Regulatory Controls Analyst
Ageatia Global Solutions
Position: Regulatory Controls Analyst
Location: Chicago, IL-60601
Duration: 12 months Job Description
Location: Chicago, IL-60601
Duration: 12 months Job Description
- The Regulatory Controls Analyst supports the design, implementation, and ongoing monitoring of regulatory and internal controls to ensure compliance with applicable laws, regulations, and industry standards. This role partners closely with compliance, risk, legal, audit, and business teams to identify control gaps, mitigate risk, and strengthen governance frameworks.
- Key Responsibilities
- Analyze regulatory requirements and translate them into effective business and operational controls
- Design, document, and maintain control frameworks, policies, procedures, and process flows
- Perform control testing, monitoring, and effectiveness assessments (e.g., SOX, internal controls, regulatory controls)
- Identify control gaps, weaknesses, and remediation actions; track issues through resolution
- Support internal and external audits, regulatory exams, and compliance reviews
- Prepare and maintain control documentation, risk assessments, and evidence for regulatory reporting
- Monitor regulatory changes and assess impact to existing controls and processes
- Partner with business stakeholders to implement control enhancements and process improvements
- Develop metrics, dashboards, and reports to track control performance and compliance status
- Assist with governance initiatives, including risk assessments and compliance programs
- Bachelor's degree in Business, Finance, Accounting, Risk Management, or a related field
- 3-7+ years of experience in regulatory compliance, risk management, internal controls, or audit
- Strong understanding of regulatory frameworks and control environments
- Experience with control testing, issue management, and remediation tracking
- Strong analytical, documentation, and problem-solving skills
- Ability to interpret regulations and apply them pragmatically to business processes
- Excellent communication skills with the ability to work cross-functionally
- Preferred Qualifications
- Experience with SOX, COSO, COBIT, ISO, or similar frameworks
- Regulatory interpretation & controls design
- Risk assessment & mitigation
- Audit and compliance support
- Process improvement
- Stakeholder collaboration
- Attention to detail with a strong control mindset
Vacancy posted 2 days ago
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