Compliance team partners with the GWS business to ensure compliant... ...frameworks, governance processes, and cross-border distribution oversight to meet regional regulatory obligations and industry best practices. The GWS...RegulatoryWork at officeLocal area- ...career and personal priorities. Job Details We're looking for a Senior Compliance Analyst who can strengthen our oversight and help ensure that our business always meets regulatory standards. You'll partner with teams across investments, operations, and leadership...RegulatoryLocal areaFlexible hours
- A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple...Regulatory
$100k - $150k
...SUMMARY: Seeking a detail oriented Senior Compliance Analyst/Compliance Counsel for a newly... ...records and evidence requirements * Track regulatory developments impacting private equity... ...business processes * Assist with oversight of service providers, support Reg S-P...RegulatoryContract workWork at office$130k - $170k
...compounding interest. About The Legal, Compliance, And Public Affairs Team The... ...that proactively addresses regulatory requirements while also... ...Compliance program activities include advisory, training, testing & monitoring, reporting, and oversight. Although a second line of...RegulatoryWork at officeRemote workFlexible hours- ...Junior Information Security Analyst Location: Boston, MA (Hybrid... ...is responsible for ensuring compliance with industry regulations,... ...technology tool. Development and oversight of system security plans (... ...Audit, Risk Management and Regulatory Compliance Knowledge of...RegulatoryContract workFor contractorsLocal area
- Amentum is seeking an SCA and DBA Compliance Analyst to ensure the company’s adherence to compliance with the Service Contract Act... ...integrity. Key responsibilities include compliance oversight, managing regulatory risks, and conducting audits. Candidates should have at...RegulatoryRemote jobContract work
$110k - $188.75k
...The Regulatory Reporting Governance and Risk Advisory lead, Vice President will serve as a senior Business Risk and... ...and mitigation of operational and compliance risk. In addition, the Vice President... ...requirements including policy oversight, key report attestation programs,...RegulatoryTemporary workFlexible hours$127k - $210k
Lead compliance programs for multiple investment adviser entities Shape advisory compliance strategy across complex product platforms... ...culture, and disciplined oversight across all investment and operational... ...by driving awareness of regulatory expectations and encouraging...Regulatory- ...all 7 continents. The SCA and DBA Compliance Analyst will support the company's compliance... ...applicable wage determinations, labor laws and regulatory orders are met. This is a... ...Key Responsibilities: Compliance Oversight & Regulatory Management Guarantee adherence...RegulatoryHourly payContract workWork experience placementFor subcontractorWork at officeLocal areaRemote work
$120k - $215k
...Impact & Responsibilities Lead Risk Advisory engagements focused on SOX 404 compliance, ICFR readiness, and controls... ...management—with limited Director/MD oversight. Serve as the day-to-day... ..., organizational complexity, and regulatory requirements. Review, finalize, and...RegulatoryFlexible hours- ...fastest-growing accounting and advisory firms in the industry... ...Provide grants monitoring and oversight, including recipient and subrecipient... ..., grant closeout, and compliance requirements Guide... ...Keeping up with ever-changing regulatory requirements, Governmental Accounting...RegulatoryWork at officeLocal areaRemote work2 days per week
$60.5k - $104.5k
Senior Marketing Compliance Analyst As a Senior Marketing Compliance Analyst, you will play a critical... ...materials adhere to firm policies and regulatory standards (e.g., SEC, FINRA), while... ...under the Associate Director's oversight. Identify and elevate high‑risk or ambiguous...RegulatoryFlexible hours- ...Compliance Analyst Several Compliance Analysts needed immediately for Boston Mutual Fund House. Key responsibilities include: Assist... ...of compliance services. Maintain understanding of regulatory requirements, internal processes, and client specifications...RegulatoryImmediate start
- ...Compliance Analyst/Coordinator Essential Functions: • Performs compliance examinations independently as needed or in conjunction with... ...obtain information on actual practice • Compares practice with regulatory and internal requirements to identify variances •...Regulatory
- ...asset manager in Boston is looking for two compliance officers. Pre and Post experience... ...with the Advisers Act and other relevant regulatory requirements, compliance specific client... ...meet competing deadlines with limited oversight and support Team orientation and willingness...Regulatory
$74k - $135k
...seeking a Senior Associate in Boston to support Risk Advisory engagements focused on SOX 404 compliance. Candidates will evaluate internal controls and... ...communicate findings effectively, ensuring compliance with regulatory requirements. The ideal candidate will have a...RegulatoryFlexible hours- ...Audit/Compliance Analyst: II Demonstrates working knowledge of regulatory compliance, regulatory matters, and business applications. Provides input towards consultation, interpretation, administration, and implementation of contractual, regulatory, and reliability...RegulatoryFor contractors
- ...Job Description: GovCloud Compliance Analyst (Cloud Controls & Audit) (14011-1) Boston, MA If you post this job on a job board... ...summary The GovCloud Compliance Analyst supports regulatory compliance and audit readiness for our GovCloud environments...RegulatoryHourly payRemote workVisa sponsorship
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